1 unchanged sentence
Recent Sales of Unregistered Equity Securities
−Removed: During the period covered by this Quarterly Report, we have issued the following securities that were not registered under the Securities Act:
−Removed: We have granted stock options to purchase an aggregate of 355,537 shares of our common stock, with exercise prices ranging from $5.98 to $6.76 per share, to employees and consultants pursuant to our 2017 Stock Incentive Plan.
−Removed: We have issued an aggregate of 13,414 shares of common stock to employees and consultants for cash consideration in the aggregate amount of $21,000 upon the exercise of stock options.
+Added: During the three months ended June 30, 2021, we issued the following securities that were not registered under the Securities Act:
+Added: We granted stock options to purchase an aggregate of 11,131 shares of our common stock, at an exercise price of $11.44 per share, to employees pursuant to our 2017 Stock Incentive Plan.
+Added: We issued an aggregate of 1,003 shares of common stock to employees and consultants for cash consideration in the aggregate amount of $1,600 upon the exercise of stock options from April 1 through April 16, 2021.
The issuances of stock options and shares of common stock upon exercises thereof that are described in paragraphs (1) and (2) above were deemed to be exempt from registration pursuant to Section 4(a)(2) of the Securities Act or in reliance on Rule 701 of the Securities Act as offers and sales of securities under compensatory benefit plans and contracts relating to compensation in compliance with Rule 701.
2 unchanged sentences
Use of Proceeds from Registered Securities
−Removed: On May 4, 2021, we completed our IPO, pursuant to which we issued and sold 7,500,000 shares of our common stock at a public offering price of $16.00 per share for aggregate gross proceeds of approximately $120.0 million.
−Removed: The offer and sale of the shares in the IPO were registered under the Securities Act pursuant to a registration statement on Form S-1 (File No.
−Removed: 333-255132), which was declared effective on April 29, 2021.
−Removed: Jefferies LLC, SVB Leerink LLC and Evercore Group L.L.C.
−Removed: acted as joint book-running managers of the IPO, and H.C.
−Removed: Wainwright & Co., LLC acted as manager of the IPO.
−Removed: We received aggregate net proceeds from the IPO of approximately $108.9 million, after deducting underwriting discounts and commissions and other offering expenses payable by us.
−Removed: None of the underwriting discounts and commissions or offering expenses were paid directly or indirectly to any of our directors or officers or their associates or to persons owning ten percent or more of any class of our equity securities or to any of our affiliates.
−Removed: Since the IPO closed on May 4, 2021, we had not used any of the net proceeds from the IPO as of March 31, 2021.
+Added: On May 4, 2021, we closed our IPO of common stock under a registration statement on Form S-1 (File No.
+Added: 333-255132) that was declared effective on April 29, 2021.
Information related to our intended use of the proceeds from our IPO is included in the “Use of Proceeds” section of the final prospectus dated April 29, 2021, filed with the SEC pursuant to Rule 424(b)(4) under the Securities Act.
13 unchanged sentences
Form of Indemnification Agreement between the Registrant and each of its Executive Officers and Directors (incorporated by reference to Exhibit 10.10 to the Registrant’s Registration Statement on Form S-1, filed with the Securities and Exchange Commission on April 8, 2021).
−Removed: 10.7 Lease Agreement dated as of March 3, 2021, by and between the Registrant and ARE-480 Arsenal Street, LLC (incorporated by reference to Exhibit 10.14 to the Registrant’s Registration Statement on Form S-1, filed with the Securities and Exchange Commission on April 8, 2021).
Employment Agreement dated as of April 23, 2021, by and between the Registrant and Daniel J.
36 unchanged sentences
WEREWOLF THERAPEUTICS, INC.
−Removed: June 10, 2021 By:
+Added: August 12, 2021 By:
/s/ Timothy W.
2 unchanged sentences
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.