OTHER INFORMATION.
−Removed: During the three months ended March 31, 2024, none of our officers or directors adopted or terminated any contract, instruction or written plan for the purchase or sale of our securities that was intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) or any “non-Rule 10b5-1 trading arrangement.”
+Added: During the three months ended June 30, 2024, none of our officers or directors adopted or terminated any contract, instruction or written plan for the purchase or sale of our securities that was intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) or any “non-Rule 10b5-1 trading arrangement.”
Articles of Amendment and Restatement to the Articles of Incorporation, incorporated by reference to Exhibit 99.a.2 to Pre-Effective Amendment No.
66 unchanged sentences
10.8 Amendment No.
−Removed: 6 to Sixth Amended and Restated Credit Agreement dated as of March 28, 2024 by and among Gladstone Business Loan, LLC as Borrower, Gladstone Management Corporation as Servicer, KeyBank National Association, as administrative agent, swingline lender, managing agent and lead arranger and certain other lenders party thereto.*
+Added: 6 to Sixth Amended and Restated Credit Agreement dated as of March 28, 2024 by and among Gladstone Business Loan, LLC as Borrower, Gladstone Management Corporation as Servicer, KeyBank National Association, as administrative agent, swingline lender, managing agent and lead arranger and certain other lenders party thereto , incorporated by reference to Exhibit 10.8 to t he Qua rterly Report on Form 10-Q (File No.
+Added: 814-00237), filed May 1, 2024.
+Added: 10.9 Amendment No.
+Added: 7 to Sixth Amended and Restated Credit Agreement dated as of June 27 , 2024 by and among Gladstone Business Loan, LLC as Borrower, Gladstone Management Corporation as Servicer, KeyBank National Association, as administrative agent, swingline lender, managing agent and lead arranger and certain other lenders party thereto , incorporated by reference to Exhibit 10.
+Added: 1 to the Current Report on Form 8-K (File No.
+Added: 814-00237), filed June 27 , 2024.
Certification of Chief Executive Officer pursuant to section 302 of the Sarbanes-Oxley Act of 2002.*
2 unchanged sentences
Certification of Chief Financial Officer pursuant to section 906 of the Sarbanes-Oxley Act of 2002.+
−Removed: 99.1 Estimated Value methodology for Series A Cumulative Redeemable Preferred Stock at March 31, 2024.
+Added: 99.1 Estimated Value methodology for Series A Cumulative Redeemable Preferred Stock at June 30, 2024.
101.INS XBRL Instance Document
14 unchanged sentences
(principal financial and accounting officer)
+Added: August 7, 2024
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.