Other Information
+Added: Trading Plans
+Added: During the fiscal quarter ended July 31, 2023, the following trading plans were adopted or terminated by our directors or officers, as applicable:
+Added: Name & Title Date of Adoption / Termination Character of Trading Arrangement (1)
+Added: Aggregate Number of Shares of Common Stock to be Purchased/Sold Pursuant to Trading Arrangement Duration of Plan (2)
+Added: Tom Black Adopted
+Added: Rule 10b5-1(c) Trading Arrangement Up to 191,788
+Added: shares to be sold
+Added: September 7, 2023-May 30, 2024
+Added: EVP, General Manager, Storage
+Added: Gerri Gold Adopted
+Added: Rule 10b5-1(c) Trading Arrangement Up to 27,565
+Added: shares to be sold
+Added: September 7, 2023-March 6, 2024
+Added: EVP, President and CEO, HPE Financial Services
+Added: Alan May Adopted
+Added: Rule 10b5-1(c) Trading Arrangement Up to 343,016
+Added: shares to be sold
+Added: September 7, 2023-December 8, 2023
+Added: EVP, Chief People Officer
+Added: Phil Mottram Adopted
+Added: Rule 10b5-1(c) Trading Arrangement Up to 98,650
+Added: shares to be sold
+Added: December 18, 2023-June 7, 2024
+Added: EVP, General Manager, Intelligent Edge
+Added: Antonio Neri Adopted
+Added: Rule 10b5-1(c) Trading Arrangement Up to 434,884
+Added: shares to be sold
+Added: September 7, 2023-December 8, 2023
+Added: President and Chief Executive Officer
+Added: (1) Each trading arrangement marked as a “Rule 10b5-1(c) Trading Arrangement” is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c), as amended (the “Rule”).
+Added: (2) Each trading arrangement marked as a “Rule 10b5-1(c) Trading Arrangement” only permits transactions after the indicated duration start date and, in any case, upon expiration of the applicable mandatory cooling-off period under the Rule, and until the earlier of the indicated duration end date or completion of all sales contemplated in the Rule 10b5-1(c) Trading Arrangement.
+Added: Exchange Act Section 13(r) Disclosure
The following disclosure is being made under Section 13(r) of the Exchange Act:
17 unchanged sentences
HPE does not plan to engage in any further transactions with this entity, except wind down activities that are authorized by OFAC going forward.
−Removed: In this reporting period, HPE Russia retrieved equipment from a third party data warehouse that had previously been leased to Positive Technologies before its designation.
−Removed: This activity was authorized under an OFAC license.
+Added: HPE Russia continues to have blocked property associated with Positive Technologies.
+Added: No action will be taken unless and until a license is received from OFAC authorizing collection of the property.
There are no identifiable gross revenues or net profits associated with HPE’s activities related to Positive Technologies for this reporting period.
89 unchanged sentences
8-K 001-37483 4.3 March 21, 2023
+Added: 4.10 Twenty-First Supplemental Indenture, dated as of June 14, 2023, between Hewlett Packard Enterprise Company and The Bank of New York Mellon Trust Company, N.A., as Trustee, relating to Hewlett Packard Enterprise Company’s 5.250% notes due 2028
+Added: 8-K 001-37483 4.3 June 14, 2023
4.11 Registration Rights Agreement, dated as of October 9, 2015, by and among Hewlett Packard Enterprise Company, Hewlett-Packard Company, and the representatives of the initial purchasers of the Notes
80 unchanged sentences
10.32 2021 Stock Incentive Plan - Form of Non-Employee Director Restricted Stock Units Grant Agreement (for grants beginning April 2023)*‡
+Added: 10-Q 001-37483 10.32 June 2, 2023
10.33 OpsRamp, Inc.
2014 Equity Incentive Plan* ‡
+Added: 10-Q 001-37483 10.33 June 2, 2023
10.34 Put Share Purchase Agreement, dated May 26, 2023, among H3C Holdings Limited, Izar Holding Co., and Unisplendour International Technology Limited (portions omitted pursuant to Regulation S-K Item 601(b)(10)(iv))‡
+Added: 10-Q 001-37483 10.34 June 2, 2023
31.1 Certification of Chief Executive Officer pursuant to Rule 13a- 14(a) and Rule 15d-14(a) of the Securities Exchange Act of 1934, as amended‡
15 unchanged sentences
HEWLETT PACKARD ENTERPRISE COMPANY
−Removed: Executive Vice President and Chief Financial Officer
+Added: /s/ Jeremy K.
+Added: Senior Vice President,
+Added: Chief Financial Officer, Corporate Controller, Chief Tax Officer, and Principal Accounting Officer
(Principal Financial Officer and Authorized
+Added: September 1, 2023
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.