24 unchanged sentences
We have not examined and, accordingly, we do not express an opinion or any other form of assurance on management’s statement referring to compliance with laws and regulations.
−Removed: We have also audited, in accordance with the standards of the Public Company Accounting Oversight Board (United States) (PCAOB), the consolidated financial statements as of and for the year ended December 31, 2020, of the Company and our report dated March 12, 2021, expressed an unqualified opinion on those financial statements and included an emphasis of matter paragraph regarding a change in accounting principle.
+Added: We have also audited, in accordance with the standards of the Public Company Accounting Oversight Board (United States) (PCAOB), the consolidated financial statements as of and for the year ended December 31, 2021, of the Company and our report dated March 4, 2022, expressed an unqualified opinion on those financial statements.
Basis for Opinion
18 unchanged sentences
ITEM 9B OTHER INFORMATION
+Added: ITEM 9C DISCLOSURE REGARDING FOREIGN JURISDICTIONS THAT PREVENT INSPECTIONS
ITEM 10 DIRECTORS, EXECUTIVE OFFICERS AND CORPORATE GOVERNANCE
24 unchanged sentences
Total 351,642 $ — 1,018,599
−Removed: (1) Consists of 188,181 shares subject to option grants awarded pursuant to the HomeStreet, Inc.
−Removed: 2010 Equity Incentive Plan (the "2010 Plan"), 138,438 shares subject to Restricted Stock Units, including 4,659 RSUs granted to certain directors as part of their director compensation which are fully vested and pursuant to which shares will be issued upon the director’s departure from the Board, awarded under the 2014 Plan and 225,405 shares issuable under Performance Share Units awarded under the 2014 Plan, assuming maximum performance goals are met under such awards, resulting in the issuance of the maximum number of shares allowed under those awards.
−Removed: The 2010 Plan was terminated when the 2014 Plan was approved by our shareholders on May 29, 2014.
−Removed: While the terms of the 2010 Plan remain in effect for any awards issued under that plan that are still outstanding, new awards may not be granted under the 2010 Plan.
+Added: (1) Consists of 114,855 shares subject to Restricted Stock Units, including 6,273 RSUs granted to certain directors as part of their director compensation which are fully vested and pursuant to which shares will be issued upon the director’s departure from the Board, awarded under the 2014 Plan and 230,514 shares issuable under Performance Share Units awarded under the 2014 Plan, assuming maximum performance goals are met under such awards, resulting in the issuance of the maximum number of shares allowed under those awards.
(2) Shares issued on vesting of Restricted Stock Units and Performance Share Units under the 2014 Plan are done without payment by the participant of any additional consideration and therefore have been excluded from this calculation.
−Removed: The weighted average exercise price reflects only the exercise price of the options issued under the 2010 Plan that are still outstanding as of the date of this table.
(3) Consists of shares remaining available for issuance under the 2014 Plan.
4 unchanged sentences
The information required by this item will be set forth in the 2022 Proxy Statement under the caption "Advisory (Non-Binding) Ratification of Appointment of Independent Registered Public Accounting Firm," which information is incorporated herein by reference.
+Added: Information about aggregate fees billed to us by our principal accountant, Deloitte & Touche LLP (PCAOB ID No.
+Added: 34 ) will be presented under the caption “Audit Committee Matters — Principal Accounting Firm Fees” in our Proxy Statement and is incorporated herein by reference.
ITEM 15 EXHIBITS AND FINANCIAL STATEMENT SCHEDULES
21 unchanged sentences
Description of Securities
−Removed: HomeStreet, Inc.
−Removed: 2010 Equity Incentive Plan
Amended and Restated HomeStreet, Inc.
1 unchanged sentence
Standard Form of Restricted Stock Unit Agreement under the 2014 Plan
−Removed: Amended and Res tated Standard Form of Performance Share Unit Agreement under the 2014 Plan
−Removed: Form of HomeStreet Inc Awa rd Agreeme n t for Nonqualified stock options
−Removed: Amended and Restated HomeStreet, Inc.
−Removed: 401(k) Savings Plan, as of January 1, 2015
−Removed: Amendment to the HomeStreet, Inc.
−Removed: 401(k) Savings Plan effective as of January 1, 2016
−Removed: HomeStreet, Inc.
−Removed: Executive Deferred Compensation Plan, effective February 1, 2004, as amended and restated December 19, 2008, executed by HomeStreet, Inc., HomeStreet Bank and HomeStreet Capital Corporation
−Removed: Form of HomeStreet, Inc.
