1 unchanged sentence
Securities Trading Plans of Directors and Executive Officers.
−Removed: During the three months ended September 28, 2024, the Company did not adopt or terminate , and no directors or officers, as defined in Rule 16a-1(f), adopted or terminated a “Rule 10b5-1 trading arrangement” or a “non-Rule 10b5-1 trading arrangement,” each as defined in Regulation S-K Item 408.
+Added: During the three months ended March 29, 2025, the Company did not adopt or terminate , and no directors or officers, as defined in Rule 16a-1(f), adopted or terminated a “Rule 10b5-1 trading arrangement” or a “non-Rule 10b5-1 trading arrangement,” each as defined in Regulation S-K Item 408.
+Added: Incorporated by Reference
Exhibit Title
−Removed: Senior Convertible Promissory Note, dated August 7, 2024, by and between the Registrant and Lind Global Asset Management IX LLC.
+Added: Filed Herewith
+Added: Certificate of Designation, Preferences and Rights of Series B Preferred Stock of Registrant, filed with the Secretary of State of the State of Delaware, March 18, 2025.
+Added: March 20, 2025
+Added: Investor Rights Agreement, dated March 19, 2025, by and between the Registrant and Novel Inspiration International Co., Ltd.
+Added: March 20, 2025
+Added: Securities Purchase Agreement, dated March 19, 2025 by and
+Added: between the Registrant and Novel Inspiration International Co., Ltd.
+Added: March 20, 2025
+Added: Note Purchase Agreement, dated March 19, 2025, by and
+Added: between the Registrant and Novel Inspiration International Co., Ltd.
+Added: March 20, 2025
+Added: Form of Convertible Promissory Note, dated March 19, 2025,
+Added: by and between the registrant and Novel Inspiration International Co., Ltd.
+Added: March 20, 2025
+Added: Convertible Promissory Note, dated March 19, 2025, by and
+Added: between the registrant and Novel Inspiration International Co., Ltd.
+Added: March 20, 2025
+Added: Offer Letter between the Registrant and Mr.
+Added: March 20, 2025
+Added: Change in Control Severance Agreement between the
+Added: Registrant and Mr.
+Added: March 20, 2025
Certification of Principal Executive Officer pursuant to Securities Exchange Act Rules 13a-14(a) and 15d-14(a), as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.
7 unchanged sentences
Cover Page formatted as Inline XBRL and contained in Exhibit 101
+Added: * Indicates a management contract or compensatory plan or arrangement.
** The certification furnished in Exhibit 32.1 and 32.2 hereto is deemed to accompany this Quarterly Report on Form 10-Q and will not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended.
5 unchanged sentences
IRIDEX Corporation
−Removed: November 12, 2024
/s/ PATRICK MERCER
2 unchanged sentences
(Principal Executive Officer)
−Removed: November 12, 2024
−Removed: /s/ FUAD AHMAD
−Removed: Interim Chief Financial Officer
−Removed: (Principal Financial Officer)
+Added: Chief Financial Officer
+Added: (Principal Financial Officer and Principal Accounting Officer)
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.