Mitesco, Inc. 10-Q

ITEM 5. OTHER INFORMATION Not Applicable. 51 Table of Contents ITEM 6. EXHIBITS The following exhibits are included with this Quarterly Report on Form 10Q Form Type Exhibit Number Date Filed Filed Herewith 3.1 Certificate of Incorporation of Trunity Holdings, Inc., dated January 18, 2012. 8-K 10.1 1/31/2012 3.2 Bylaws of Trunity Holdings, Inc., dated January 18, 2012. 8-K 10.2 1/31/2012 3.3 Certificate of Ownership Merging between Trunity Holdings, Inc. and Brain Tree International, Inc. dated January 24, 2012. 10-K 3.3 4/16/2013 3.4 Certificate of Amendment to the Certificate of Incorporation of Trunity Holdings, Inc., dated December 24, 2015. 8-K 3.1(i) 1/06/2016 3.5 Certificate of Designations of Series X Preferred Stock of True Nature Holding, Inc. 8-K 3.6 1/06/2020 3.6 Form of Amended and Restated Certificate of Designations of Series A Preferred Stock of True Nature Holding, Inc. 8-K 3.07 3/13/2020 3.7 Certificate of Amendment of the Certificate of Incorporation of True Nature Holding, Inc. dated April 21, 2020. 10-Q 3.7 8/14/2020 3.8 Certificate of Amendment of Certificate of Incorporation, dated as of November 5, 2020, correcting December 24, 2015, Certificate of Amendment. 10-Q 3.8 11/13/2020 3.9 Bylaws of Mitesco, Inc., as amended, dated November 10, 2020 10-Q 3.9 11/13/2020 3.10 Certificate of Designations, Preferences and Rights of the Series C Convertible Preferred Stock of Mitesco, Inc. 8-K 3.1 03/26/2021 3.11 Certificate of Correction to the Certificate of Designations, Preferences and Rights of the Series C Convertible Preferred Stock of Mitesco, Inc. 8-K 3.2 03/26/2021 3.12 Certificate of Incorporation of Trunity Holdings, Inc., as amended S-1 3.12 2/10/2022 3.13 Certificate of Designations, Preferences and Rights of the Series D Convertible Preferred Stock of Mitesco, Inc. 8-K 3.1 10/22/2021 4.1 Promissory Note in the principal amount of $750,000 dated March 17, 2022 8-K 4.1 03/24/2022 4.2 Promissory Note in the principal amount of $235,294 dated March 18, 2022 8-K 4.2 03/24/2022 52 Table of Contents Form Type Exhibit Number Date Filed Filed Herewith 10.1 Promissory Note between the Company and Michael C. Howe Living Trust, dated December 30, 2021 8-K 10.1 01/05/2022 10.2 Debt for Equity Exchange Agreement between the Company and Gardner Builders Holdings, LLC, dated January 7, 2022 8-K 10.1 02/02/2022 10.3 Form of Promissory Note and Form of Warrant Agreement 8-K 10.1 02/17/2022 10.4 Employment Agreement for Ms. Finnegan Dated January 12, 2022 8-K 10.1 03/03/2022 10.5 Securities Purchase Agreement, between Mitesco, Inc. and AJB Capital Investments, LLC, dated March 18, 2022 8-K 10.1 03/24/2022 10.6 Common Stock Purchase Warrant dated March 17, 2022 8-K 10.2 03/24/2022 31.1 Certification by the Principal Executive Officer of the Registrant pursuant to Rule 13a-14(a) or Rule 15d-14(a) of the Securities Exchange Act of 1934, as amended, as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 X 31.2 Certification by the Principal Financial Officer of the Registrant pursuant to Rule 13a-14(a) or Rule 15d-14(a) of the Securities Exchange Act of 1934, as amended, as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of X 32.1 Certification by the Principal Executive Officer and Principal Financial Officer of the Registrant pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. X 32.2 Certification by the Principal Financial Officer of the Registrant pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. X 99.1 Investor Presentation 8-K 99.3 03/03/2022 101.INS INLINE XBRL INSTANCE DOCUMENT 101.SCH INLINE XBRL TAXONOMY EXTENSION SCHEMA 101.CAL INLINE XBRL TAXONOMY EXTENSION CALCULATION LINKBASE 101.DEF INLINE XBRL TAXONOMY EXTENSION DEFINITION LINKBASE 101.LAB INLINE XBRL TAXONOMY EXTENSION LABEL LINKBASE 101.PRE INLINE XBRL TAXONOMY EXTENSION PRESENTATION LINKBASE 104 Cover Page Interactive Data File (formatted as Inline XBRL and contained in Exhibit 101) # Management contract or compensatory plan or arrangement required to be identified pursuant to Item 15(a)(3) of this report. 53 Table of Contents SIGNATURE Pursuant to the requirements of Section 13 or 15(d) of the Securities Exchange Act of 1934, the Registrant has duly caused this Quarterly Report on Form 10-Q for the period ended September 30, 2022, to be signed on its behalf by the undersigned, thereunto duly authorized. MITESCO, INC. Dated: November 14, 2022 By: /s/ Thomas Brodmerkel Thomas Brodmerkel Chief Financial Officer and Principal Financial Officer 54