Other Information
+Added: Item 5.02 Departure of Directors or Certain Officers;
+Added: Election of Directors;
+Added: Appointment of Certain Officers;
+Added: Compensatory Arrangements of Certain Officers.
+Added: Effective August 13, 2021, the Company and Michael J.
+Added: Stein, the Company’s Senior Vice President & General Counsel , agreed to a mutual separation of Mr.
+Added: Stein’s employment from all positions he held at the Company and its subsidiaries.
+Added: The last day of Mr.
+Added: Stein’s employment will be November 12, 2021, or such earlier date as mutually agreed by the Company and Mr.
The following exhibits are filed with or incorporated by reference into this Quarterly Report.
8 unchanged sentences
Bylaws of Live Ventures Incorporated
−Removed: First Amendment to Option Agreement between Live Ventures Incorporated and Jon Isaac, dated January 12, 2021
+Added: Membership Interest Purchase Agreement, dated as of June 14, 2021 by and among Angia Holdings LLC, a New York limited liability company, Salomon Whitney LLC, d/b/a SW Financial, and SW Affiliated Holdings, LLC
Certification of the President and Chief Executive Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002
2 unchanged sentences
Certification of the Chief Financial Officer pursuant to Section 906 of the Sarbanes-Oxley Act of 2002
−Removed: XBRL Instance Document
−Removed: XBRL Taxonomy Extension Schema Document
−Removed: XBRL Taxonomy Extension Calculation Linkbase Document
−Removed: XBRL Taxonomy Extension Definition Linkbase Document
−Removed: XBRL Taxonomy Extension Label Linkbase Document
−Removed: XBRL Taxonomy Extension Presentation Linkbase Document
+Added: Inline XBRL Instance Document
+Added: Inline XBRL Taxonomy Extension Schema Document
+Added: Inline XBRL Taxonomy Extension Calculation Linkbase Document
+Added: Inline XBRL Taxonomy Extension Definition Linkbase Document
+Added: Inline XBRL Taxonomy Extension Label Linkbase Document
+Added: Inline XBRL Taxonomy Extension Presentation Linkbase Document
+Added: Cover Page Interactive Data File (formatted in Inline XBRL and contained in Exhibit 101)
Filed herewith
−Removed: Indicates a m anagement contract or compensatory plan or arrangement.
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Live Ventures Incorporated
+Added: August 16, 2021
/s/ Jon Isaac
1 unchanged sentence
(Principal Executive Officer)
+Added: August 16, 2021
/s/ Virland A.
2 unchanged sentences
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.