Other Information
−Removed: During the six months ended December 31, 2024, no director or officer of the Company adopted or terminated a “Rule 10b5-1 trading arrangement” or “non-Rule 10b5-1 trading arrangement,” as each term is defined in Item 408(a) of Regulation S-K.
+Added: During the three months ended March 31, 2025, no director or officer of the Company adopted or terminated a “Rule 10b5-1 trading arrangement” or “non-Rule 10b5-1 trading arrangement,” as each term is defined in Item 408(a) of Regulation S-K.
The following exhibits are filed herewith as a part of this report.
−Removed: Form of Certificate of Designations, Preferences and Rights of Series G Convertible Preferred Stock which was filed as Exhibit 3.1 to our Current Report on Form 8-K (File No:
+Added: Exhibit Number
+Added: Certificate of Designations, Preferences and Rights of Series G Convertible Preferred Stock which was filed as Exhibit 3.1 to our Current Report on Form 8-K (File No:
000-27548) filed with the Securities and Exchange Commission on February 21, 2025, and is incorporated herein by reference thereto.
3 unchanged sentences
000-27548) filed with the Securities and Exchange Commission on February 13, 2025, and is incorporated herein by reference thereto.
−Removed: Form of Membership Interest Purchase Agreement, dated February 13, 2025, by and among LightPath Technologies, Inc., G5 Infrared, LLC, the members of G5 Infrared, LLC, and Kenneth R.
+Added: Membership Interest Purchase Agreement, dated February 13, 2025, by and among LightPath Technologies, Inc., G5 Infrared, LLC, the members of G5 Infrared, LLC, and Kenneth R.
Greenslade, solely in his capacity as Sellers’ Representative which was filed as Exhibit 10.1 to our Current Report on Form 8-K (File No:
000-27548) filed with the Securities and Exchange Commission on February 21, 2025, and is incorporated herein by reference thereto.
−Removed: Form of Securities Purchase Agreement, dated February 13, 2025, by and among LightPath Technologies, Inc.
+Added: Securities Purchase Agreement, dated February 13, 2025, by and among LightPath Technologies, Inc.
and the investors listed on the Schedule of Buyers attached thereto, which was filed as Exhibit 10.2 to our Current Report on Form 8-K (File No:
000-27548) filed with the Securities and Exchange Commission on February 21, 2025, and is incorporated herein by reference thereto.
−Removed: Form of Registration Rights Agreement, dated February 13, 2025, by and among LightPath Technologies, Inc.
+Added: Registration Rights Agreement, dated February 13, 2025, by and among LightPath Technologies, Inc.
and each of the several purchasers signatory thereto, which was filed as Exhibit 10.3 to our Current Report on Form 8-K (File No:
000-27548) filed with the Securities and Exchange Commission on February 21, 2025, and is incorporated herein by reference thereto.
−Removed: Form of Securities Purchase Agreement, dated February 13, 2025, by and between LightPath Technologies, Inc.
+Added: Securities Purchase Agreement, dated February 13, 2025, by and between LightPath Technologies, Inc.
and Lytton-Kambara Foundation, which was filed as Exhibit 10.4 to our Current Report on Form 8-K (File No:
000-27548) filed with the Securities and Exchange Commission on February 21, 2025, and is incorporated herein by reference thereto.
+Added: First Amendment to Membership Interest Purchase Agreement, dated February 19, 2025, by and between LightPath Technologies, Inc.
+Added: and Kenneth R.
+Added: Greenslade, as Sellers’ Representative on behalf of the Sellers, which was filed as Exhibit 10.5 to our Current Report on Form 8-K (File No:
+Added: 000-27548) filed with the Securities and Exchange Commission on February 21, 2025, and is incorporated herein by reference thereto.
Certification of Chief Executive Officer pursuant to Rule 13a-14(a) of the Securities Exchange Act of 1934
15 unchanged sentences
LIGHTPATH TECHNOLOGIES, INC.
−Removed: February 13, 2025
+Added: May 20, 2025 By:
/s/ Shmuel Rubin
President and Chief Executive Officer
−Removed: February 13, 2025
/s/ Albert Miranda
2 unchanged sentences
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.