Other Information.
+Added: Securities Trading Plans of Directors and Executive Officers
+Added: During the three months ended June 30, 2023, none of our directors or officers adopted or terminated any contract , instruction or written plan for the purchase or sale of our securities that was intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) or any “non-Rule 10b5-1 trading arrangement.”
+Added: (TO BE UPDATED – WILL CHECK WITH COVINGTON)
Incorporated by Reference from Filings as Noted Below (Unless
7 unchanged sentences
February 7, 2022
+Added: Eyenovia Inc.
+Added: Amended and Restated 2018 Omnibus Stock Incentive Plan, as Amended
+Added: June 27, 2023
Certification of the Principal Executive Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002
20 unchanged sentences
Filed herewith
−Removed: * This certification is deemed not filed for purpose of section 18 of the Exchange Act or otherwise subject to the liability of that section, nor shall it be deemed incorporated by reference into any filing under the Securities Act or the Exchange Act.
+Added: * This certification is deemed not filed for purpose of Section 18 of the Securities Exchange Act of 1934, as amended, or otherwise subject to the liability of that section, nor shall it be deemed incorporated by reference into any filing under the Securities Act of 1933, as amended, or the Securities Exchange Act of 1934, as amended, whether made before or after the date hereof, regardless of any general incorporation language in such filing.
+Added: + Management contract or other compensatory plan.
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
EYENOVIA, INC.
+Added: August 11, 2023
/s/ John Gandolfo
John Gandolfo
−Removed: Chief Financial Officer (Principal Financial Officer and Principal Accounting Officer)
+Added: Chief Financial Officer
+Added: (Principal Financial Officer)
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.