16 unchanged sentences
Insider Trading Arrangement
−Removed: During the quarter ended December 31, 2023, our directors and officers (as defined in Rule 16a-1(f) under the Exchange Act) adopted or terminated the contracts, instructions, or written plans for the purchase or sale of our securities set forth in the table below:
−Removed: Name and Position Date Action Rule 10b5-1 (1)
−Removed: Expiration Date Total Shares of Common Stock to be Sold
−Removed: Martha Morrell ,
−Removed: Chief Medical Officer
−Removed: September 5, 2023 Adoption X September 3, 2024 91,667 (2)
−Removed: _________________
−Removed: Contract, instruction or written plan intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) under the Exchange Act.
−Removed: Including the exercise and sale of up to 80,662 shares of the Company’s common stock subject to stock options.
+Added: During the quarter ended December 31, 2024, none of our directors and officers (as defined in Rule 16a-1(f) under the Exchange Act) adopted, modified or terminated any contract, instruction, or written plan for the purchase or sale of our securities that was intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) under the Exchange Act or any “non-Rule 10b5-1 trading arrangement” as defined in Item 408(c) of Regulation S-K.
Disclosure Regarding Foreign Jurisdictions that Prevent Inspections.
44 unchanged sentences
April 14, 2021
+Added: Forms of Restricted Stock Unit Grant Notice and Award Agreement (RSU Award) under 2021 Equity Incentive Plan
10.6+ 2021 Employee Stock Purchase Plan.
1 unchanged sentence
April 14, 2021
−Removed: 10.6+ NeuroPace, Inc.
2023 Inducement Plan, Form of Stock Option Grant Notice, and Form of Stock Option Agreement
2 unchanged sentences
S-1/A 333-254663 10.9 April 14, 2021
−Removed: 10.8+ Consulting Agreement dated June 28, 2023, by and between NeuroPace and Michael Favet
−Removed: 8-K 001-40377 10.1 June 28, 2023
Offer Letter dated June 27, 2023, by and between NeuroPace and Joel Becker
6 unchanged sentences
Transition and Separation Agreement, dated February 7, 2024 by and between the Company and Irina Ridley.
+Added: 10-K 001-40337 10.12 March 5, 2024
Term Loan Agreement, dated September 24, 2020, by among the Company, the Subsidiary Guarantors from time to time party thereto, the Lenders from time to time party thereto and CRG Servicing LLC.
5 unchanged sentences
10-Q 001-40337 10.1 May 4, 2023
−Removed: Supply Agreement, dated November 16 , 202 2 , b y and between the Company and Micro Systems Technol o g ies, Inc.
+Added: Supply Agreement, dated November 16, 2022, b y and between the Company and Micro Systems Technologies, Inc.
+Added: 10-K 001-40337 10.16 March 5, 2024
10.17** Amendment 1 to Supply Agreement, dated November 16, 2022, by and between the Company and Micro Systems Technologies, Inc.
4 unchanged sentences
10.19** First Amendment to Supply Agreement, dated January 1, 2021, by and between the Company and Greatbatch Ltd.
+Added: 10-K 001-40337 10.19 March 5, 2024
10.20** Second Amendment to Supply Agreement, dated January 1, 2021, by and between the Company and Greatbatch Ltd.
−Removed: Non-Employee Director Compensation Policy
−Removed: S-1/A 333-254663 10.20 April 14, 2021
+Added: 10-K 001-40337 10.20 March 5, 2024
+Added: 10.21+ Non-Employee Director Compensation Policy, as amended as of October 30, 2024.
Office Lease, dated August 24, 2011, by and between the Company and BXP Research Park LP (f/k/a BP MV Research Park LLC).
16 unchanged sentences
S-3 333-268243 1.2 November 8, 2022
+Added: 19.1 Insider Trading Policy
Consent of PricewaterhouseCoopers LLP, independent registered public accounting firm.
5 unchanged sentences
97+ Incentive Compensation Recoupment Policy.
−Removed: 101.SCH XBRL Taxonomy Extension Schema Document.
−Removed: XBRL Instance Document.
−Removed: 101.CAL XBRL Taxonomy Extension Calculation Linkbase Document.
−Removed: 101.DEF XBRL Taxonomy Extension Definition Linkbase Document.
−Removed: 101.LAB XBRL Taxonomy Extension Label Linkbase Document.
−Removed: 101.PRE XBRL Taxonomy Extension Presentation Linkbase Document.
−Removed: 104 Cover Page Interactive Data File (formatted as inline XBRL and contained in Exhibits 101) X
+Added: 10-K 001-40337 97 March 5, 2024
+Added: XBRL Instance Document - the instance document does not appear in the Interactive Data File because its SBRL tags are embedded within the Inline XBRL document.
+Added: 101.SCH XBRL Taxonomy Extension Schema with Embedded Linkbase Document.
+Added: 104 Cover Page formatted as inline XBRL and contained in Exhibits 101 X
_________________
12 unchanged sentences
POWER OF ATTORNEY
−Removed: KNOW ALL PERSONS BY THESE PRESENTS, that each person whose signature appears below constitutes and appoints Joel Becker and Rebecca Kuhn, jointly and severally, as his true and lawful attorneys-in-fact and agents, with full power of substitution and resubstitution, for him and in his name, place, and stead, in any and all capacities, to sign any and all amendments to this Annual Report on Form 10-K, and to file the same, with all exhibits thereto, and other documents in connection therewith, with the Securities and Exchange Commission, granting unto said attorneys-in-fact and agents full power and authority to do and perform each and every act and thing requisite and necessary to be done in and about the premises, as fully to all intents and purposes as he might or could do in person, hereby ratifying and confirming that all said attorneys-in-fact and agents, or his or their substitute or substitutes, may lawfully do or cause to be done by virtue hereof.
+Added: KNOW ALL PERSONS BY THESE PRESENTS, that each person whose signature appears below constitutes and appoints Joel Becker and Rebecca Kuhn, jointly and severally, as his or her true and lawful attorneys-in-fact and agents, with full power of substitution and resubstitution, for him or her and in his or her name, place, and stead, in any and all capacities, to sign any and all amendments to this Annual Report on Form 10-K, and to file the same, with all exhibits thereto, and other documents in connection therewith, with the Securities and Exchange Commission, granting unto said attorneys-in-fact and agents full power and authority to do and perform each and every act and thing requisite and necessary to be done in and about the premises, as fully to all intents and purposes as he might or could do in person, hereby ratifying and confirming that all said attorneys-in-fact and agents, or his or her or their substitute or substitutes, may lawfully do or cause to be done by virtue hereof.
Pursuant to the requirements of the Securities Exchange Act of 1934, this Annual Report on Form 10-K has been signed below by the following persons on behalf of the Registrant and in the capacities and on the dates indicated:
6 unchanged sentences
Frank Fischer
−Removed: /s/ Joseph S.
−Removed: Lacob Director March 5, 2024
/s/ Lisa Andrade Director March 4, 2025
+Added: /s/ Uri Geiger Director March 4, 2025
+Added: /s/ Scott Huennekens Director March 4, 2025
+Added: Scott Huennekens
/s/ Rakhi Kumar Director March 4, 2025
+Added: /s/ Joseph S.
+Added: Lacob Director March 4, 2025
/s/ Renee Ryan Director March 4, 2025
−Removed: /s/ Uri Geiger Director March 5, 2024
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.