OTHER INFORMATION
−Removed: 10b5-1 Trading Arrangements
−Removed: the quarter ended December 31, 2024, no director or officer (as defined in Rule 16a-1(f) promulgated under the Exchange Act) of
−Removed: the Company adopted or terminated a “Rule 10b5-1 trading arrangement” or “non-Rule 10b5-1 trading arrangement”
−Removed: (as each term is defined in Item 408 of Regulation S-K).
+Added: Rule 10b5-1 Trading Arrangements
+Added: During the quarter ended March 31, 2025,
+Added: no director or officer (as defined in Rule 16a-1(f) promulgated under the Exchange Act) of the Company adopted or terminated a
+Added: “Rule 10b5-1 trading arrangement” or “non-Rule 10b5-1 trading arrangement” (as each term is defined in
+Added: Item 408 of Regulation S-K).
Notice of Articles dated April 5, 2016
1 unchanged sentence
Amendment to Articles, effective March 17, 2023
−Removed: Consent and Waiver, dated as of October 3, 2024, between NioCorp Developments Ltd.
−Removed: and YA II PN, Ltd.
−Removed: Consent and Waiver, dated as of October 3, 2024, between NioCorp Developments Ltd.
−Removed: and Lind Global Fund II LP
−Removed: Warrant Agency Agreement, dated as of November 5, 2024, by and between NioCorp Developments Ltd., Computershare Inc.
−Removed: and Computershare Trust Company, N.A.
−Removed: Form of November 2024 Series A Public Warrant
−Removed: Form of November 2024 Series B Public Warrant
−Removed: Form of Subscription Agreement in respect of units issued in November 2024
−Removed: Form of November 2024 Series A Private Warrant
−Removed: Form of November 2024 Series B Private Warrant
Form of January 2025 Series A Warrant
2 unchanged sentences
and YA II PN, Ltd.
−Removed: Underwriting Agreement, dated as of November 3, 2024, by and between NioCorp Developments Ltd.
−Removed: and Maxim Group LLC
+Added: Form of April 2025 Pre-Funded Warrant
Underwriting Agreement, dated as of January 29, 2025, by and between NioCorp Developments Ltd.
and Maxim Group LLC
+Added: Underwriting Agreement, dated as of April 17, 2025, by and between NioCorp Developments Ltd.
+Added: and Maxim Group LLC
Certification of Chief Executive Officer pursuant to Exchange Act Rules 13a-14(a) and 15d-14(a), as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002
4 unchanged sentences
Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002
−Removed: XBRL Instance Document
−Removed: XBRL Taxonomy Extension- Schema
−Removed: XBRL Taxonomy Extension – Calculations
−Removed: XBRL Taxonomy Extension – Definitions
−Removed: XBRL Taxonomy Extension – Labels
−Removed: XBRL Taxonomy Extension – Presentations
−Removed: Page Interactive Data File (formatted as Inline XBRL and contained in Exhibit 101)
−Removed: compensation plan, arrangement, or agreement.
−Removed: filed as an exhibit to the Company’s Draft Registration Statement on Form S-1 (Registration No.
−Removed: 377-01354) submitted
−Removed: to the SEC on July 26, 2016, and incorporated herein by reference.
−Removed: filed as an exhibit to the Company’s Current Report on Form 8-K (File No.
−Removed: 001-41655) filed with the SEC on March 17,
−Removed: 2023, and incorporated herein by reference.
−Removed: filed as an exhibit to the Company’s Quarterly Report on Form 10-Q (File No.
−Removed: 001-41655) filed with the SEC on November
−Removed: 11, 2024, and incorporated herein by reference.
−Removed: filed as an exhibit to the Company’s Current Report on Form 8-K (File No.
−Removed: 001-41655) filed with the SEC on November
−Removed: 5, 2024, and incorporated herein by reference.
+Added: Inline XBRL Instance Document
+Added: Inline XBRL Taxonomy Extension- Schema
+Added: Inline XBRL Taxonomy Extension – Calculations
+Added: Inline XBRL Taxonomy Extension – Definitions
+Added: Inline XBRL Taxonomy Extension – Labels
+Added: Inline XBRL Taxonomy Extension – Presentations
+Added: Cover Page Interactive Data File (formatted as Inline XBRL and contained in Exhibit 101)
+Added: Management compensation plan, arrangement, or agreement.
+Added: Previously filed as an exhibit to the Company’s Draft Registration Statement on Form S-1 (Registration No.
+Added: 377-01354) submitted to the SEC on July 26, 2016, and incorporated herein by reference.
Previously filed as an exhibit to the Company’s Current Report on Form 8-K (File No.
+Added: 001-41655) filed with the SEC on March 17, 2023, and incorporated herein by reference.
+Added: Previously filed as an exhibit to the Company’s Current Report on Form 8-K (File No.
001-41655) filed with the SEC on January 31, 2025, and incorporated herein by reference.
−Removed: Electronically Herewith.
−Removed: Attached as Exhibit 101 to this report are the following formatted in inline XBRL (Extensible Business
−Removed: Reporting Language):
−Removed: (i) the Interim Condensed Consolidated Balance Sheets as of December 31, 2024 and June 30, 2024,
−Removed: (ii) the Interim Condensed Consolidated Statements of Operations and Comprehensive Loss for the Three and Six Months
−Removed: ended December 31, 2024 and 2023, (iii) the Interim Condensed Consolidated Statements of Cash Flows for the Six Months
−Removed: ended December 31, 2024 and 2023, (iv) the Interim Condensed Consolidated Statements of Shareholders’ Equity (Deficit) and Redeemable Noncontrolling Interest for the Three and Six Months ended December 31, 2024 and 2023 and (v) the
−Removed: Notes to the Interim Condensed Consolidated Financial Statements.
−Removed: to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf
−Removed: by the undersigned thereunto duly authorized.
−Removed: DEVELOPMENTS LTD.
−Removed: Chief Executive Officer and
+Added: Previously filed as an exhibit to the Company’s Quarterly Report on Form 10-Q (File No.
+Added: 001-41655) filed with the SEC on February 7, 2025, and incorporated herein by reference.
+Added: Previously filed as an exhibit to the Company’s Current Report on Form 8-K (File No.
+Added: 001-41655) filed with the SEC on April 21, 2025, and incorporated herein by reference.
+Added: Submitted Electronically Herewith.
+Added: Attached as Exhibit 101 to this report are the following formatted in inline XBRL (Extensible Business Reporting Language):
+Added: (i) the Interim Condensed Consolidated Balance Sheets as of March 31, 2025 and June 30, 2024, (ii) the Interim Condensed Consolidated Statements of Operations and Comprehensive Loss for the Three and Nine Months ended March 31, 2025 and 2024, (iii) the Interim Condensed Consolidated Statements of Cash Flows for the Nine Months ended March 31, 2025 and 2024, (iv) the Interim Condensed Consolidated Statements of Shareholders’ Equity (Deficit) and Redeemable Noncontrolling Interest for the Three and Nine Months ended March 31, 2025 and 2024 and (v) the Notes to the Interim Condensed Consolidated Financial Statements.
+Added: Pursuant to the requirements of the Securities
+Added: Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
+Added: NIOCORP DEVELOPMENTS LTD.
+Added: President, Chief Executive Officer and
Executive Chairman
−Removed: Executive Officer)
−Removed: February 7, 2025
−Removed: Financial Officer
−Removed: Financial and Accounting Officer)
−Removed: February 7, 2025
+Added: (Principal Executive Officer)
+Added: /s/ Neal Shah
+Added: Chief Financial Officer
+Added: (Principal Financial and Accounting Officer)
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.