3 unchanged sentences
Holders of Record
−Removed: As of February 24, 2023, there were approximately 86 stockholders of record of our common stock.
+Added: As of March 14, 2024, there were approximately 91 stockholders of record of our common stock.
The actual number of stockholders is greater than the number of record holders and includes stockholders who are beneficial owners but whose shares are held in “street name” by brokers and other nominees.
4 unchanged sentences
Securities Authorized for Issuance Under Equity Compensation Plans
−Removed: The following table sets forth information regarding our equity compensation plans in effect as of December 31, 2022 (including upon the exercise of stock options and the vesting of restricted stock units (RSUs)):
−Removed: Equity Compensation Plan Information
−Removed: Securities to be
−Removed: Rights Weighted-average
−Removed: Exercise Price of
−Removed: Rights Number of
−Removed: Available for
−Removed: Future Issuance
−Removed: Plans (Excluding
−Removed: Plan Category (a) (b) (c)
−Removed: Equity compensation plans approved by security holders (1), (2), (3), (4) 15,814,314 $ 9.87 18,382,213
−Removed: Equity compensation plan not approved by security holders — —
−Removed: Total 15,814,314 18,382,213
−Removed: _______________
−Removed: (1) The equity compensation plans approved by security holders are the 2014 Equity Incentive Plan (2014 Plan) and the 2015 Equity Incentive Plan (2015 Plan).
−Removed: The 2014 Plan has terminated as to future grants.
−Removed: The amount shown in Column (a) with respect to the 2014 Plan includes 503,493 shares issuable upon the exercise of vested stock options.
−Removed: The amount shown in Column (a) with respect to the 2015 Plan includes 8,334,489 shares issuable upon the exercise of vested stock options and 2,615,574 shares issuable upon the vesting of RSUs.
−Removed: (2) The Amended and Restated ImmunityBio, Inc.
−Removed: 2015 Stock Incentive Plan (2015 NC Plan) was approved by security holders in conjunction with the Merger.
−Removed: The 2015 NC Plan has terminated as to future grants.
−Removed: The amount shown in Column (a) with respect to this plan includes 424,944 shares issuable upon the exercise of vested stock options and 3,935,814 shares issuable upon the vesting of RSUs.
−Removed: (3) The amount shown in Column (b) is the weighted average exercise price for stock options outstanding.
−Removed: (4) The amount shown in Column (c) is the number of shares available for future grants under the 2015 Plan.
+Added: The information required by this item will be contained in our definitive proxy statement to be filed with the SEC on Schedule 14A in connection with our Proxy Statement, which is expected to be filed not later than 120 days after the end of our fiscal year ended December 31, 2023, and is incorporated herein by reference.
Stock Performance Graph
11 unchanged sentences
As of December 31, 2023, $18.3 million remained authorized to use for share repurchases under the program.
−Removed: For additional information regarding the 2015 Share Repurchase Program, see Note 12 , Stockholders’ Deficit, of the “Notes to Consolidated Financial Statements” that appears in Part II, Item 8.
−Removed: “Financial Statements and Supplementary Data” of this Annual Report.
+Added: See Note 13 , Stockholders’ Deficit, of the “Notes to Consolidated Financial Statements” that appears in Part II, Item 8.
+Added: “Financial Statements and Supplementary Data” of this Annual Report for more information regarding the 2015 Share Repurchase Program.
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.