Mitesco, Inc. 10-Q

ITEM 5. OTHER INFORMATION Not Applicable. ITEM 6. EXHIBITS AND FINANCIAL STATEMENT SCHEDULES The following exhibits are included with this Quarterly Report on Form 10Q 3.1 Certificate of Incorporation of Trunity Holdings, Inc., dated January 18, 2012. 8-K 10.1 1/31/2012 3.2 Bylaws of Trunity Holdings, Inc., dated January 18, 2012. 8-K 10.2 1/31/2012 3.3 Certificate of Ownership Merging between Trunity Holdings, Inc. and Brain Tree International, Inc. dated January 24, 2012. 10-K 3.3 4/16/2013 3.4 Certificate of Amendment to the Certificate of Incorporation of Trunity Holdings, Inc., dated December 24, 2015. 8-K 3.1(i) 1/06/2016 3.5 Certificate of Designations of Series X Preferred Stock of True Nature Holding, Inc. 8-K 3.6 1/06/2020 3.6 Form of Amended and Restated Certificate of Designations of Series A Preferred Stock of True Nature Holding, Inc. 8-K 3.07 3/13/2020 3.7 Certificate of Amendment of the Certificate of Incorporation of True Nature Holding, Inc. dated April 21, 2020. 10-Q 3.7 8/14/2020 27 Table of Contents 3.8 Certificate of Amendment of Certificate of Incorporation, dated as of November 5, 2020, correcting December 24, 2015 Certificate of Amendment. 10-Q 3.8 11/13/2020 3.9 Bylaws of Mitesco, Inc., as amended, dated November 10, 2020 10-Q 3.9 11/13/2020 3.10 Certificate of Designations, Preferences and Rights of the Series C Convertible Preferred Stock of Mitesco, Inc. 8-K 3.1 03/26/2021 3.11 Certificate of Correction to the Certificate of Designations, Preferences and Rights of the Series C Convertible Preferred Stock of Mitesco, Inc. 8-K 3.2 03/26/2021 4.1# Mitesco, Inc. 2021 Omnibus Securities and Incentive Plan (File No. 333-252293) 8-K 10.1 01/27/2021 4.2 Form of Series A Warrant 8-K 4.1 03/26/2021 4.3 Form of Series B Warrant 8-K 4.2 03/26/2021 10.1 Form of Securities Purchase Agreement used for private placement of restricted common stock 8-K 10.01 02/10/2021 10.2 Agreement to exchange amounts due under convertible note dated August 20, 2020 for restricted common stock 8-K 10.02 02/10/2021 10.3 Agreement to exchange amounts due under convertible note dated September 20, 2020 for restricted common stock 8-K 10.03 02/10/2021 10.4 Agreement to exchange amounts due under convertible note dated October 30, 2020 for restricted common stock 8-K 10.04 02/10/2021 10.5 Agreement to exchange amounts due under convertible note dated December 9, 2020 for restricted common stock 8-K 10.05 02/10/2021 10.6 Form of Exchange Agreement for Restricted Common Stock with Four (4) Parties Regarding Clinic Assets 8-K 10.06 02/10/2021 10.7# Employment Agreement by and between Phillip Keller and Mitesco, Inc., effective as of March 17, 2021. 8-K 10.1 03/17/2021 10.8 Form of Securities Purchase Agreement, dated March 25, 2021 8-K 10.1 03/26/2021 10.9 Form of Registration Rights Agreement, dated March 25, 2021 8-K 10.2 03/26/2021 10.10 Engagement Letter, by and between Carter, Terry & Company and Mitesco, Inc., dated January 6, 2021 8-K 10.3 03/26/2021 10.11 Debt Settlement Agreement, dated March 24, 2021 8-K 10.4 03/26/2021 10.12# Employment Agreement by and between Jenny Lindstrom and Mitesco, Inc., dated as of April 6, 2021 8-K 10.1 04/12/2021 28 Table of Contents 31.1 Certification by the Principal Executive Officer of the Registrant pursuant to Rule 13a-14(a) or Rule 15d-14(a) of the Securities Exchange Act of 1934, as amended, as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 X 31.2 Certification by the Principal Financial Officer of the Registrant pursuant to Rule 13a-14(a) or Rule 15d-14(a) of the Securities Exchange Act of 1934, as amended, as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of X 32.1 Certification by the Principal Executive Officer and Principal Financial Officer of the Registrant pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. X 32.2 Certification by the Principal Financial Officer of the Registrant pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. X # Management contract or compensatory plan or arrangement required to be identified pursuant to Item 15(a)(3) of this report. 29 Table of Contents SIGNATURE Pursuant to the requirements of Section 13 or 15(d) of the Securities Exchange Act of 1934, the Registrant has duly caused this Quarterly Report on Form 10-Q for the three months ended March 31, 2021 to be signed on its behalf by the undersigned, thereunto duly authorized. MITESCO, INC. Dated: May 14, 2021 By: /s/ Phillip J. Keller Phillip J. Keller Chief Financial Officer and Principal Financial Officer 30