Other Information
+Added: Exhibits [add NOL plan]
number Exhibit description
11 unchanged sentences
333-186711), filed on April 12, 2013)
−Removed: 4.2 Indenture, dated as of August 22, 2017, between Hannon Armstrong Sustainable Infrastructure Capital, Inc.
−Removed: Bank National Association, as Trustee (incorporated by reference to Exhibit 4.1 to the Registrant’s Form 8-K (No.
−Removed: 001-35877), filed on August 22, 2017)
−Removed: 4.3 Second Supplemental Indenture, dated as of August 21, 2020, between Hannon Armstrong Sustainable Infrastructure Capital, Inc.
−Removed: Bank National Association, as Trustee (including the form of 0% Convertible Senior Note due 2023) (incorporated by reference to Exhibit 4.1 to the Registrant's Form 8-K (No.
−Removed: 001-35877) filed on August 21, 2020.)
4.2 Indenture, dated as of April 21, 2020, between HAT Holdings I LLC and HAT Holdings II LLC, as issuers, and Hannon Armstrong Sustainable Infrastructure Capital, Inc., Hannon Armstrong Sustainable Infrastructure, L.P., and Hannon Armstrong Capital, LLC, as guarantors, and U.S.
14 unchanged sentences
011-35877) filed on April 15, 2022)
−Removed: 10.1 Amendment No.
−Removed: 4 to the At Market Issuance Sales Agreement, dated May 10, 2023, by and among Hannon Armstrong Sustainable Infrastructure Capital, Inc., B.
−Removed: Riley Securities, Inc., Barclays Capital Inc., BofA Securities, Inc., Credit Suisse Securities (USA) LLC, Goldman Sachs & Co.
−Removed: Morgan Securities LLC, Morgan Stanley & Co.
−Removed: LLC, Nomura Securities International, Inc., SMBC Nikko Securities America, Inc., Truist Securities, Inc.
−Removed: and Wells Fargo Securities, LLC (incorporated by reference to Exhibit 1.5 on the Registrant’s Form 8-K (No.
−Removed: 011-35877) filed on May 11, 2023)
−Removed: 10.2 Amendment No.
−Removed: 1 to Credit Agreement, dated as of May 31, 2023, by and among Hannon Armstrong Sustainable Infrastructure Capital, Inc.
−Removed: and certain of its subsidiaries, JPMorgan Chase Bank, N.A.
−Removed: as administrative agent, issuing bank, sole bookrunner, sole lead arranger, lender and sustainability structuring agent, and Bank of America, N.A., Barclays Bank PLC, Citibank, N.A., Morgan Stanley Senior Funding, Inc., RBC Capital Markets, Sumitomo Mitsui Banking Corporation and Wells Fargo Bank, National Association, as documentation agents and lenders (incorporated by reference to Exhibit 1.2 on the Registrant’s Form 8-K (No.
−Removed: 011-35877) filed on June 2, 2023)
+Added: 4.7 Indenture, dated as of August 11, 2023 by and among HAT Holdings I LLC and HAT Holdings II LLC, as issuers, and Hannon Armstrong Sustainable Infrastructure Capital, Inc., Hannon Armstrong Sustainable Infrastructure, L.P., and Hannon Armstrong Capital, LLC, as guarantors, and U.S.
+Added: Bank Trust Company, National Association, as trustee.
+Added: (incorporated by reference to Exhibit 4.1 on the Registrant’s Form 8-K (No.
+Added: 011-35877) filed on August 11, 2023)
31.1* Certification of Chief Executive Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002
16 unchanged sentences
INFRASTRUCTURE CAPITAL, INC.
−Removed: August 4, 2023 /s/ Jeffrey A.
+Added: November 3, 2023 /s/ Jeffrey A.
Chief Executive Officer and President
−Removed: August 4, 2023 /s/ Marc T.
+Added: November 3, 2023 /s/ Marc T.
Chief Financial Officer and Executive Vice President
−Removed: August 4, 2023 /s/ Charles W.
+Added: November 3, 2023 /s/ Charles W.
Chief Accounting Officer, Treasurer and Senior Vice President
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.