Item 2. Unregistered Sales of Equity Securities
ITEM 2. UNREGISTERED SALES OF EQUITY SECURITIES AND USE OF PROCEEDS
Portions of the information required by this Item 2 is contained in our Current Report on Form 8-K filed with the Securities and Exchange Commission on June 10, 2021.
Plan-Related Issuances
On June 21, 2021, we issued (i) 26,459 shares of our common stock upon the exercise of options granted under our 2017 Equity Incentive Plan (“2017 Plan”) at an exercise price of $0.43 per share and (ii) 22,676 shares of our common stock upon the exercise of options granted under the 2017 Plan at an exercise price of $1.14 per share. On August 5, 2021, we issued 7,402 shares of our common stock upon the exercise of options granted under the 2017 Plan at an exercise price of $1.14 per share These issuances were deemed to be exempt from registration under the Securities Act pursuant to Rule 701 promulgated under Section 3(b) of the Securities Act.
ITEM 3. DEFAULTS UPON SENIOR SECURITIES
None.
ITEM 4. MINE SAFETY DISCLOSURES
None.
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