Item 5. Other Information
Item 5. Other Information
On February 9, 2024 , Jeff J. McCall , Executive Vice President , entered into a trading plan designed to satisfy the affirmative defense of Rule 10b5-1 under the Securities Exchange Act of 1934, as amended (the “Plan”). The Plan provided for sales of up to 30,000 shares of our common stock beginning on May 10, 2024 until December 10, 2024 or once all of the shares have been sold. The trading plan was adopted in accordance with our insider trading policy. Actual sale transactions will be disclosed publicly in filings with the SEC in accordance with applicable securities laws, rules and regulations.
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Item 6. Exhibits
10.1 *
** 2023 Award Agreement under the Company’s 2016 Incentive Compensation Plan, as amended, for David Collins.
10.2 *
** Amended 2023 Award Agreement under the Company’s 2016 Incentive Compensation Plan, as amended, for David Collins.
10.3 *
** 2024 Award Agreement under the Company’s 2016 Incentive Compensation Plan, as amended, for Stuart Miller.
10.4 *
** 2024 Award Agreement under the Company’s 2016 Incentive Compensation Plan, as amended, for Jonathan M. Jaffe.
10.5 *
** 2024 Award Agreement under the Company’s 2016 Incentive Compensation Plan, as amended, for Diane Bessette.
10.6 *
** 2024 Award Agreement under the Company’s 2016 Incentive Compensation Plan, as amended, for Jeff McCall.
10.7 *
** 2024 Award Agreement under the Company’s 2016 Incentive Compensation Plan, as amended, for Mark Sustana.
10.8 *
** 2024 Award Agreement under the Company’s 2016 Incentive Compensation Plan, as amended, for David Collins.
10.9 *
** Form of 2024 Award Agreement under the Company’s 2016 Equity Incentive Plan for Stuart Miller, Jonathan M. Jaffe, Diane Bessette and Jeff McCall.
31.1 ** Rule 13a-14(a) certification by Stuart Miller.
31.2 ** Rule 13a-14(a) certification by Jonathan M. Jaffe.
31.3 ** Rule 13a-14(a) certification by Diane Bessette.
32. *** Section 1350 certifications by Stuart Miller, Jonathan M. Jaffe, and Diane Bessette.
101. ** The following financial statements from Lennar Corporation's Quarterly Report on Form 10-Q for the quarter ended February 29, 2024, filed on March 29, 2024, were formatted in iXBRL (Inline eXtensible Business Reporting Language): (i) Condensed Consolidated Balance Sheets, (ii) Condensed Consolidated Statements of Operations and Comprehensive Income, (iii) Condensed Consolidated Statements of Cash Flows and (iv) the Notes to Condensed Consolidated Financial Statements.
104 Cover Page Interactive Data File (formatted as iXBRL and contained in Exhibit 101).
* Management contract or compensatory plan or arrangement.
** Filed herewith.
*** Furnished herewith.
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
Lennar Corporation
(Registrant)
Date: March 29, 2024 /s/ Diane Bessette
Diane Bessette
Vice President, Chief Financial Officer and Treasurer
Date: March 29, 2024 /s/ David Collins
David Collins
Vice President and Controller
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