−Removed: Award Agreement for Nonqualified Stock Options and Standard Terms and Conditions for Nonqualified Stock Options, granted October 22, 2010 and November 29, 2010
+Added: Amended and Restated Standard Form of Performance Share Unit Agreement under the 2014 Plan
Employment Agreement between HomeStreet, Inc., HomeStreet Bank, and Mark Mason , dated January 25, 2018
15 unchanged sentences
Master Agreement between HomeStreet Bank and Government National Mortgage Association effective January 3, 2011
−Removed: Purchase and Assumption Agreement dated as of April 4, 2019 by and between Homebridge Financial Services, Inc., and HomeStreet Bank
−Removed: Amendment No.
−Removed: 1 to Purchase and Assumption Agreement dated as of April 10, 2019 by and between Homebridge Financial Services, Inc., and HomeStreet Bank
−Removed: Agreement for the Bulk Purchase and Sale of Mortgage Servicing Rights dated June 29, 2018 between HomeStreet Bank and Matrix Financial Services Corporation
−Removed: Purchase Agreement dated July 10, 2019 among HomeStreet, Inc., Blue Lion Opportunity Master Fund, L.P., Roaring Blue Lion Capital Management, L.P., Roaring Blue Lion, LLC, BLOF II LP, Charles W.
−Removed: and Ronald K.
−Removed: Resignation and Release Agreement between HomeStreet, Inc., HomeStreet Bank, and Mark R.
−Removed: Ruh, dated as of February 27, 2020
Executive Employment Agreement between HomeStreet, Inc., HomeStreet Bank, and John M.
27 unchanged sentences
001-35424) filed on May 20, 2016, and incorporated herein by reference.
+Added: (4) Filed as an exhibit to HomeStreet, Inc.’s Annual Report on Form 10-K (SEC File No.
+Added: 001-35424) filed on March 6, 2020 and incorporated herein by reference
(5) Filed as an exhibit to HomeStreet, Inc.'s Amendment No.
4 unchanged sentences
001-35424) filed on March 6, 2019, and incorporated herein by reference.
−Removed: (6) Amended in the second quarter of 2019 to make administrative revisions that were not material and did not require shareholder approval.
−Removed: An updated version was filed as an exhibit to HomeStreet’s Annual Report on Form 10-K (SEC File No.
−Removed: 001-35424) filed on March 6, 2020, and incorporated herein by reference.
(7) Filed as an exhibit to HomeStreet, Inc.’s Annual Report on Form 10-K (SEC File No.
2 unchanged sentences
001-35424) filed on March 6, 2018 and incorporated herein by reference
−Removed: (9) Filed as an exhibit to HomeStreet, Inc.’s current Report on Form 8-K (SEC File No.
−Removed: 001-35424) filed on September 12, 2017, and incorporated herein by reference.
(9) Filed as an exhibit to HomeStreet, Inc.’s Annual Report on Form 10-K (SEC File No.
7 unchanged sentences
001-35424) filed on March 6, 2019, and incorporated herein by reference.
−Removed: (14) Filed as an exhibit to HomeStreet Inc.’s Quarterly Report on Form 10-Q (SEC File No.
−Removed: 001-35424) filed on August 3, 2018, and incorporated herein by reference.
−Removed: (15) Filed as an exhibit to HomeStreet Inc.’s Current Report on Form 8-K (SEC File No.
−Removed: 001-35424) filed on April 4, 2019, and incorporated herein by reference.
−Removed: (16) Filed as an exhibit to HomeStreet Inc.’s Current Report on Form 8-K (SEC File No.
−Removed: 001-35424) filed on April 12, 2019, and incorporated herein by reference.
−Removed: (17) Filed as an exhibit to HomeStreet Inc.’s Current Report on Form 8-K (SEC File No.
−Removed: 001-35424) filed on July 11, 2019, and incorporated herein by reference
(13) Filed as an exhibit to HomeStreet Inc.’s Current Report on Form 10-Q (SEC File No.
2 unchanged sentences
001-35424) filed on November 6, 2020, and incorporated herein by reference.
+Added: (15) Filed as an exhibit to HomeStreet’s Annual Report on Form 10-K (SEC File No.
+Added: 001-35424) filed on March 12, 2021, and incorporated herein by reference.
(16) This exhibit shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, or otherwise subject to the liability of that Section.
34 unchanged sentences
Smith Director March 4, 2022
+Added: /s/ Joanne Harrell Director March 4, 2022
+Added: Joanne Harrell
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.