What changed in this filing

/stocks — the workspaceLOADING

Item 9A. Controls and Procedures

2022-02-22 compared with 2021-02-22 · 40 added, 14 removed, 204 unchanged (21% of the section changed)

21 unchanged sentences

Other Information

Disclosure Regarding Foreign Jurisdictions that Prevent Inspections

Directors, Executive Officers and Corporate Governance

35 unchanged sentences

001-35877), filed on August 9, 2013)

3.2 Bylaws of Hannon Armstrong Sustainable Infrastructure Capital, Inc.

(incorporated by reference to Exhibit 3.2 to the Registrant’s Form 10-Q for the quarter ended June 30, 2013 (No.

001-35877), filed on August 9, 2013)

3.2 Amended and restated bylaws of Hannon Armstrong Sustainable Infrastructure Capital, Inc.

(incorporated by reference to Exhibit 3.1 to the Registrant’s Form 8-K (No.

001-35877), filed on December 10, 2021)

3.3 Amended and Restated Agreement of Limited Partnership of Hannon Armstrong Sustainable Infrastructure, L.P.

5 unchanged sentences

333-186711), filed on April 12, 2013)

4.2 Description of Hannon Armstrong Sustainable Infrastructure Capital, Inc.’s Securities Registered Pursuant to Section 12 of the Securities Exchange Act of 1934

4.2 Description of Hannon Armstrong Sustainable Infrastructure Capital, Inc.’s Securities Registered Pursuant to Section 12 of the Securities Exchange Act of 1934 (incorporated by reference to Exhibit 4.2 to the Registrant's Form 10-K (No.

001-35877), filed on February 25, 2020)

4.3 Indenture, dated as of August 22, 2017, between Hannon Armstrong Sustainable Infrastructure Capital, Inc.

4 unchanged sentences

001-35877), filed on August 22, 2017)

4.5 Indenture, dated as of July 2, 2019 between HAT Holdings I LLC and HAT Holdings II LLC, as issuers, and Hannon Armstrong Sustainable Infrastructure capital, Inc., Hannon Armstrong Sustainable Infrastructure, LP., and Hannon Armstrong Capital, LLC, as guarantors, and U.S.

Bank National Association, as trustee (including the form of HAT Holdings I LLC and HAT Holdings II LLC’s 5.25% Senior Notes due 2024) (incorporated by reference to Exhibit 4.1 to the Registrant’s Form 8-K (No.

001-35877), filed on July 2, 2019)

4.5 Indenture, dated as of April 21, 2020, between HAT Holdings I LLC and HAT Holdings II LLC, as issuers, and Hannon Armstrong Sustainable Infrastructure Capital, Inc., Hannon Armstrong Sustainable Infrastructure, L.P., and Hannon Armstrong Capital, LLC, as guarantors, and U.S.

7 unchanged sentences

011-35877), filed on August 25, 2020).

4.8 Indenture, dated as of June 28, 2021 , between HAT Holdings I LLC and HAT Holdings II LLC, as issuers, and Hannon Armstrong Sustainable Infrastructure Capital, Inc., Hannon Armstrong Sustainable Infrastructure, L.P., and Hannon Armstrong Capital, LLC, as guarantors, and U.S.

Bank National Association, as trustee (including the form of HAT Holdings I LLC and HAT Holdings II LLC’s 3.

375 % Senior Notes due 2026 ) (incorporated by reference to Exhibit 4.1 on the Registrant’s Form 8-K (No.

011-35877), filed on June 28, 2021 ).

10.1 Form of Indemnification Agreement (incorporated by reference to Exhibit 10.5 to Amendment No.

21 unchanged sentences

10.9 Employment Agreement, dated April 17, 2013, by and between Hannon Armstrong Sustainable Infrastructure Capital, Inc.

Brendan Herron, Jr.

(incorporated by reference to Exhibit 10.8 to the Registrant’s Form 10-Q for the quarter ended June 30, 2013 (No.

001-35877), filed on August 9, 2013)

10.10 Employment Agreement, dated April 17, 2013, by and between Hannon Armstrong Sustainable Infrastructure Capital, Inc.

and Steven L.

