Other Information
−Removed: On June 13, 2024 , Chris Wright , our Chairman of the Board and Chief Executive Officer , adopted a Rule 10b5-1 trading arrangement intended to satisfy the affirmative defense of Rule 10b5-1(c) under the Securities Exchange Act of 1934, as amended, providing for the potential sale of up to 240,000 shares of our Class A Common Stock between September 16, 2024 and February 21, 2025.
−Removed: During the quarter ended June 30, 2024, none of our directors or executive officers, other than Mr.
−Removed: Wright, informed us of the adoption , modification, or termination of any “Rule 10b5-1 trading arrangement” or “non-Rule 10b5-1 trading arrangement” (in each case, as defined in Item 408(a) of Regulation S-K).
+Added: On September 12, 2024 , Michael Stock , our Chief Financial Officer , adopted a Rule 10b5-1 trading arrangement intended to satisfy the affirmative defense of Rule 10b5-1(c) under the Securities Exchange Act of 1934, as amended, providing for the potential sale of up to 175,000 shares of our Class A Common Stock between January 2, 2025 and July 31, 2025 .
+Added: During the quarter ended September 30, 2024, none of our directors or executive officers, other than Mr.
+Added: Stock, informed us of the adoption , modification, or termination of any “Rule 10b5-1 trading arrangement” or “non-Rule 10b5-1 trading arrangement” (in each case, as defined in Item 408(a) of Regulation S-K).
The exhibits required to be filed by Item 6 are set forth in the Exhibit Index included below.
3 unchanged sentences
3.3 Second Amended and Restated Bylaws of Liberty Energy Inc., as amended effective January 24, 2023 (3)
−Removed: 10.1 Liberty Energy Inc.
−Removed: Amended and Restated Long Term Incentive Pla n (4)†
−Removed: 10.2 Form of Performance Restricted Stock Unit Grant Notice and Agreement under the Liberty Energy Inc.
−Removed: Amended and Restated Long Term Incentive Plan (5)†
−Removed: 10.3 Form of Restricted Stock Unit Grant Notice and Agreement under the Liberty Energy Inc.
−Removed: Amended and Restated Long Term Incentive Plan (5)†
−Removed: 10.4 Form of Restricted Stock Unit Grant Notice under the Liberty Energy Inc.
−Removed: Amended and Restated Long Term Incentive Plan (5)†
31.1 Certification of Chief Executive Officer pursuant to Exchange Act Rule 13a-14(a) *
14 unchanged sentences
(3) Incorporated by reference to the registrant’s Current Report on Form 8-K, filed on January 26, 2023.
−Removed: (4) Incorporated by reference to Annex A of the registrant’s Definitive Proxy Statement on Schedule 14A, filed on March 7, 2024.
−Removed: (5) Incorporated by reference to the registrant’s Registration Statement on Form S-8, filed on May 17, 2024.
* Filed herewith.
** Furnished herewith.
−Removed: † Denotes a management contract or compensatory plan or arrangement.
Pursuant to the requirements of the Securities Exchange Act of 1934, this report has been signed below by the following persons on behalf of the registrant and in the capacities and on the dates indicated.
/s/ Christopher A.
−Removed: July 18, 2024 By:
+Added: October 17, 2024 By:
Christopher A.
1 unchanged sentence
/s/ Michael Stock
−Removed: July 18, 2024 By:
+Added: October 17, 2024 By:
Michael Stock
Chief Financial Officer (Principal Financial Officer)
−Removed: July 18, 2024 By:
+Added: October 17, 2024 By:
Chief Accounting Officer (Principal Accounting Officer)
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.