11 unchanged sentences
Other Information
+Added: Rule 10b5-1 Trading plans
+Added: During the three months ended October 31, 2023, the following directors or officers (as defined in Rule 16a-1(f) of the Exchange Act) adopted or terminated a “Rule 10b5-1 trading arrangement” or “non-Rule 10b5-1 trading arrangement,” as each term is defined in Item 408(c) of Regulation S-K:
+Added: Name & Title Action Date Rule 10b5-1 Non-Rule 10b5-1 Aggregate number of securities to be sold (1)
+Added: Plan expiration date
+Added: Nersesian Adoption September 27, 2023 ☒
+Added: 107,299 September 25, 2024
+Added: Chairman of the Board
+Added: (1) The “Aggregate number of securities to be sold” represents the gross number of shares to be received during the duration of the plan, before excluding any shares withheld by the company to satisfy its income tax withholding in connection with the net settlement of the equity awards.
+Added: Any underlying performance share awards being calculated at target.
+Added: During the three months ended October 31, 2023, there were no terminations of a “Rule 10b5-1 trading arrangement” or “non-Rule 10b5-1 trading arrangement.
Disclosure Regarding Foreign Jurisdictions that Prevent Inspections
6 unchanged sentences
There were no material changes to the procedures by which security holders may recommend nominees to our board of directors.
−Removed: The information required under Item 10 regarding our code of ethics applicable to our principal executive officer, our principal financial officer, our controller and other senior financial officers is contained in our SBC and appears in Item 1 of this report under “Investor Information.” We will post amendments to or waivers from a provision of the SBC with respect to those persons on our website at www.investor.keysight.com.
+Added: The information required under Item 10 regarding our code of ethics applicable to our principal executive officer, our principal financial officer, our corporate controller and other senior financial officers is contained in our SBC and appears in Item 1 of this report under “Investor Information.” We will post amendments to or waivers from a provision of the SBC with respect to those persons on our website at www.investor.keysight.com.
Compliance with Section 16(a) of the Exchange Act
14 unchanged sentences
Equity compensation plans approved by security holders (1)(2)(3)
+Added: 2,217,859 $ 31 22,102,910
Equity compensation plans not approved by security holders — — —
4 unchanged sentences
Under the terms of the ESPP, in no event shall the aggregate number of shares issued under the ESPP exceed 75 million shares.
−Removed: The number of securities remaining available for future issuance in column (c) is before the issuance of shares of common stock to participants in consideration of the aggregate participant contribution under the ESPP totaling $31 million as of October 31, 2022.
+Added: The number of
+Added: securities remaining available for future issuance in column (c) is before the issuance of shares of common stock to participants in consideration of the aggregate participant contribution under the ESPP totaling $32 million as of October 31, 2023.
(2) We issue securities under our equity compensation plans in forms other than options, warrants or rights.
−Removed: Those are issued under the 2014 Stock Plan, which was originally adopted by our board of directors on July 16, 2014, subsequently amended and restated by our board of directors on September 29, 2014 and January 22, 2015 and became effective as of November 1, 2014.
+Added: Those are issued under the 2014 Stock Plan, which was originally adopted by our board of directors on July 16, 2014, with an effective date of November 1, 2014.
+Added: It was subsequently amended and restated by our board of directors on September 29, 2014 and again on January 22, 2015.
The 2014 Stock Plan was further amended and restated by our board of directors on November 16, 2017.
9 unchanged sentences
Principal Accounting Fees and Services
−Removed: The information about principal accountant fees and services and related pre-approval policies appears required under Item 14 will appear under "Fees Paid to PricewaterhouseCoopers LLP" and "Audit and Finance Committee Preapproval Policy" in the Proxy Statement.
+Added: The information about principal accountant fees and services and related pre-approval policies required under Item 14 will appear under "Fees Paid to PricewaterhouseCoopers LLP" and "Audit and Finance Committee Preapproval Policy" in the Proxy Statement.
Those portions of the Proxy Statement are incorporated by reference into this Annual Report on Form 10-K.
40 unchanged sentences
Registered Securities
+Added: 10-K 12/15/2022 4.5
10.1 Tax Matters Agreement, dated August 1, 2014, by and between Agilent Technologies, Inc.
74 unchanged sentences
10-Q 6/1/2022 10.1
+Added: 10.27 First amendment to Amended and Restated Credit Agreement, dated July 30, 2021, between Keysight Technologies, Inc.
+Added: and the Lenders Party Thereto*
+Added: 10-Q 3/3/2023 10.1
+Added: 10.28 Keysight Technologies, Inc.
+Added: Compensation Recovery Policy
21.1 Subsidiaries of Keysight Technologies, Inc.
38 unchanged sentences
Dougherty (Principal Financial Officer)
−Removed: SKINNER Vice President and Corporate Controller December 15, 2022
−Removed: Skinner (Principal Accounting Officer)
+Added: POOLE Vice President and Corporate Controller December 15, 2023
+Added: Poole (Principal Accounting Officer)
CULLEN Director December 15, 2023
13 unchanged sentences
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.