1 unchanged sentence
Rule 10b5-1 Trading Plans
−Removed: During the three months ended June 30, 2024, none of our directors or officers (as defined in Exchange Act Rule 16a-1(f)) adopted or terminated a “Rule 10b5–1 trading arrangement” or a “non-Rule 10b5–1 trading arrangement,” each as defined in Item 408 of Regulation S-K.
+Added: During the three months ended September 30, 2024, none of our directors or officers (as defined in Exchange Act Rule 16a-1(f)) adopted or terminated a “Rule 10b5–1 trading arrangement” or a “non-Rule 10b5–1 trading arrangement,” each as defined in Item 408 of Regulation S-K.
Number Description of Exhibit Method of Filing
3 unchanged sentences
Incorporated by reference to Exhibit 3.2 of the Company’s Form 8-K filed May 4, 2016.
−Removed: 10.1 First Amendment to the Global Water Resources, Inc.
−Removed: 2020 Omnibus Incentive Plan
−Removed: Incorporated by reference to Exhibit 10.1 of the Company’s Current Report on Form 8-K filed with the SEC on May 15, 2024.
10.1 Fifth Modification Agreement, dated July 1, 2024, by and between Global Water Resources, Inc.
16 unchanged sentences
Global Water Resources, Inc.
−Removed: August 7, 2024 By:
+Added: November 6, 2024 By:
/s/ Michael J.
2 unchanged sentences
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.