OTHER INFORMATION
−Removed: During the three months ended September 30, 2024, no director or Section 16 officer of the Company adopted, modified or terminated a “Rule 10b5 - 1 trading arrangement” or “non-Rule 10b5 - 1 trading arrangement,” as each term is defined in Item 408 (a) of Regulation S-K.
+Added: Rule 10b5 - 1 Trading Plans
+Added: Directors and Executive Officers.
+Added: Our directors and executive officers may purchase or sell shares of our common stock in the market from time to time, including pursuant to equity trading plans adopted in accordance with Rule 10b5 - 1 under the Exchange Act (“Rule 10b5 - 1” ) and in compliance with guidelines specified by the Company.
+Added: In accordance with Rule 10b5 - 1 and the Company’s insider trading policy, directors, officers and certain employees who, at such time, are not in possession of material non-public information about the Company are permitted to enter into written plans that pre-establish amounts, prices and dates (or formula for determining the amounts, prices and dates) of future purchases or sales of the Company’s common stock, including shares acquired pursuant to the Company’s equity plans (“Rule 10b5 - 1 Trading Plans”).
+Added: Under a Rule 10b5 - 1 Trading Plan, a broker executes trades pursuant to parameters established by the director or executive officer when entering into the plan, without further direction from them.
+Added: The following table describes contracts, instructions or written plans for the sale or purchase of our securities adopted, terminated or modified by our directors and executive officers during the three months ended March 31, 2025, each of which is intended to satisfy the affirmative defense conditions of Rule 10b5 - 1 (c).
+Added: Name and Title
+Added: Adoption, Termination or Modification
+Added: Date of Adoption, Termination or Modification
+Added: Scheduled Expiration Date of Plan
+Added: Number of Shares to be Sold under the Plan
+Added: Benjamin Bressler ( Founder and CEO , Natural Habitat, Inc.)
+Added: March 14, 2025
+Added: June 18, 2027
Certification of Chief Executive Officer of Lindblad Expeditions Holdings, Inc.
pursuant to Rule 13a-14(a) or Rule 15d-14(a) promulgated under the Securities Exchange Act of 1934, as amended.
−Removed: Certification of Interim Chief Financial Officer of Lindblad Expeditions Holdings, Inc.
+Added: Certification of Chief Financial Officer of Lindblad Expeditions Holdings, Inc.
pursuant to Rule 13a-14(a) or Rule 15d-14(a) promulgated under the Securities Exchange Act of 1934, as amended.
2 unchanged sentences
Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.
−Removed: Certification of Interim Chief Financial Officer of Lindblad Expeditions Holdings, Inc.
+Added: Certification of Chief Financial Officer of Lindblad Expeditions Holdings, Inc.
pursuant to Rule 13a-14(b) promulgated under the Securities Exchange Act of 1934, as amended, and 18 U.S.C.
7 unchanged sentences
Cover Page Interactive Data File (formatted as Inline XBRL and contained in Exhibit 101)
−Removed: Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized, on November 5, 2024.
+Added: Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized, on May 6, 2025.
LINDBLAD EXPEDITIONS HOLDINGS, INC.
−Removed: /s/ Sven Lindblad
−Removed: Sven Lindblad
+Added: /s/ Natalya Leahy
+Added: Natalya Leahy
Chief Executive Officer
(Principal Executive Officer)
−Removed: Interim Chief Financial Officer
−Removed: (Interim Principal Financial and Accounting Officer)
+Added: /s/ Frederick Goldberg
+Added: Frederick Goldberg
+Added: Chief Financial Officer
+Added: (Principal Financial and Accounting Officer)
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.