1 unchanged sentence
Rule 10b5-1 Trading Plans and Arrangements - Directors and Section 16 Officers
−Removed: The following table describes contracts, instructions or written plans for the sale or purchase of our securities, which are intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) of the Exchange Act, referred to as Rule 10b5-1 trading plans, that were terminated by our directors or Officers (as such term is defined under Section 16 of the Exchange Act) during the 13 weeks ended September 28, 2024.
−Removed: No such plans were adopted during the 13 weeks ended September 28, 2024.
−Removed: Name and Position Date of Adoption of Rule 10b5-1 Trading Plan Date of Termination of Rule 10b5-1 Trading Plan
−Removed: Scheduled Expiration of Rule 10b5-1 Trading Plan
−Removed: Aggregate Number of Securities to be Purchased or Sold
−Removed: President and Chief Executive Officer;
−Removed: 3/4/2024 8/21/2024 11/25/2024 Up to 10,389 shares of our common stock upon the exercise of stock options (2)
−Removed: _______________________
−Removed: (1) As disclosed in Note 11 to the condensed consolidated financial statements, on October 29, 2024, Mr.
−Removed: Sheedy stepped down from his positions as President and Chief Executive Officer, and resigned as a director.
−Removed: (2) The stock options included in Mr.
−Removed: Sheedy's 10b5-1 plan have an expiration date of November 25, 2024.
−Removed: Non-Rule 10b5-1 Trading Arrangements
−Removed: During the 13 weeks ended September 28, 2024, no "non-Rule 10b5-1 trading arrangements" (as defined in Item 408(c) of SEC Regulation S-K) were adopted , modified or terminated by our directors or Officers.
+Added: During the 13 weeks ended March 29, 2025, none of the Company's directors or Section 16 officers adopted or terminated any contract, instruction or written plan for the purchase or sale of Company securities that was intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) of the Exchange Act, referred to as Rule 10b5-1 trading plans, or any "non-Rule 10b5-1 trading arrangement" (as defined in Item 408(c) of SEC Regulation S-K).
Incorporated by Reference
4 unchanged sentences
8-K 001-38950 4/8/2022 3.1
−Removed: 10.1†* Amendment to Consulting Agreement, dated as of September 1, 2024, by and between Charles C.
−Removed: Bracher and Grocery Outlet Inc.
+Added: Employment Agreement, effective February 3, 2025 by and among Jason Potter, Grocery Outlet Holding Corp.
+Added: and Grocery Outlet Inc.
+Added: Performance and Time Vesting Stock Option Grant Notice and Agreement for Jason Potter dated February 28, 2025 (Grocery Outlet Holding Corp.
+Added: 2019 Incentive Plan)
+Added: 10.3†* Time Vesting Restricted Stock Unit Grant Notice and Agreement for Jason Potter dated February 28, 2025 (Grocery Outlet Holding Corp.
+Added: 2019 Incentive Plan)
+Added: Form of Time Vesting Stock Option Grant Notice and Agreement for Jason Potter (Grocery Outlet Holding Corp.
+Added: 2019 Incentive Plan) (effective February 28, 2025)
+Added: Form of Time Vesting Stock Option Grant Notice and Agreement (Grocery Outlet Holding Corp.
+Added: 2019 Incentive Plan) (effective February 28, 2025)
+Added: Description of cash compensation awarded to Eric J.
+Added: Lindberg, Jr.
+Added: for Interim CEO transition services
31.1* Certification of Principal Executive Officer pursuant to Exchange Act Rules 13a-14(a) and 15d-14(a), as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002
19 unchanged sentences
Grocery Outlet Holding Corp.
−Removed: November 6, 2024 By:
+Added: May 7, 2025 By:
+Added: /s/ Christopher M.
+Added: Christopher M.
+Added: Executive Vice President, Chief Financial Officer
+Added: (Principal Financial Officer)
+Added: May 7, 2025 By:
/s/ Lindsay E.
−Removed: Interim Chief Financial Officer and Senior Vice President, Accounting
−Removed: (Principal Financial Officer and Principal Accounting Officer)
+Added: Senior Vice President, Accounting
+Added: (Principal Accounting Officer)
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.