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Other Information
+Added: Disclosure Regarding Foreign Jurisdictions that Prevent Inspections
+Added: Not applicable.
Directors, Executive Officers and Corporate Governance
−Removed: The information required by this Item is incorporated by reference to, and will be contained in, our definitive proxy statement, under the headings “Election of Directors”, “Executive Officers” and “Corporate Governance”.
+Added: The information required by this Item is incorporated by reference to, and will be contained in, our definitive proxy statement, under the headings “Election of Directors”, “Executive Officers”, “Corporate Governance” and “Delinquent Section 16(a) Reports”, if any.
Accordingly, we have omitted the information from this Item pursuant to General Instruction G(3) of Form 10-K.
Executive Compensation
−Removed: The information required by this Item is incorporated by reference to, and will be contained in, our definitive proxy statement, under the headings “Executive Compensation” and “Director Compensation”.
+Added: The information required by this Item is incorporated by reference to, and will be contained in, our definitive proxy statement, under the headings “Corporate Governance”, “Executive Compensation” and “Director Compensation”.
Accordingly, we have omitted the information from this Item pursuant to General Instruction G(3) of Form 10-K.
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Accordingly, we have omitted the information from this Item pursuant to General Instruction G(3) of Form 10-K.
−Removed: Exhibit and Financial Statement Schedules
+Added: Exhibits and Financial Statement Schedules
The following documents are filed as part of this Form 10-K:
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10-Q 10.2 11/4/20 001-38021
−Removed: Multi-Draw Term Loan and Security Agreement, dated March 24, 2020, by the between First Republic Bank and Hamilton Lane Advisors, L.L.C.
+Added: Multi-Draw Term Loan and Security Agreement, dated March 24, 2020, by and between First Republic Bank and Hamilton Lane Advisors, L.L.C.
8-K 10.1 3/25/20 001-38021
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and Hamilton Lane Advisors, L.L.C.
+Added: 10-K 10.31 5/27/21 001-38021
+Added: Warrant Agreement, dated January 15, 2021, by and between Hamilton Lane Alliance Holdings I, Inc.
+Added: and Continental Stock Transfer & Trust Company (incorporated by reference to the listed filing of Hamilton Lane Alliance Holdings I, Inc.)
+Added: 8-K 4.1 1/19/21 001-39884
+Added: Letter Agreement, dated January 15, 2021, among Hamilton Lane Alliance Holdings I, Inc., HL Alliance Holdings Sponsor LLC and each of Hamilton Lane Alliance Holdings I, Inc.’s officers and directors (incorporated by reference to the listed filing of Hamilton Lane Alliance Holdings I, Inc.)
+Added: 8-K 10.1 1/19/21 001-39884
+Added: Form of Warrant Assignment and Transfer
+Added: 10-K/A 10.34 7/15/21 001-38021
+Added: Incorporated By Reference Filed Herewith
+Added: Description of Exhibit Form Exhibit Filing Date File No.
List of Subsidiaries
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Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002
−Removed: Incorporated By Reference Filed Herewith
−Removed: Description of Exhibit Form Exhibit Filing Date File No.
The following financial information from our Annual Report on Form 10-K for the year ended March 31, 2022 formatted in Inline XBRL (Extensible Business Reporting Language) includes:
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Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.