Other Information
−Removed: Rule 10b5-1 Trading Plans - Directors and Section 16 Officers
−Removed: The following table describes contracts, instructions or written plans for the sale or purchase of our securities adopted by our directors and Officers (as such term is defined under Section 16 of the Exchange Act) during the 13 weeks ended June 29, 2024, which is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) of the Exchange Act, referred to as Rule 10b5-1 trading plan:
−Removed: Name and Position Date of Adoption of Rule 10b5-1 Trading Plan Scheduled Expiration of Rule 10b5-1 Trading Plan (1)
+Added: Rule 10b5-1 Trading Plans and Arrangements - Directors and Section 16 Officers
+Added: The following table describes contracts, instructions or written plans for the sale or purchase of our securities, which are intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) of the Exchange Act, referred to as Rule 10b5-1 trading plans, that were terminated by our directors or Officers (as such term is defined under Section 16 of the Exchange Act) during the 13 weeks ended September 28, 2024.
+Added: No such plans were adopted during the 13 weeks ended September 28, 2024.
+Added: Name and Position Date of Adoption of Rule 10b5-1 Trading Plan Date of Termination of Rule 10b5-1 Trading Plan
+Added: Scheduled Expiration of Rule 10b5-1 Trading Plan
Aggregate Number of Securities to be Purchased or Sold
−Removed: EVP, Chief Human Resources Officer
−Removed: 6/7/2024 5/30/2025 Up to 9,272 shares of our common stock
+Added: President and Chief Executive Officer;
+Added: 3/4/2024 8/21/2024 11/25/2024 Up to 10,389 shares of our common stock upon the exercise of stock options (2)
_______________________
−Removed: (1) A trading plan may also expire on such earlier date as all transactions under the trading plan are completed.
−Removed: During the 13 weeks ended June 29, 2024, none of our directors and Officers (i) adopted a contract, instruction or written plan for the purchase or sale of our securities in any "non-Rule 10b5-1 trading arrangement" or (ii) terminated a contract, instruction or written plan for the purchase or sale of our securities that was a Rule 10b5-1 trading plan or in any "non-Rule 10b5-1 trading arrangement."
+Added: (1) As disclosed in Note 11 to the condensed consolidated financial statements, on October 29, 2024, Mr.
+Added: Sheedy stepped down from his positions as President and Chief Executive Officer, and resigned as a director.
+Added: (2) The stock options included in Mr.
+Added: Sheedy's 10b5-1 plan have an expiration date of November 25, 2024.
+Added: Non-Rule 10b5-1 Trading Arrangements
+Added: During the 13 weeks ended September 28, 2024, no "non-Rule 10b5-1 trading arrangements" (as defined in Item 408(c) of SEC Regulation S-K) were adopted , modified or terminated by our directors or Officers.
Incorporated by Reference
4 unchanged sentences
8-K 001-38950 4/8/2022 3.1
−Removed: 10.1†* Non-Employee Director Compensation Policy (as amended June 3, 2024)
+Added: 10.1†* Amendment to Consulting Agreement, dated as of September 1, 2024, by and between Charles C.
+Added: Bracher and Grocery Outlet Inc.
31.1* Certification of Principal Executive Officer pursuant to Exchange Act Rules 13a-14(a) and 15d-14(a), as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002
4 unchanged sentences
Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002
−Removed: 101.INS Inline XBRL Instance Document - the instance document does not appear in the Interactive Data File because its XBRL tags are embedded within the Inline XBRL document.
−Removed: 101.SCH Inline XBRL Taxonomy Extension Schema Document
−Removed: 101.CAL Inline XBRL Extension Calculation Linkbase Document
−Removed: 101.DEF Inline XBRL Extension Definition Linkbase Document
−Removed: 101.LAB Inline XBRL Extension Label Linkbase Document
−Removed: 101.PRE Inline XBRL Extension Presentation Linkbase Document
+Added: Inline XBRL Instance Document - the instance document does not appear in the Interactive Data File because its XBRL tags are embedded within the Inline XBRL document.
+Added: Inline XBRL Taxonomy Extension Schema Document
+Added: Inline XBRL Extension Calculation Linkbase Document
+Added: Inline XBRL Extension Definition Linkbase Document
+Added: Inline XBRL Extension Label Linkbase Document
+Added: Inline XBRL Extension Presentation Linkbase Document
Cover Page Interactive Data File - the cover page interactive data file does not appear in the Interactive Data File because its XBRL tags are embedded within the Inline XBRL document and included as Exhibit 101.
7 unchanged sentences
Grocery Outlet Holding Corp.
−Removed: August 7, 2024 By:
+Added: November 6, 2024 By:
/s/ Lindsay E.
2 unchanged sentences
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.