Other Information
−Removed: the fiscal quarter ended June 30, 2024, none of our directors or officers (as defined in Rule 16a-1 under the Exchange Act) adopted or
−Removed: terminated a “Rule 10b5-1 trading arrangement” or “non-Rule 10b5-1 trading arrangement” (as those terms are defined
−Removed: in Item 408 of Regulation S-K).
+Added: the fiscal quarter ended September 30, 2024, none of our directors or officers (as defined in Rule 16a-1 under the Exchange Act) adopted
+Added: or terminated a “Rule 10b5-1 trading arrangement” or “non-Rule 10b5-1 trading arrangement” (as those terms are
+Added: defined in Item 408 of Regulation S-K).
+Added: The information set forth
+Added: in Part I, Item 2 in the first paragraph under the caption “ Recent Developments — Business — Intercompany
+Added: Agreements with PAVmed ” is incorporated herein by reference.
+Added: The information set forth in Part I, Item 2 under the caption “Recent Developments — Financing — March 2023 Senior Convertible
+Added: Note Refinancing” is incorporated herein by reference.
exhibits filed as part of this Quarterly Report on Form 10-Q are set forth in the “ Exhibit Index ” below.
8 unchanged sentences
Certificate of Amendment to Certificate of Incorporation, dated July 23, 2024.
−Removed: Form of Registration Rights Agreement (Series B-1 Preferred Stock).
Ninth Amendment to Management Services Agreement, dated as of August 6, 2024, by and between PAVmed Inc.
and Lucid Diagnostics Inc.
−Removed: Certification
−Removed: of Principal Executive Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 .
−Removed: Certification
−Removed: of Principal Financial and Accounting Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.
−Removed: Certification
−Removed: of Principal Executive Officer pursuant to 18 U.S.C.
+Added: Certification of Principal Executive Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.
+Added: Certification of Principal Financial and Accounting Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.
+Added: Certification of Principal Executive Officer pursuant to 18 U.S.C.
Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002
−Removed: Certification
−Removed: of Principal Financial and Accounting Officer pursuant to 18 U.S.C.
−Removed: Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley
+Added: Certification of Principal Financial and Accounting Officer pursuant to 18 U.S.C.
+Added: Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.
XBRL Instance Document
6 unchanged sentences
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.