Item 5. Other Information
Item 5. OTHER INFORMATION
(c) Our Section 16 officers and directors, as defined in Rule 16a-1(f) of the Securities and Exchange Act of 1934 (the “Exchange Act”), may from time to time enter into plans for the purchase or sale of our common stock that are intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) of the Exchange Act. During the quarter ended December 31, 2024, the following officer adopted a “Rule 10b5-1 trading arrangement ” (as defined in Item 408 of Regulation S-K of the Exchange Act):
Mr. Steve Heinrichs, the Company’s Chief Financial Officer and Chief Legal and Compliance Officer, adopted a written trading plan on December 4 , 2024 . The trading plan begins on March 5, 2025, and ends May 16, 2025. The trading plan is intended to satisfy the affirmative defense conditions of Exchange Act Rule 10b5-1(c) and permits Mr. Heinrichs to sell up to 227,099 shares of common stock of the Company, subject to certain conditions.
This trading plan was adopted during an open trading window.
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No other Section 16 officer or director, as defined in Rule 16a-1(f), adopted, modified, or terminated a “Rule 10b5-1 trading arrangement” or a “non-Rule 10b5-1 trading arrangement,” as defined in Item 408 of Regulation S-K, during the three months ended December 31, 2024.
Item 6. EXHIBITS
Exhibit No. Document
10.1+
Letter Agreement, dated December 9, 2024, by and between Mueller Water Products, Inc. and Marietta Edmunds Zakas, Incorporated by reference to Exhibit 10.1 to Mueller Water Products, Inc. Form 8-K (File no. 001-32892) filed on December 11, 2024.
10.2+
O ffer Letter, date d January 9, 2025, by and between Mueller Water Products, Inc. and Melissa Rasmussen . Incorporated by reference to Exhibit 10.1 to Mueller Water Products, Inc. Form 8-K ( File no. 001-32892) filed on January 16, 2025.
10.3+*
Mueller Water Products, Inc. Executive Severance Plan.
10.4+*
Mueller Water Products, Inc. Form of Performance Restricted Stock Unit Award Agreement - Market Units (awards granted after fiscal 2024).
10.5+*
Mueller Water Products, Inc. Form of Performance Restricted Stock Unit Awards Agreement - ROIC Units (awards granted after fiscal 2024).
10.6+*
Mueller Water Products, Inc. Form of Restricted Stock Unit Award Agreement (awards granted after fiscal 2024).
10.7+*
Mueller Water Products, Inc. Form of Stock Option Grant Awards Agreement (awards granted after fiscal 2024).
31.1* Certification of Chief Executive Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 .
31.2* Certification of Chief Financial Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 .
32.1* Certification of Chief Executive Officer pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 .
32.2* Certification of Chief Financial Officer pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.
101* The following financial information from the Quarterly Report on Form 10-Q for the quarter ended December 31, 2024, formatted in XBRL (Extensible Business Reporting Language), (i) the Unaudited Condensed Consolidated Balance Sheets , (ii) the Unaudited Condensed Consolidated Statements of Operations , (iii) the Unaudited Condensed Consolidated Statements of Comprehensive Income , (iv) the Unaudited Condensed Consolidated Statements of Stockholders' Equity , (v) the Unaudited Condensed Consolidated Statements of Cash Flows , and (vi) the Notes to Unaudited Condensed Consolidated Financial Statements .
104* Cover Page Interactive Data File (formatted as Inline XBRL and contained in Exhibit 101).
+ Management compensatory plan, contract or arrangement
* Filed or furnished with this quarterly report
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
MUELLER WATER PRODUCTS, INC.
Date: February 5, 2025 By: /s/ Suzanne G. Smith
Suzanne G. Smith
Chief Accounting Officer
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