Unregistered Sales of Equi ty Securities and Use of Proceeds
−Removed: During the three months ended June 30, 2024, we repurchased 53,732 shares of our common stock.
−Removed: The table below sets forth information regarding the Company’s purchases of its common stock during the three months ended June 30, 2024:
+Added: During the three months ended September 30, 2024, we repurchased 325,781 shares of our common stock.
+Added: The table below sets forth information regarding the Company’s purchases of its common stock during the three months ended September 30, 2024:
Issuer Purchases of Equity Securities
3 unchanged sentences
Maximum number (or approximate dollar value) of shares that may yet be purchased under the plans or programs
−Removed: April 1, 2024 – April 30, 2024
−Removed: May 1, 2024 – May 31, 2024
−Removed: June 1, 2024 – June 30, 2024
+Added: July 1, 2024 – July 31, 2024
+Added: August 1, 2024 – August 31, 2024
+Added: September 1, 2024 – September 30, 2024
(1) Consists of shares surrendered to the Company to satisfy tax withholding obligations in connection with the vesting of restricted stock units issued to employees.
+Added: O ther Information
+Added: Rule 10b5-1 and Non-Rule 10b5-1 Trading Arrangements
+Added: During the quarter ended September 30, 2024, no director or officer adopted or terminated a “Rule 10b5-1 trading arrangement” or “non-Rule 10b5-1 trading arrangement,” as each term is defined in Item 408(a) of Regulation S-K.
+Added: Stock and Asset Purchase Agreement dated April 2, 2024 between Identiv, Inc.
+Added: and Hawk Acquisition, Inc.
+Added: (Incorporated by reference to Exhibit 2.1 to the Company’s Current Report on Form 8-K filed on April 3, 2024).
+Added: Amendment No.
+Added: 1 to Stock and Asset Purchase Agreement dated September 6, 2024 between Identiv, Inc.
+Added: and Hawk Acquisition, Inc.
+Added: Certification of Chief Executive Officer pursuant to Section 302 of the Securities Exchange Act of 1934.
+Added: Certification of Chief Financial Officer pursuant to Section 302 of the Securities Exchange Act of 1934.
+Added: Certification of Chief Executive Officer and Chief Financial Officer pursuant to 18 U.S.C.
+Added: Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.
+Added: Inline XBRL Instance Document – the instance document does not appear in the Interactive Data File because XBRL tags are embedded within the Inline XBRL document.
+Added: Inline XBRL Taxonomy Extension Schema Document with embedded Linkbase Documents.
+Added: Cover Page Interactive Data File (embedded within the Inline XBRL document)
+Added: * Schedules have been omitted pursuant to Item 601(a)(5) of Regulation S-K promulgated by the SEC.
+Added: The Company agrees to furnish supplementally a copy of any omitted schedule or exhibit to the SEC upon request.
+Added: Filed herewith.
+Added: # Furnished herewith and not “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”).
+Added: Such certifications will not be deemed to be incorporated by reference into any filings under the Securities Act of 1933 or the Exchange Act, except to the extent that the registrant specifically incorporates them by reference.
+Added: Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
+Added: IDENTIV, INC .
+Added: November 12, 2024
+Added: / S / Kirsten Newquist
+Added: Kirsten Newquist
+Added: Chief Executive Officer
+Added: (Principal Executive Officer)
+Added: November 12, 2024
+Added: / S / Justin Scarpulla
+Added: Justin Scarpulla
+Added: Chief Financial Officer
+Added: (Principal Financial and Accounting Officer)
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.