1 unchanged sentence
Securities Trading Plans of Directors and Executive Officers
−Removed: During the six months ended June 30, 2024, none of our directors or officers, or the Company, adopted or terminated any contract , instruction or written plan for the purchase or sale of our securities that was intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) promulgated under the Exchange Act or any “non-Rule 10b5-1 trading arrangement.”
+Added: During the nine months ended September 30, 2024, none of our directors or officers, or the Company, adopted or terminated any contract , instruction or written plan for the purchase or sale of our securities that was intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) promulgated under the Exchange Act or any “non-Rule 10b5-1 trading arrangement.”
Incorporated by Reference from Filings as Noted Below (Unless
10 unchanged sentences
Form of Warrant
+Added: Form of Warrant 8 - K 001 - 38365 4.1 September 30, 2024
+Added: Form of Pre-Funded Warrant 8 - K 001 - 38365 4.2 September 30, 2024
Form of Securities Purchase Agreement, dated June 27, 2024
1 unchanged sentence
Warrant Amendment Agreement, dated June 28, 2024
+Added: Form of Securities Purchase Agreement, dated August 21, 2024
+Added: August 22, 2024
+Added: Executive Employment Agreement by and between Eyenovia, Inc.
+Added: and Andrew D.
+Added: Jones, dated as of August 30, 2024
+Added: September 3, 2024
+Added: Form of Securities Purchase Agreement, dated September 26, 2024.
+Added: September 30, 2024
+Added: Form of Eyenovia, Inc.
+Added: Inducement Stock Option Award Agreement
+Added: Filed herewith
+Added: Form of Indemnification and Advancement Agreement
+Added: Filed herewith
Certification of the Principal Executive Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002
23 unchanged sentences
EYENOVIA, INC.
−Removed: August 14, 2024
−Removed: /s/ John Gandolfo
−Removed: John Gandolfo
+Added: November 12, 2024
+Added: /s/ Andrew Jones
Chief Financial Officer
1 unchanged sentence
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.