47 unchanged sentences
The registrant hereby undertakes to furnish to the SEC, upon request, copies of any such instruments.
−Removed: 4.3 Form of 5.125% Fixed-to-Floating Rate Subordinated Note (incorporated by reference as Exhibit A to Exhibit 10.1 to the Company’s Form 8-K filed with the SEC on March 17, 2020, File No.
4.3 Form of 4.25% Fixed-to-Floating Rate Subordinated Note (incorporated by reference as Exhibit A to Exhibit 10.1 to the Company’s Form 8-K filed with the SEC on November 25, 2020, File No.
1 unchanged sentence
4.5 Form of 7.00% Fixed-to-Floating rate Subordinated Note due 2032 (incorporated by reference to Exhibit A to Exhibit 10.1 to the Company's Form 8-K filed with the SEC on December 6, 2022, File No.
−Removed: 4.7* Description of Registrant’s Securities
−Removed: 10.1† First Western Financial, Inc.
−Removed: 2008 Stock Incentive Plan, as amended (incorporated by reference to Exhibit 10.1 to the Company’s Form S-1 filed with the SEC on June 19, 2018, File No.
+Added: 4.6 Description of Registrant’s Securities (incorporated by reference to Exhibit 4.7 to the Company's 10-K filed with the SEC on March 7, 2025, File No.
10.1† First Western Financial, Inc.
−Removed: 2016 Omnibus Incentive Plan (incorporated by reference to Exhibit 10.2 to the Company’s Form S-1 filed with the SEC on June 19, 2018, File No.
−Removed: 10.3† Amendment to 2016 Omnibus Incentive Plan dated April 26, 2023 (incorporated by reference to Exhibit 10.4 to the Company’s Form 8-K filed with the SEC on May 2, 2023, File No.
+Added: Omnibus Incentive Plan, as amended and restated April 23, 2025 (incorporated by reference to Exhibit 10.1 to the Company’s Form 8-K filed with the SEC on June 6, 2025, File No.
10.2† Amended and Restated Employment Agreement dated April 26, 2023 by and between First Western Financial, Inc.
9 unchanged sentences
and its directors and certain officers (incorporated by reference to Exhibit 10.7 to the Company’s Form S-1 filed with the SEC on June 19, 2018, File No.
−Removed: 10.9 Form of Subordinated Note Purchase Agreement, dated March 17, 2020, by and among First Western Financial, Inc.
−Removed: and several purchasers named therein (incorporated by reference to Exhibit 10.1 to the Company’s Form 8-K filed with the SEC on March 17, 2020, File No.
10.7 Form of Subordinated Note Purchase Agreement, dated November 25, 2020, by and among First Western Financial, Inc.
5 unchanged sentences
10.10 Named Executive Officer (“NEO”) Discretionary Incentive Compensation Plan, approved on April 24, 2024 by the Board of Directors of First Western Financial, Inc (incorporated by reference to Exhibit 10.1 to the Company’s Form 8-K filed with the SEC on April 26, 2024, File No.
−Removed: Insider Trading Policy
+Added: 19.1 Insider Trading Policy (incorporated by reference to Exhibit 19.1 to the Company's Form 10-K filed with the SEC on March 7, 2025, File No.
21.1* Subsidiaries of First Western Financial, Inc.
22 unchanged sentences
First Western Financial, Inc.
−Removed: March 7, 2025 By:
+Added: February 27, 2026 By:
Date Scott C.
2 unchanged sentences
KNOW ALL PERSONS BY THESE PRESENTS, that each person whose signature appears below hereby constitutes and appoints Scott C.
−Removed: Wylie, David R.
−Removed: Weber, and Jesica J.
−Removed: Montgomery, with full power to act without the other, his or her true and lawful attorney-in-fact and agent, with full and several powers of substitution, for him or her and in his or her name, place and stead, in any and all capacities, to sign any and all amendments to this Annual Report on Form 10-K, and to file the same, with all exhibits thereto and other documents in connection therewith, with the Securities and Exchange Commission, and hereby grants to such attorneys-in-fact and agents, and each of them, full power and authority to do and perform each and every act and thing requisite and necessary to be done, as fully as to all intents and purposes as each of the undersigned might or could do in person, hereby ratifying and confirming all that said attorneys-in-fact and agents, or any of them, or their or his substitute or substitutes, may lawfully do or cause to be done by virtue hereof.
+Added: Wylie and David R.
+Added: Weber, with full power to act without the other, his or her true and lawful attorney-in-fact and agent, with full and several powers of substitution, for him or her and in his or her name, place and stead, in any and all capacities, to sign any and all amendments to this Annual Report on Form 10-K, and to file the same, with all exhibits thereto and other documents in connection therewith, with the Securities and Exchange Commission, and hereby grants to such attorneys-in-fact and agents, and each of them, full power and authority to do and perform each and every act and thing requisite and necessary to be done, as fully as to all intents and purposes as each of the undersigned might or could do in person, hereby ratifying and confirming all that said attorneys-in-fact and agents, or any of them, or their or his substitute or substitutes, may lawfully do or cause to be done by virtue hereof.
Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, this Report has been signed below by the following persons on behalf of the Registrant in the capacities and on the dates indicated.
1 unchanged sentence
Wylie Chairman, Chief Executive Officer, and President of First Western Financial, Inc.
−Removed: (principal executive officer) March 7, 2025
−Removed: Weber Chief Financial Officer and Treasurer (principal financial officer) March 7, 2025
−Removed: /s/ Jesica J.
−Removed: Montgomery Principal Accounting Officer March 7, 2025
−Removed: Courkamp Director, Chief Operating Officer, and President of First Western Trust Bank March 7, 2025
−Removed: Caponi Director March 7, 2025
−Removed: Duncan Director March 7, 2025
+Added: (principal executive officer) February 27, 2026
+Added: Weber Chief Financial Officer and Treasurer (principal financial officer and principal accounting officer) February 27, 2026
+Added: Courkamp Director, Chief Operating Officer, and President of First Western Trust Bank February 27, 2026
+Added: Caponi Director February 27, 2026
+Added: Duncan Director February 27, 2026
/s/ Thomas A.
−Removed: Gart Director March 7, 2025
+Added: Gart Director February 27, 2026
/s/ Patrick H.
−Removed: Hamill Director March 7, 2025
−Removed: Mitchell Director March 7, 2025
−Removed: Latimer Director March 7, 2025
−Removed: Director March 7, 2025
−Removed: Smith Director March 7, 2025
+Added: Hamill Director February 27, 2026
+Added: Mitchell Director February 27, 2026
+Added: Latimer Director February 27, 2026
+Added: Director February 27, 2026
+Added: Smith Director February 27, 2026
/s/ Joseph C.
−Removed: Zimlich Director March 7, 2025
+Added: Zimlich Director February 27, 2026
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.