1 unchanged sentence
Securities Trading Plans of Directors and Executive Officers
−Removed: During the three months ended September 30, 2024, none of our officers or directors adopted or terminated a "Rule 10b5-1 trading arrangement" or "non-Rule 10b5-1 trading arrangement," as each term is defined in Item 408 of Regulation S-K.
+Added: During the three months ended March 31, 2025, none of our officers or directors adopted or terminated a “Rule 10b5-1 trading arrangement” or “non-Rule 10b5-1 trading arrangement,” as each term is defined in Item 408 of Regulation S-K.
The following exhibits are incorporated herein by reference or are filed or furnished with this report as indicated below:
3 unchanged sentences
8-K 3.1.2 11/5/2019
−Removed: Certificate of Amendment to Certificate of Incorporation
−Removed: 8-K 3.1.2 8/27/2018
Amended and Restated Bylaws
8 unchanged sentences
S-1/A 4.5 7/28/2017
−Removed: Amendment to Preferred Stock Rights Agreement, dated as of April 11, 2024, by and between HF Foods Group Inc.
−Removed: and Equiniti Trust Company, LLC (f/k/a American Stock Transfer & Trust Company, LLC), as rights agent
−Removed: 8-A 4.2 4/12/2024
Amendment No.
−Removed: 2 to Third Amended and Restated Credit Agreement, dated as of Jul y 15, 2024
−Removed: Lease Agreement between CH Realty IX-NDG Atlanta Freeman Intermodal, L.P., as Landlord, and HF Foods Group, Inc., as Tenant, dated as of September 30, 2024
+Added: 4 to Third Amended and Restated Credit Agreement, dated as of February 12, 2025
+Added: 8-K 10.1 2/18/2025
Certification of Chief Executive Officer pursuant to Rule 13a-14 and Rule 15d-14(a), promulgated under the Securities and Exchange Act of 1934, as amended.
12 unchanged sentences
* Filed herewith.
−Removed: ** Furnished herewith.
−Removed: † Indicates a management contract or compensatory plan or arrangement.
+Added: ** This certification is being furnished and shall not be deemed “filed” with the SEC for purposes of Section 18 of the Exchange Act, or otherwise subject to the liability of that section, and shall not be deemed to be incorporated by reference into any filing under the Securities Act or the Exchange Act, except to the extent that the Registrant specifically incorporates it by reference.
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
1 unchanged sentence
/s/ Felix Lin
−Removed: Interim Chief Executive Officer, President and Chief Operating Officer
+Added: President and Chief Executive Officer
+Added: (Principal Executive Officer)
/s/ Cindy Yao
1 unchanged sentence
(Principal Accounting and Financial Officer)
−Removed: November 12, 2024
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.