15 unchanged sentences
Ernst & Young LLP, an independent registered public accounting firm, has issued an unqualified attestation report on the effectiveness of our internal control over financial reporting as of March 31, 2021, which is included in Item 8 of this Form 10-K.
−Removed: Previously Disclosed Material Weakness
−Removed: In our Annual Report on Form 10-K for the period ended March 31, 2019 (the “2019 Form 10-K”), management identified a material weakness in our internal control over financial reporting.
−Removed: This material weakness did not result in any identified misstatements to the audited consolidated financial statements or disclosures in our 2019 Form 10-K, or any restatements of our audited and unaudited consolidated financial statements or disclosures for any previously reported periods.
−Removed: Remediation of Previously Disclosed Material Weakness
−Removed: We have implemented additional controls during the past year to address the deficiencies identified.
−Removed: Based on the additional controls implemented and our evaluation of the effectiveness of these controls, management
−Removed: has concluded that the material weakness described above and first disclosed in our 2019 Form 10-K was remediated as of March 31, 2020.
Changes in Internal Control over Financial Reporting
16 unchanged sentences
Accordingly, we have omitted the information from this Item pursuant to General Instruction G(3) of Form 10-K.
−Removed: Exhibits and Financial Statement Schedules
+Added: Exhibit and Financial Statement Schedules
The following documents are filed as part of this Form 10-K:
22 unchanged sentences
Tax Receivable Agreement, dated as of March 6, 2017, by and among Hamilton Lane Incorporated, Hamilton Lane Advisors, L.L.C., and each of the other persons and entities party thereto
+Added: Amendment No.
+Added: 1 to Tax Receivable Agreement, dated December 31, 2020, by and among Hamilton Lane Incorporated, Hamilton Lane Advisors, L.L.C.
+Added: and each of the other persons and entities party thereto
+Added: 10-Q 10.1 2/2/21 001-38021
Exchange Agreement, dated as of March 6, 2017, by and among Hamilton Lane Incorporated, Hamilton Lane Advisors, L.L.C., and each of the other persons and entities party thereto
2 unchanged sentences
Registration Rights Agreement, dated as of March 6, 2017, by and among Hamilton Lane Incorporated and the other persons party thereto
+Added: Incorporated By Reference Filed Herewith
+Added: Description of Exhibit Form Exhibit Filing Date File No.
Stockholders Agreement, dated as of March 6, 2017, by and among Hamilton Lane Incorporated, Hamilton Lane Advisors, L.L.C.
1 unchanged sentence
Hamilton Lane Incorporated 2017 Equity Incentive Plan
−Removed: Incorporated By Reference Filed Herewith
−Removed: Description of Exhibit Form Exhibit Filing Date File No.
Amendment No.
6 unchanged sentences
Hamilton Lane Incorporated Employee Share Purchase Plan
+Added: Amendment No.
+Added: 1 to the Hamilton Lane Incorporated Employee Share Purchase Plan
+Added: 10-Q 10.1 8/4/20 001-38021
Form of Indemnification Agreement between Hamilton Lane Incorporated and certain of its directors and officers
2 unchanged sentences
8-K 10.2 3/25/20 001-38021
+Added: Second Amendment to Term Loan and Security Agreement, dated September 30, 2020, by and between First Republic Bank and Hamilton Lane Advisors, L.L.C.
+Added: 10-Q 10.1 11/4/20 001-38021
+Added: Third Amendment to Term Loan and Security Agreement, dated April 22, 2021, by and between First Republic Bank and Hamilton Lane Advisors, L.L.C.
+Added: 8-K 10.1 4/27/21 001-38021
Revolving Loan and Security Agreement, dated August 23, 2017, by and between First Republic Bank and Hamilton Lane Advisors, L.L.C.
+Added: Incorporated By Reference Filed Herewith
+Added: Description of Exhibit Form Exhibit Filing Date File No.
First Amendment to Revolving Loan and Security Agreement, dated March 24, 2020, by and between First Republic Bank and Hamilton Lane Advisors, L.L.C.
8-K 10.3 3/25/20 001-38021
+Added: Second Amendment to Revolving Loan and Security Agreement, dated September 30, 2020, by and between First Republic Bank and Hamilton Lane Advisors, L.L.C.
+Added: 10-Q 10.2 11/4/20 001-38021
Multi-Draw Term Loan and Security Agreement, dated March 24, 2020, by the between First Republic Bank and Hamilton Lane Advisors, L.L.C.
8-K 10.1 3/25/20 001-38021
+Added: First Amendment to Multi-Draw Term Loan and Security Agreement, dated September 30, 2020, by and between First Republic Bank and Hamilton Lane Advisors, L.L.C .
+Added: 10-Q 10.3 11/4/20 001-38021
+Added: Second Amendment to Multi-Draw Term Loan and Security Agreement, dated April 22, 2021, by and between First Republic Bank and Hamilton Lane Advisors, L.L.C.
+Added: 8-K 10.2 4/27/21 001-38021
Employment Agreement, effective as of May 23, 2016, by and between Hamilton Lane (Hong Kong) Limited and Juan Delgado-Moreira
2 unchanged sentences
8-K 10.1 1/2/20 001-38021
+Added: Investment Agreement, dated March 29, 2021, by and between Russell Investments Group, Ltd.
+Added: and Hamilton Lane Advisors, L.L.C.
List of Subsidiaries
Consent of Independent Registered Public Accounting Firm
−Removed: Incorporated By Reference Filed Herewith
−Removed: Description of Exhibit Form Exhibit Filing Date File No.
Certification of the Principal Executive Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002
2 unchanged sentences
Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002
+Added: Incorporated By Reference Filed Herewith
+Added: Description of Exhibit Form Exhibit Filing Date File No.
The following financial information from our Annual Report on Form 10-K for the year ended March 31, 2021 formatted in Inline XBRL (Extensible Business Reporting Language) includes:
17 unchanged sentences
Berkman Director
+Added: Vann Graves Director
Griffith Sexton Director
3 unchanged sentences
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.