OTHER INFORMATION
−Removed: Business Combination Agreement, dated as of September 25, 2022, by and among NioCorp Developments Ltd., GX Acquisition Corp.
−Removed: II and Big Red Merger Sub Ltd
Notice of Articles dated April 5, 2016
Articles, as amended, effective as of January 27, 2015
−Removed: GXII Support Agreement, dated as of September 25, 2022, by and among GX Acquisition Corp.
−Removed: II, NioCorp Developments Ltd., GX Sponsor II LLC, in its capacity as a shareholder of GX Acquisition Corp.
−Removed: II, and certain other shareholders of GX Acquisition Corp.
−Removed: Company Support Agreement, dated as of September 25, 2022, by and among GX Acquisition Corp.
−Removed: II, NioCorp Developments Ltd.
−Removed: and certain shareholders of NioCorp Developments Ltd.
−Removed: Employment Agreement, dated as of September 25, 2022, by and between Elk Creek Resources Corporation and Neal Shah
−Removed: Employment Agreement, dated as of September 25, 2022, by and between Elk Creek Resources Corporation and Scott Honan
−Removed: Employment Agreement, dated as of September 25, 2022, by and between Elk Creek Resources Corporation and Jim Sims
−Removed: Form of Restrictive Covenant Agreement
−Removed: Waiver and Consent Agreement, dated September 25, 2022, between NioCorp Developments Ltd.
−Removed: and Lind Global Asset Management III, LLC
+Added: Securities Purchase Agreement, dated as of January 26, 2023, by and between NioCorp Developments Ltd.
+Added: and each of the investors listed on the Schedule of Buyers attached thereto
+Added: Form of Convertible Debentures (included in Exhibit 4.1)
+Added: Form of Warrants (included in Exhibit 4.1)
+Added: Registration Rights Agreement, dated as of January 26, 2023, by and between NioCorp Developments Ltd.
+Added: and YA II PN, Ltd.
+Added: Standby Equity Purchase Agreement, dated as of January 26, 2023, by and between NioCorp Developments Ltd.
+Added: and YA II PN, Ltd.
Certification of Chief Executive Officer pursuant to Exchange Act Rules 13a-14(a) and 15d-14(a), as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002
4 unchanged sentences
Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002
−Removed: XBRL Instance Document
−Removed: XBRL Taxonomy Extension- Schema
−Removed: XBRL Taxonomy Extension – Calculations
−Removed: XBRL Taxonomy Extension – Definitions
−Removed: XBRL Taxonomy Extension – Labels
−Removed: XBRL Taxonomy Extension – Presentations
−Removed: Page Interactive Data File (formatted as Inline XBRL and contained in Exhibit 101)
−Removed: compensation plan, arrangement or agreement.
−Removed: exhibits to this agreement have been omitted pursuant to Item 601(a)(5) of Regulation
−Removed: A copy of any omitted exhibit will be furnished to the Securities and Exchange Commission
−Removed: upon request.
−Removed: Previously filed
−Removed: as an exhibit to the Company’s Draft Registration Statement on Form S-1 (Registration No.
−Removed: 377-01354) submitted to the
−Removed: SEC on July 26, 2016, and incorporated herein by reference.
−Removed: filed as an exhibit to the Company’s Current Report on Form 8-K (File No.
−Removed: filed with the SEC on September 29, 2022, and incorporated herein by reference.
−Removed: Previously filed
−Removed: as an exhibit to the Company’s Registration Statement on Form S-4 (Registration No.
−Removed: 333-268227) filed with the SEC on
−Removed: November 7, 2022, and incorporated herein by reference.
−Removed: Submitted Electronically
−Removed: Attached as Exhibit 101 to this report are the following formatted in inline XBRL (Extensible Business Reporting
−Removed: (i) the Condensed Interim Consolidated Balance Sheets as of September 30, 2022 and June 30, 2022, (ii) the
−Removed: Condensed Interim Consolidated Statements of Operations and Comprehensive Loss for the Three Months ended September 30, 2022
−Removed: and 2021, (iii) the Condensed Interim Consolidated Statements of Cash Flows for the Three Months ended September 30,
−Removed: 2022 and 2021, (iv) the Condensed Interim Consolidated Statements of Shareholders’ Equity for the Three Months
−Removed: ended September 30, 2022 and 2021 and (v) the Notes to the Condensed Interim Consolidated Financial Statements.
−Removed: to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf
−Removed: by the undersigned thereunto duly authorized.
+Added: Inline XBRL Instance
+Added: Inline XBRL Taxonomy
+Added: Extension- Schema
+Added: Inline XBRL Taxonomy
+Added: Extension – Calculations
+Added: Inline XBRL Taxonomy
+Added: Extension – Definitions
+Added: Inline XBRL Taxonomy
+Added: Extension – Labels
+Added: Inline XBRL Taxonomy
+Added: Extension – Presentations
+Added: Cover Page Interactive
+Added: Data File (formatted as Inline XBRL and contained in Exhibit 101)
+Added: Previously filed as an exhibit to the Company’s Draft Registration Statement on Form S-1 (Registration No.
+Added: 377-01354) submitted to the SEC on July 26, 2016, and incorporated herein by reference.
+Added: Previously filed as an exhibit to the Company’s Current Report on Form 8-K (File No.
+Added: 000-55710) filed with the SEC on January 27, 2023, and incorporated herein by reference.
+Added: Electronically Herewith.
+Added: Attached as Exhibit 101 to this report are the following formatted in inline XBRL (Extensible Business
+Added: Reporting Language):
+Added: (i) the Interim Condensed Consolidated Balance Sheets as of December 31, 2022 and June 30, 2022,
+Added: (ii) the Interim Condensed Consolidated Statements of Operations and Comprehensive Loss for the Three and Six Months
+Added: ended December 31, 2022 and 2021, (iii) the Interim Condensed Consolidated Statements of Cash Flows for the Six Months
+Added: ended December 31, 2022 and 2021, (iv) the Interim Condensed Consolidated Statements of Shareholders’ Equity for
+Added: the Three and Six Months ended December 31, 2022 and 2021 and (v) the Notes to the Interim Condensed Consolidated Financial
+Added: Pursuant to the requirements of the Securities
+Added: Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
NIOCORP DEVELOPMENTS LTD.
2 unchanged sentences
(Principal Executive Officer)
−Removed: November 14, 2022
+Added: February 13, 2023
+Added: /s/ Neal Shah
Chief Financial Officer
(Principal Financial and Accounting Officer)
−Removed: November 14, 2022
+Added: February 13, 2023
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.