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(c) Our Section 16 officers and directors, as defined in Rule 16a-1(f) of the Securities and Exchange Act of 1934 (the “Exchange Act”), may from time to time enter into plans for the purchase or sale of our common stock that are intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) of the Exchange Act.
−Removed: During the quarter ended June 30, 2024, the following directors adopted “Rule 10b5-1 trading arrangements ” (as defined in Item 408 of Regulation S-K of the Exchange Act):
−Removed: Brian Healy , a Member of the Board of Directors , adopted a written trading plan on May 15, 2024 .
−Removed: The trading plan’s maximum duration is until January 30, 2025 .
−Removed: The first trade will not occur until August 14, 2024.
−Removed: The trading plan is intended to permit Mr.
−Removed: Healy to purchase up to $75,000 worth of shares of common stock of the Company, subject to certain conditions.
−Removed: Christine Ortiz , a Member of the Board of Directors , adopted a written trading plan on May 10, 2024 .
−Removed: The trading plan’s maximum duration is until March 7, 2025 .
−Removed: The first trade will not occur until August 14, 2024.
−Removed: The trading plan is intended to permit Dr.
−Removed: Ortiz to sell up to 20,760 shares of common stock of the Company, subject to certain conditions.
−Removed: Each of these trading plans was adopted during an open trading window.
−Removed: No other Section 16 officers or directors, as defined in Rule 16a-1(f), adopted, modified, or terminated a “Rule 10b5-1 trading arrangement” or a “non-Rule 10b5-1 trading arrangement,” as defined in Item 408 of Regulation S-K, during the three months ended June 30, 2024.
−Removed: L etter Agreement, amending Employment Agreement date d August 21, 2023, by an d between Mueller Water Products, Inc.
−Removed: and Paul McAndrew.
+Added: During the quarter ended December 31, 2024, the following officer adopted a “Rule 10b5-1 trading arrangement ” (as defined in Item 408 of Regulation S-K of the Exchange Act):
+Added: Steve Heinrichs, the Company’s Chief Financial Officer and Chief Legal and Compliance Officer, adopted a written trading plan on December 4 , 2024 .
+Added: The trading plan begins on March 5, 2025, and ends May 16, 2025.
+Added: The trading plan is intended to satisfy the affirmative defense conditions of Exchange Act Rule 10b5-1(c) and permits Mr.
+Added: Heinrichs to sell up to 227,099 shares of common stock of the Company, subject to certain conditions.
+Added: This trading plan was adopted during an open trading window.
+Added: No other Section 16 officer or director, as defined in Rule 16a-1(f), adopted, modified, or terminated a “Rule 10b5-1 trading arrangement” or a “non-Rule 10b5-1 trading arrangement,” as defined in Item 408 of Regulation S-K, during the three months ended December 31, 2024.
+Added: Letter Agreement, dated December 9, 2024, by and between Mueller Water Products, Inc.
+Added: and Marietta Edmunds Zakas, Incorporated by reference to Exhibit 10.1 to Mueller Water Products, Inc.
+Added: Form 8-K (File no.
+Added: 001-32892) filed on December 11, 2024.
+Added: O ffer Letter, date d January 9, 2025, by and between Mueller Water Products, Inc.
+Added: and Melissa Rasmussen .
+Added: Incorporated by reference to Exhibit 10.1 to Mueller Water Products, Inc.
+Added: Form 8-K ( File no.
+Added: 001-32892) filed on January 16, 2025.
+Added: Mueller Water Products, Inc.
+Added: Executive Severance Plan.
+Added: Mueller Water Products, Inc.
+Added: Form of Performance Restricted Stock Unit Award Agreement - Market Units (awards granted after fiscal 2024).
+Added: Mueller Water Products, Inc.
+Added: Form of Performance Restricted Stock Unit Awards Agreement - ROIC Units (awards granted after fiscal 2024).
+Added: Mueller Water Products, Inc.
+Added: Form of Restricted Stock Unit Award Agreement (awards granted after fiscal 2024).
+Added: Mueller Water Products, Inc.
+Added: Form of Stock Option Grant Awards Agreement (awards granted after fiscal 2024).
31.1* Certification of Chief Executive Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 .
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32.2* Certification of Chief Financial Officer pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.
−Removed: 101* The following financial information from the Quarterly Report on Form 10-Q for the quarter ended March 31, 2024, formatted in XBRL (Extensible Business Reporting Language), (i) the Unaudited Condensed Consolidated Balance Sheets , (ii) the Unaudited Condensed Consolidated Statements of Operations , (iii) the Unaudited Condensed Consolidated Statements of Comprehensive Income , (iv) the Unaudited Condensed Consolidated Statements of Stockholders' Equity , (v) the Unaudited Condensed Consolidated Statements of Cash Flows , and (vi) the Notes to Unaudited Condensed Consolidated Financial Statements .
+Added: 101* The following financial information from the Quarterly Report on Form 10-Q for the quarter ended December 31, 2024, formatted in XBRL (Extensible Business Reporting Language), (i) the Unaudited Condensed Consolidated Balance Sheets , (ii) the Unaudited Condensed Consolidated Statements of Operations , (iii) the Unaudited Condensed Consolidated Statements of Comprehensive Income , (iv) the Unaudited Condensed Consolidated Statements of Stockholders' Equity , (v) the Unaudited Condensed Consolidated Statements of Cash Flows , and (vi) the Notes to Unaudited Condensed Consolidated Financial Statements .
104* Cover Page Interactive Data File (formatted as Inline XBRL and contained in Exhibit 101).
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MUELLER WATER PRODUCTS, INC.
−Removed: August 6, 2024 By:
+Added: February 5, 2025 By:
/s/ Suzanne G.
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Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.