Other Information
−Removed: (c) In the second quarter of fiscal 2024, the following trading plans were adopted or terminated by an executive officer or director of the Company:
−Removed: Name Title Adopted or Terminated Adoption/Termination Date Plan Start Date Plan End Date Transactions Shares
−Removed: Sandeep Bharathi Chief Development Officer Adopted 6/27/2023 9/26/2023 5/31/2024 Sales 48,489
−Removed: Dan Christman EVP, Storage Products Group Adopted 7/14/2023 10/16/2023 6/28/2024 Sales 30,000
−Removed: Mitch Gaynor Chief Administration Officer Adopted 6/27/2023 10/16/2023 2/29/2024 Sales 40,000
−Removed: Dean Jarnac EVP, Worldwide Sales Adopted 7/13/2023 10/16/2023 6/28/2024 Sales 15,000
−Removed: Chris Koopmans Chief Operations Officer Adopted 7/14/2023 10/16/2023 7/31/2024 Sales 50,000
−Removed: Willem Meintjes Chief Financial Officer Adopted 6/15/2023 9/18/2023 5/23/2024 Sales 8,864
−Removed: Ford Tamer Adopted 6/6/2023 9/6/2023 3/6/2024 Sales 90,000
−Removed: (1) Vesting of future performance shares are estimated based on target achievement.
−Removed: (2) If the plan covers "net" vested shares, then the current tax rate has been applied.
+Added: (c) During the quarter ended October 28, 2023, no director or Section 16 officer adopted or terminated any Rule 10b5-1 trading or similar arrangements as defined in Item 408(a) of Regulation S-K.
Item Form File Number Incorporated by
31 unchanged sentences
8-K 001-40357 4.4 5/4/2021
+Added: 4.10 Third Supplemental Indenture, dated as of September 18, 2023, between Marvell Technology, Inc.
+Added: Bank Trust Company, National Association (successor in interest to U.S.
+Added: Bank National Association), as trustee
+Added: 001-40357 4.1 9/18/2023
+Added: 4.11 Form of Global Note for the 5.750% Senior Notes due 2029 (included as Exhibit A to Exhibit 4.1)
+Added: 001-40357 4.2 9/18/2023
+Added: 4.12 Form of Global Note for the 5.950% Senior Notes due 2033 (included as Exhibit B to Exhibit 4.1)
+Added: 001-40357 4.3 9/18/2023
4.13 Base Indenture, dated as of June 22, 2018, by and between Marvell Technology Group Ltd.
17 unchanged sentences
8-K 001-40357 10.2 4/17/2023
+Added: Second Amendment To Credit Agreement dated as of October 23, 2023, between, among others, Marvell Technology, Inc., a Delaware corporation, the Lenders party hereto and JPMorgan Chase Bank, N.A., as the Administrative Agent under the Credit Agreement.
+Added: Filed herewith
Amended and Restated Revolving Credit Agreement dated as of April 14, 2023, among Marvell Technology, Inc.., a Delaware corporation, the Lenders party hereto and Bank of America, N.A., as the Administrative Agent.
8-K 001-40357 10.1 4/17/2023
+Added: First Amendment To Credit Agreement dated as of October 23, 2023, is made between, among others, Marvell Technology, Inc., a Delaware corporation (The “Borrower”), the lenders party hereto and Bank of America, N.A., as the Administrative Agent Under The Credit Agreement
+Added: Filed herewith
10.5 Form of Exchange Agreement
67 unchanged sentences
Change in Control Severance Plan and Summary Plan Description as amended and restated June 2023
−Removed: Filed Herewith
+Added: 10-Q 001-40357 10.21 8/25/2023
10.22 Warrant to Purchase Common Shares of Marvell dated June 5, 2019
16 unchanged sentences
S-4 333-260832 4.6 11/5/2021
+Added: Underwriting Agreement, dated September 11, 2023, among Marvell Technology, Inc.
+Added: Morgan Securities LLC, BofA Securities, Inc.
+Added: and Wells Fargo Securities, LLC, as representatives of the several underwriters named therein
31.1 Rule 13a-14(a)/15d-14(a) Certification of the Principal Executive Officer
22 unchanged sentences
MARVELL TECHNOLOGY, INC.
−Removed: August 25, 2023
+Added: December 1, 2023
/ S / WILLEM MEINTJES
3 unchanged sentences
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.