Other Information
−Removed: During the three months ended June 30, 2025 , no director or officer of the Company adopted , modified or terminated a “Rule 10b5-1 trading arrangement” or “non-Rule 10b5-1 trading arrangement,” as each term is defined in Item 408(a) of Regulation S-K.
−Removed: There were no reportable events during the quarter ended June 30, 2025 otherwise reportable under this Item 5.
+Added: During the three months ended September 30, 2025 , no director or officer of the Company adopted , modified or terminated a “Rule 10b5-1 trading arrangement” or “non-Rule 10b5-1 trading arrangement,” as each term is defined in Item 408(a) of Regulation S-K.
+Added: There were no reportable events during the quarter ended September 30, 2025 otherwise reportable under this Item 5.
3.1 Restated Articles of Incorporation of the Company (filed as Exhibit 3.1 to the Company's current report on Form 8-K on August 9, 2007 and incorporated herein by reference).
16 unchanged sentences
HAWTHORN BANCSHARES, INC.
−Removed: August 11, 2025 Brent M.
+Added: November 7, 2025 Brent M.
Giles, Chief Executive Officer (Principal Executive Officer)
−Removed: August 11, 2025 Chris E.
+Added: November 7, 2025 Chris E.
Hafner, Chief Financial Officer (Principal Financial Officer and Principal Accounting Officer)
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.