1 unchanged sentence
Securities Trading Plans of Directors and Executive Officers.
−Removed: During the three months ended June 28, 2025 , the Company did not adopt or terminate , and no directors or officers, as defined in Rule 16a-1(f), adopted or terminated a “Rule 10b5-1 trading arrangement” or a “non-Rule 10b5-1 trading arrangement,” each as defined in Regulation S-K Item 408.
+Added: During the three months ended September 27, 2025 , the Company did not adopt or terminate , and no directors or officers, as defined in Rule 16a-1(f), adopted or terminated a “Rule 10b5-1 trading arrangement” or a “non-Rule 10b5-1 trading arrangement,” each as defined in Regulation S-K Item 408.
Incorporated by Reference
1 unchanged sentence
Filed Herewith
−Removed: Amended and Restated Certificate of Incorporation filed on June 11, 2025.
−Removed: June 13, 2025
−Removed: Amendment No.
−Removed: 1 to Investor Rights Agreement, by and between the Registrant and Novel Inspiration International Co., Ltd., executed on May 20, 2025.
−Removed: IRIDEX Corporation 2008 Equity Incentive Plan, as amended.
−Removed: June 13, 2025
Certification of Principal Executive Officer pursuant to Securities Exchange Act Rules 13a-14(a) and 15d-14(a), as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.
15 unchanged sentences
IRIDEX Corporation
−Removed: August 12, 2025
+Added: November 12, 2025
/s/ PATRICK MERCER
2 unchanged sentences
(Principal Executive Officer)
−Removed: August 12, 2025
+Added: November 12, 2025
Chief Financial Officer
1 unchanged sentence
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.