What changed in this filing

/stocks — the workspaceLOADING

Item 5. Other Information

2025-11-06 compared with 2025-08-05 · 13 added, 25 removed, 17 unchanged (69% of the section changed)

OTHER INFORMATION

Trading Plans

the second quarter of 2025, none of our directors or executive officers (as defined in Rule 16a-1(f) under the Exchange Act) adopted

or terminated any “Rule 10b5-1 trading arrangement” or “non-Rule 10b5-1 trading arrangement” (as each term is

defined in Item 408(a) of Regulation S-K).

the third quarter of 2025, none of our directors or executive officers (as defined in Rule 16a-1(f) under the Exchange Act) adopted or

terminated any “Rule 10b5-1 trading arrangement” or “non-Rule 10b5-1 trading arrangement” (as each term is defined

in Item 408(a) of Regulation S-K).

Incorporation

Exhibit Description

Amended and Restated Certificate of Incorporation

Certificate of Amendment to the Amended and Restated Certificate of Incorporation of Lipocine Inc.

Certificate of Designation of Series A Junior Participating Preferred Stock.

Certificate of Increase of Series A Junior Participating Preferred Stock

Certificate of Amendment to Certificate of Designation of Series A Junior Participating Preferred Stock.

Certificate of Designation of Series B Preferred Stock

Certification

of Principal Executive Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002

Certification

of Principal Financial Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002

Certification of Principal Executive Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002

Certification of Principal Financial Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002

Certification of Principal Executive Officer pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, 18 U.S.C.

Certification of Principal Financial Officer pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, 18 U.S.C.

Instance Document - the instance document does not appear in the Interactive Data File because its XBRL tags are embedded within the

Inline XBRL document.

Instance Document - the instance document does not appear in the Interactive Data File because its XBRL tags are embedded within

the Inline XBRL document.

XBRL Taxonomy Extension Schema Document

4 unchanged sentences

Page Interactive Data File (formatted as Inline XBRL and contained in Exhibit 101)

certification accompanies the Form 10-Q to which it relates, is not deemed filed with the

Securities and Exchange Commission and is not to be incorporated by reference into any filing

of the Registrant under the Securities Act, or the Exchange Act (whether made before or after

the date of the Form 10-Q), irrespective of any general incorporation language contained

in such filing.

certification accompanies the Form 10-Q to which it relates, is not deemed filed with the Securities and Exchange Commission and

is not to be incorporated by reference into any filing of the Registrant under the Securities Act, or the Exchange Act (whether made

before or after the date of the Form 10-Q), irrespective of any general incorporation language contained in such filing.

to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by

the undersigned thereunto duly authorized.

August 5, 2025

November 6, 2025

Patel, President and Chief

Executive Officer and Principal Financial Officer)

August 5, 2025

November 6, 2025

Krista Fogarty

2 unchanged sentences

Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.

What changed 10-Q

Item 5. Other Information