1 unchanged sentence
Trading Arrangements
−Removed: During the quarter ended June 30, 2025, no director or officer (as defined in Rule 16a-1(f) of the Securities Exchange Act of 1934) adopted or terminated a Rule 10b5-1 trading arrangement or non-Rule 10b5-1 trading arrangement (in each case, as defined in Item 408(a) of Regulation S-K).
−Removed: Effective August 6, 2025, the Company’s Board of Directors approved and adopted certain amendments to the Second Amended and Restated Bylaws of the Company (as amended, the “Bylaws”), to reflect changes in Delaware law and make certain other clarifying or conforming language changes, in addition to technical or ministerial changes.
−Removed: The foregoing description of the amendments does not purport to be complete and is qualified in its entirety by reference to the full text of the Bylaws, a copy of which is filed as Exhibit 3.6 hereto and is incorporated herein by reference.
+Added: During the quarter ended September 30, 2025, no director or officer (as defined in Rule 16a-1(f) of the Securities Exchange Act of 1934) adopted or terminated a Rule 10b5-1 trading arrangement or non-Rule 10b5-1 trading arrangement (in each case, as defined in Item 408(a) of Regulation S-K).
+Added: PWRtek Note Sale
+Added: On November 7, 2025, the Company entered into a series of agreements with ProFrac GDM, LLC, a subsidiary of ProFrac, in connection with the assignment of the PWRtek Note by ProFrac GDM.
+Added: Please see “Item 2.
+Added: Management’s Discussion and Analysis of Financial Condition and Results of Operations – Recent Events” for additional information on these agreements.
Number Description of Exhibit
8 unchanged sentences
(incorporated by reference to Exhibit 3.1 to the Company’s Form 8-K filed on September 25, 2023).
−Removed: 3.6 * Second Amended and Restated Bylaws, as amended
+Added: 3.6 Second Amended and Restated Bylaws, as amended (incorporated by reference to Exhibit 3.6 to the Company ’ s Form 10-Q for t h e quarter ended June 30, 2025 ) .
4.1 Form of Certificate of Common Stock (incorporated by reference to Appendix E to the Company’s Definitive Proxy Statement filed on September 27, 2001).
4 unchanged sentences
4.6 Form of Warrant to Purchase Common Stock issued to ProFrac GDM, LLC (incorporated by reference to Exhibit 10.3 to the Company’s Form 8-K filed on April 28, 2025).
−Removed: 10.1 Asset Purchase Agreement, dated April 28, 2025, among ProFrac GDM, LLC, PWRTEK, LLC, ProFrac Holding Corp., ProFrac Services, LLC, Flotek Industries, Inc.
−Removed: and Flotek Chemistry LLC (incorporated by reference to Exhibit 10.1 to the Company’s Form 8-K filed on April 28, 2025).
−Removed: 10.2 Lease Agreement, dated April 28, 2025, between PWRTEK, LLC and ProFrac GDM, LLC (incorporated by reference to Exhibit 10.2 to the Company’s Form 8-K filed on April 28, 2025 ).
−Removed: 10.3 Form of Note issued to ProFrac GDM, LLC (incorporated by reference to Exhibit 10.4 to the Company’s Form 8-K filed on April 28, 2025).
−Removed: 10.4 Form of Voting Agreement (ProFrac) (incorporated by reference to Exhibit 10.5 to the Company’s Form 8-K filed on April 28, 2025).
−Removed: 10.5 Form of D&O Voting Agreement (incorporated by reference to Exhibit 10.6 to the Company’s Form 8-K filed on April 28, 2025).
−Removed: 10.6 Form of Parent Guaranty issued to ProFrac GDM, LLC (incorporated by reference to Exhibit 10.7 to the Company’s Form 8-K filed on April 28, 2025).
−Removed: 10.7 Letter Agreement, dated as of April 28, 2025, between Amerisource Funding, Inc.
−Removed: and Flotek Industries, Inc.
−Removed: (incorporated by reference to Exhibit 10.8 to the Company’s Form 8-K filed on April 28, 2025) .
10.1 Flotek Industries, Inc.
2018 Long-Term Incentive Plan, as amended (incorporated by reference to Exhibit 4.1 to the Company’s Registration Statement on Form S-8 filed on July 10, 2025).
+Added: 10.2 * Consent, Acknowledgement and Amendment to Senior Secured Note Documents, dated as of November 7, 2025, among PWRTEK, the Company and ProFrac GDM.
+Added: 10.3 * Guaranty, dated as of November 7, 2025, among ProFrac GDM and ProFrac.
+Added: 10.4 * Amendment No.
+Added: 1 to Agreement for Equipment Rental, dated as of November 7, 2025, among PWRTEK and ProFrac GDM.
+Added: 10.5 * Modification of the Consent Agreement and ABL Amendment, dated as of October 28, 2025.
31.1 * Rule 13a-14(a) Certification of Principal Executive Officer.
15 unchanged sentences
Pursuant to the requirements of Section 13 or 15(d) of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
−Removed: August 8, 2025
+Added: November 7, 2025
FLOTEK INDUSTRIES, INC.
5 unchanged sentences
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.