1 unchanged sentence
Rule 10b5-1 and Non-Rule 10b5-1 Trading Arrangements
−Removed: During the quarter ended March 31, 2024, no director or officer adopted or terminated a “Rule 10b5-1 trading arrangement” or “non-Rule 10b5-1 trading arrangement,” as each term is defined in Item 408(a) of Regulation S-K.
−Removed: Fifth Amendment to Amended and Restated Loan and Security Agreement between Identiv, Inc.
−Removed: and East West Bank dated as of March 4, 2024 (Incorporated by reference to Exhibit 10.13 to the Company’s Annual Report on Form 10-K filed on March 15, 2024).
+Added: During the quarter ended June 30, 2024, no director or officer adopted or terminated a “Rule 10b5-1 trading arrangement” or “non-Rule 10b5-1 trading arrangement,” as each term is defined in Item 408(a) of Regulation S-K.
+Added: Stock and Asset Purchase Agreement dated April 2, 2024 between Identiv, Inc.
+Added: and Hawk Acquisition, Inc.
+Added: (Incorporated by reference to Exhibit 2.1 to the Company’s Current Report on Form 8-K filed on April 3, 2024).
+Added: Sixth Amendment to Amended and Restated Loan and Security Agreement between Identiv, Inc.
+Added: and East West Bank dated as of May 6, 2024.
Offer Letter dated March 14, 2024 between Identiv, Inc.
1 unchanged sentence
Newquist (Incorporated by reference to Exhibit 10.1 to the Company’s Current Report on Form 8-K filed on April 3, 2024).
+Added: Amendment to Employment Letter Agreement dated April 17, 2024 between Identiv, Inc.
+Added: and Justin Scarpulla (Incorporated by reference to Exhibit 10.1 to the Company's Current Report on Form 8-K filed on April 18, 2024).
+Added: 2011 Incentive Compensation Plan, as amended through March 4, 2024 (Incorporated by reference to Exhibit 99.1 to the Company's Registration Statement on Form S-8 filed on July 18, 2024).
Certification of Chief Executive Officer pursuant to Section 302 of the Securities Exchange Act of 1934.
5 unchanged sentences
Cover Page Interactive Data File (embedded within the Inline XBRL document)
+Added: # Schedules have been omitted pursuant to Item 601(a)(5) of Regulation S-K promulgated by the SEC.
+Added: The Company agrees to furnish supplementally a copy of any omitted schedule or exhibit to the SEC upon request.
* Denotes management compensatory contract or arrangement.
4 unchanged sentences
IDENTIV, INC .
+Added: August 8, 2024
/ S / Steven Humphreys
2 unchanged sentences
(Principal Executive Officer)
+Added: August 8, 2024
/ S / Justin Scarpulla
3 unchanged sentences
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.