58 unchanged sentences
4,841,417 (1)
−Removed: 1,391,525 (2)
Equity Compensation Plans not approved by stockholders
−Removed: Consists of shares subject to outstanding stock options, under the INmune Bio, Inc.
−Removed: 2021 Stock Incentive Plan (the “2021 Plan”), the 2019 Stock Incentive Plan (the “2019 Plan”) and INmune Bio, Inc.
−Removed: 2017 Stock Incentive Plan (the “2017 Plan) some of which are vested and some of which remain subject to the vesting of the respective equity award.
−Removed: Consists of shares available for future issuance under the 2021 Plan, 2019 Plan and the 2017 Plan.
−Removed: As of December 31, 2021, an aggregate of 1,375,549 shares of common stock were available for issuance under the 2021 Plan, 7,313 shares of common stock were available for issuance under the 2019 Plan and 8,663 shares of common stock were available for issuance under the 2017 Plan.
+Added: Consists of shares subject to outstanding stock options, under the
+Added: INmune Bio Inc.
+Added: 2021 Stock Incentive Plan (the “2021 Plan”), the 2019 Stock Incentive Plan (the “2019 Plan”)
+Added: and INmune Bio Inc.
+Added: 2017 Stock Incentive Plan (the “2017 Plan) some of which are vested and some of which remain subject to the
+Added: vesting of the respective equity award.
+Added: Consists of shares available for future issuance under the 2021 Plan,
+Added: 2019 Plan and the 2017 Plan.
+Added: As of December 31, 2022, an aggregate of 591,132 shares of common stock were available for issuance
+Added: under the 2021 Plan, 7,313 shares of common stock were available for issuance under the 2019 Plan and 8,663 shares of common stock were
+Added: available for issuance under the 2017 Plan.
The other information required by this item will
15 unchanged sentences
Description of Securities of INmune Bio Inc.
+Added: (Incorporated by reference to Exhibit 4.1 to our Annual Report on Form 10-K filed with the SEC on March 3, 2022).
Form of Registrant’s common stock certificate (Incorporated by reference to Exhibit 4.1 to the Registration Statement on Form S-1/A filed with the SEC on September 26, 2018).
4 unchanged sentences
and VStock Transfer, LLC (Incorporated by reference to Exhibit 4.1 to the Company’s Current Report on Form 8-K filed with the SEC on December 21, 2021).
+Added: Amendment No.
+Added: 2 to the Rights Agreement between INmune Bio Inc.
+Added: and VStock Transfer, LLC (Incorporated by reference to Exhibit 4.1 to the Company’s Current Report on Form 8-K filed with the SEC on December 12, 2022).
Form of Subscription Agreement (Incorporated by reference to Exhibit 10.1 to the Registration Statement on Form S-1 filed with the SEC on August 30, 2018).
71 unchanged sentences
Lease Agreement dated September 13, 2021 (incorporated by reference to the Current Report on Form 8-K filed with the SEC on September 15, 2021).
−Removed: Amendment No.
−Removed: 1 to Rights Agreement (incorporated by reference to the Current Report on Form 8-K filed with the SEC on December 20, 2021).
−Removed: Subsidiaries (incorporated by reference to our Annual Report on Form 10-K filed with the SEC on March 4, 2021).
+Added: Form of Securities Purchase Agreement (incorporated by reference to the Current Report on Form 8-K filed with the SEC on March 24, 2022).
+Added: Subsidiaries.
Consent of Marcum LLP, independent registered public accounting firm.
20 unchanged sentences
thereunto duly authorized.
−Removed: INMUNE BIO INC.
−Removed: /s/ Raymond J.
March 2, 2023
7 unchanged sentences
on the dates indicated.
−Removed: /s/ Raymond J.
−Removed: President, Chief Executive Officer and Director
+Added: Chief Executive Officer and Director
(Principal Executive Officer)
−Removed: March 3, 2022
−Removed: Chief Financial Officer, Treasurer, Secretary
+Added: Chief Financial Officer,
+Added: Treasurer, Secretary
(Principal Financial and Accounting Officer)
−Removed: March 3, 2022
−Removed: /s/ Timothy Schroeder
Timothy Schroeder
−Removed: March 3, 2022
−Removed: March 3, 2022
−Removed: /s/ Scott Juda, JD
Scott Juda, JD
−Removed: March 3, 2022
−Removed: /s/ Edgardo Baracchini
Edgardo Baracchini
−Removed: March 3, 2022
−Removed: /s/ Marcia Allen
−Removed: March 3, 2022
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.