24 unchanged sentences

001-35877) for the year ended December 31, 2018, filed on February 22, 2019)

10.19 Credit Agreement, dated as of April 19, 2021, by and among the Company, certain subsidiaries of the Company, JPMorgan Chase Bank, N.A.

as administrative agent, sole bookrunner, sole lead arranger and sustainability structuring agent, Bank of America, N.A., Barclays Bank PLC, Credit Suisse AG, New York Branch, KeyBank National Association, Morgan Stanley Senior Funding, Inc., Royal Bank of Canada, Sumitomo Mitsui Banking Corporation and Wells Fargo Bank, National Association, as documentation agents, and each lender from time to time party thereto (incorporated by reference to Exhibit 1.1 on the Registrant’s Form 8-K (No.

011-35877), filed on April 20, 2021)

10.20 Form of LTIP Unit Vesting Agreement under the 2013 Hannon Armstrong Sustainable Infrastructure Capital, Inc.

7 unchanged sentences

001-35877), filed on May 3, 2019)

10.23 Amended and Restated Employment Agreement, dated April 13, 2020, by and between Hannon Armstrong Sustainable Infrastructure Capital, Inc.

and Jeffrey A.

Lipson (incorporated by reference to Exhibit 10.1 to the Registrant's Form 10-Q for the quarter ended March 31, 2020 (No.

10.23 Letter Agreement, dated as of January 6, 2021, between J.

Brendan Herron, Hannon Armstrong Sustainable Infrastructure Capital, Inc.

and Hannon Armstrong Capital Inc.

(incorporated by reference to Exhibit 10.1 to the Registrant’s Form 10-Q for the quarter ended March 31, 2021 (No.

001-35877), filed on May 7, 2021)

10.24 Second Amended and Restated Employment Agreement, dated June 30, 2021, by and between Hannon Armstrong Sustainable Infrastructure Capital, Inc.

and Jeffrey A.

Lipson (incorporated by reference to Exhibit 10.2 to the Registrant’s Form 10-Q for the quarter ended June 30, 2021 (No.

001-35877), filed on August 6, 2021)

10.25 Employment Agreement, dated June 30, 2021, by and between Hannon Armstrong Sustainable Infrastructure Capital, Inc.

Nickey (incorporated by reference to Exhibit 10.3 to the Registrant’s Form 10-Q for the quarter ended June 30, 2021 (No.

001-35877), filed on August 6, 2021)

10.26 Employment Agreement, dated June 30, 2021, by and between Hannon Armstrong Sustainable Infrastructure Capital, Inc.

Pangburn (incorporated by reference to Exhibit 10.4 to the Registrant’s Form 10-Q for the quarter ended June 30, 2021 (No.

001-35877), filed on August 6, 2021)

10.27 At Market Issuance Sales Agreement, dated May 13, 2020, by and between Hannon Armstrong Sustainable Infrastructure Capital, Inc., B.

4 unchanged sentences

001-35877), filed on May 13, 2020)

10.28 Amendment No.

1 to the At Martket Issuance Sales Agreement, dated February 26, 2021, by and among Hannon Armstrong Sustainable Infrastructure Capital, Inc., B.

Riley Securities, Inc., Robert W.

Incorporated, BofA Securities, Inc., Loop Capital Markets LLC, SMBC Nikko Securities America, Inc.

and Nomura Securities International, Inc.

(incorporated by reference to Exhibit 1.2 to the Registrant’s Form 8-K (No.

001-35877), filed on March 1, 2021)

10.29 Credit Agreement, dated as of February 7, 2022, by and among the Company, certain subsidiaries of the Company, JPMorgan Chase Bank, N.A.

001-35877), filed on February 11, 2022.

List of subsidiaries of Hannon Armstrong Sustainable Infrastructure Capital, Inc.

44 unchanged sentences

(Principal Accounting Officer)

/s/ Clarence D.

Armbrister February 22, 2022

/s/ Teresa M.

2 unchanged sentences

February 22, 2022

Floyd February 22, 2022

/s/ Simone F.

7 unchanged sentences

Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.

What changed 10-K

Item 9A. Controls and Procedures