Other Information
−Removed: Overall, New Mountain Capital's team now exceeds 175 people vs.
−Removed: 84 people at the time of NMFC's IPO in 2011.
−Removed: New Mountain Capital now has seven Managing Director level team members dedicated to its credit activities vs.
−Removed: one at the time of NMFC’s IPO in 2011.
−Removed: Going forward, Robert A.
−Removed: Hamwee is expected to remain as NMFC's CEO and the most senior Managing Director in the credit area, but with the freedom to allocate half of his time to activities outside of credit and NMFC.
−Removed: As part of his responsibilities, Mr.
−Removed: Hamwee will continue to:
−Removed: (i) serve as the Company’s Chief Executive Officer, (ii) serve as a senior member of the Investment Committee of the Company’s investment adviser, and (iii) be involved in other parts of leadership, which the Company’s board of directors considers core to the Company’s performance.
−Removed: Meanwhile, John Kline will become co-portfolio manager of the Company in addition to already being its President and Chief Operating Officer.
−Removed: Kline joined New Mountain in 2008 and has been a senior manager within New Mountain Capital's credit effort since its beginning.
−Removed: The Company’s investment adviser believes that its management team, with the overall support of New Mountain Capital’s team, is adequately staffed to support the Company’s Co-Portfolio Managers, Messrs.
−Removed: Hamwee and Kline, in managing the Company’s investment portfolio.
−Removed: Table o f Contents
The following exhibits are filed as part of this report or hereby incorporated by reference to exhibits previously filed with the United States Securities and Exchange Commission:
10 unchanged sentences
10.3 Fee Waiver Agreement, dated May 4, 2021, by and between New Mountain Finance Corporation and New Mountain Finance Advisers BDC, L.L.C.(7)
+Added: 10.4 Form of Amended and Restated Senior Secured Revolving Credit Agreement dated as of June 4, 2021, among New Mountain Finance Corporation, as Borrower, the Lenders Party Hereto and Goldman Sachs Bank USA, as Administrative Agent and Syndication Agent( 8 )
31.1 Certification of Chief Executive Officer pursuant to Rule 13a-14(a) of the Securities Exchange Act of 1934, as amended*
10 unchanged sentences
(7) Previously filed in connection with New Mountain Finance Corporation's report on Form 8-K filed on May 5, 2021.
+Added: (8) Previously filed in connection with New Mountain Finance Corporation's report on Form 8-K filed on June 9, 2021.
*Filed herewith.
−Removed: Table o f Contents
−Removed: Pursuant to the requirements of Section 13 or 15(d) of the Securities Exchange Act of 1934, as amended, the Registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized on May 5, 2021.
+Added: Pursuant to the requirements of Section 13 or 15(d) of the Securities Exchange Act of 1934, as amended, the Registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized on August 4, 2021.
NEW MOUNTAIN FINANCE CORPORATION
6 unchanged sentences
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.