28 unchanged sentences
EXECUTIVE COMPENSATION
−Removed: The information required by this item is incorporated by reference to our Definitive Proxy Statement, which we expect to file with the SEC within 120 days after our fiscal year end.
+Added: The information required by this item will be included in our Definitive Proxy Statement, which we expect to file with the SEC within 120 days after our fiscal year end, and is incorporated herein by reference.
SECURITY OWNERSHIP OF CERTAIN BENEFICIAL OWNERS AND MANAGEMENT AND RELATED STOCKHOLDER MATTERS
6 unchanged sentences
Equity compensation plans not approved by security holders
+Added: (1) Balance reflects the assumed payout of outstanding performance restricted stock units awards at maximum level and outstanding restricted stock unit awards.
+Added: (2) This “Weighted-Average exercise price of outstanding options, warrants and rights” column does not reflect the outstanding restricted stock unit or performance share unit awards.
+Added: Because there are no outstanding awards that have exercise prices, no weighted-average exercise price is provided in this column.
All other information required by this item is incorporated by reference to our Definitive Proxy Statement, which we expect to file with the SEC within 120 days after our fiscal year end.
7 unchanged sentences
All financial statement schedules are omitted because they are either not applicable or not required, or because the required information is included in the Consolidated Financial Statements or the Notes thereto included in Part II, Item 8.
−Removed: Agreement and Plan of Merger between HBT Financial, Inc., HB-NXT Merger, Inc.
−Removed: and NXT Bancorporation, Inc.
−Removed: dated June 7, 2021 (incorporated by reference to Exhibit 2.1 to the Company’s Current Report on Form 8-K, filed with the Commission on June 7, 2021).
+Added: Agreement and Plan of Merger between HBT Financial, Inc., HB-T&C Merger, Inc.
+Added: and Town and Country Financial Corporation dated August 23, 2022 (incorporated by reference to Exhibit 2.1 to the Company’s Current Report on Form 8-K, filed with the Commission on August 23, 2022).
Restated Certificate of Incorporation of HBT Financial, Inc.
19 unchanged sentences
Busch (incorporated by reference to Exhibit 10.3 to the Company’s Current Report on Form 8-K, filed with the Commission on February 25, 2021).
+Added: Employment Agreement, effective October 1, 2022, by and among HBT Financial, Inc., Heartland Bank and Trust Company and Peter Chapman.
+Added: (incorporated by reference to Exhibit 10.1 to the Company’s Current Report on Form 8-K, filed with the Commission on August 18, 2022).
+Added: Transition Agreement by and among HBT Financial, Inc., Heartland Bank and Trust Company and Matthew J.
+Added: Doherty, dated as of August 17, 2022.
+Added: (incorporated by reference to Exhibit 10.2 to the Company’s Current Report on Form 8-K, filed with the Commission on August 18, 2022).
+Added: Amendment to Amended and Restated Employment Agreement, dated November 18, 2022, by and among HBT Financial, Inc., Heartland Bank and Trust Company and Patrick F.
+Added: (incorporated by reference to Exhibit 10.1 to the Company’s Current Report on Form 8-K, filed with the Commission on November 23, 2022).
Form of Stock Appreciation Rights Agreement (incorporated by reference to Exhibit 10.9 to the Company’s Registration Statement on Form S-1, filed with the Commission on September 13, 2019).
3 unchanged sentences
Form of Director Restricted Stock Unit Award Agreement (incorporated by reference to Exhibit 10.15 to the Company’s Annual Report on Form 10-K, filed with the Commission on March 12, 2021).
−Removed: Form of Restricted Stock Unit Award Agreement.
+Added: Form of Restricted Stock Unit Award Agreement (incorporated by reference to Exhibit 10.14 to the Company’s Annual Report on Form 10-K, filed with the Commission on March 11, 2022).
Form of Performance Restricted Stock Unit Award Agreement.
21 unchanged sentences
March 8, 2023
−Removed: /s/ Matthew J.
Chief Financial Officer
4 unchanged sentences
(Principal executive officer)
−Removed: /s/ Matthew J.
Executive Vice President and Chief Financial
6 unchanged sentences
/s/ Patrick F.
−Removed: Executive Vice President, Chief Lending
March 8, 2023
−Removed: Officer and Director
President, Chief Operating Officer and Director
5 unchanged sentences
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.