2 unchanged sentences
This disclosure is made pursuant to Section 10A(i)(2) of the Exchange Act, as added by Section 202 of the Sarbanes-Oxley Act of 2002.
−Removed: During the three months ended January 31, 2024, none of our directors or officers (as defined in Rule 16a-1(f) of the Exchange Act) adopted, modified or terminated any contract, instruction or written plan for the purchase or sale of our securities that was intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) of the Exchange Act or any non -Rule 10b5-1 trading arrangement (as defined in the Securities and Exchange Commission’s rules).
+Added: During the three months ended April 30, 2024, none of our directors or officers (as defined in Rule 16a-1(f) of the Exchange Act) adopted, modified or terminated any contract, instruction or written plan for the purchase or sale of our securities that was intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) of the Exchange Act or any non -Rule 10b5-1 trading arrangement (as defined in the Securities and Exchange Commission’s rules).
EXHIBIT INDEX
−Removed: Amended and Restated Articles of Incorporation of the Registrant, incorporated by reference to Exhibit 3.1 to the Registrant’s Quarterly Report on Form 10-Q for the quarter ended January 31, 1997.
−Removed: Amended and Restated By-Laws of the Registrant as amended through March 12, 2021, incorporated by reference to Exhibit 3.1 to the Registrant’s Current Report on Form 8-K filed on March 12, 2021.
−Removed: Fifth Amendment to Credit Agreement, dated as of December 19, 2023, to the Credit Agreement, dated as of December 31, 2018, among Hurco Companies, Inc.
−Removed: and Hurco B.V., as the Borrowers, certain subsidiaries party thereto, as the Guarantors, and Bank of America, N.A., as the Lender, incorporated by reference to Exhibit 10.1 to the Registrant’s Current Report on Form 8-K filed December 22, 2023.
+Added: Amended and Restated Articles of Incorporation of the Registrant, as amended effective March 15, 2024.
+Added: Amended and Restated By-Laws of the Registrant as amended through March 15, 2024.
Certification by the Chief Executive Officer pursuant to Rule 13a-14(a) under the Securities Exchange Act of 1934, as amended.
2 unchanged sentences
Certification by the Chief Financial Officer pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.
−Removed: The following information from the Registrant’s Quarterly Report on Form 10-Q for the quarter ended January 31, 2024, formatted in Inline XBRL:
+Added: The following information from the Registrant’s Quarterly Report on Form 10-Q for the quarter ended April 30, 2024, formatted in Inline XBRL:
(i) Condensed Consolidated Statements of Operations;
3 unchanged sentences
(v) Condensed Consolidated Statements of Changes in Shareholders’ Equity;
−Removed: and (vi) Notes to Condensed Consolidated Financial Statements;
+Added: (vi) Notes to Condensed Consolidated Financial Statements;
and (vii) information regarding trading arrangements set forth in Part II, Item 5.
3 unchanged sentences
Executive Vice President, Treasurer & Chief Financial Officer
−Removed: March 8, 2024
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.