3 unchanged sentences
of Record of Common Stock
−Removed: of September 12, 2025, we had approximately 1,361 stockholders of record for our common stock.
−Removed: The foregoing number of stockholders of
−Removed: record does not include an unknown number of stockholders who hold their stock in “street name.”
+Added: of August 10, 2026, we had approximately 1,360 stockholders of record for our common stock.
+Added: The foregoing number of stockholders of record
+Added: does not include an unknown number of stockholders who hold their stock in “street name.”
have never declared or paid cash dividends on our common stock.
5 unchanged sentences
Sales of Unregistered Securities
−Removed: were no sales of unregistered securities by the Company during the period covered by this Annual Report on Form 10-K.
+Added: the three months ended June 30, 2026, we issued and sold 19,609 shares of common stock to Roth Principal Investments at an average
+Added: price of $0.98 per share pursuant to the CEF Purchase Agreement.
+Added: We received net proceeds of approximately $17,000, after offering costs
+Added: of approximately $2,000.
+Added: shares of common stock were issued and sold to Roth Principal Investments without registration under the Securities Act, in reliance
+Added: on the exemptions provided by Section 4(a)(2) of the Securities Act as a transaction not involving a public offering and Rule 506 promulgated
+Added: under the Securities Act as sales to accredited investors, and in reliance on similar exemptions under applicable state laws.
of Equity Securities
Compensation Plan Information
−Removed: following table provides certain information with respect to our equity compensation plans in effect as of June 30, 2025:
−Removed: Number of securities to be issued upon exercise of outstanding options, and settlement of RSUs
−Removed: Weighted-average exercise price of outstanding options, and issuance price of RSUs
−Removed: Number of securities remaining available for future issuance under equity compensation plans (excluding securities reflected in column a)
−Removed: Equity compensation plans approved by stockholders (1)
−Removed: Equity compensation plans approved by stockholders (2)
−Removed: Equity compensation plans approved by stockholders (3)
−Removed: Equity compensation plans approved by stockholders (4)
−Removed: Represents shares of common stock reserved for issuance under the 2014 Equity Incentive Plan (the “2014 Plan”) which was
−Removed: approved by our stockholders on February 17, 2015, amended on October 25, 2017 and expired on November 26, 2024.
−Removed: No shares of the Company’s
−Removed: common stock are available for future grants under the 2014 Plan.
−Removed: Represents shares of common stock reserved for issuance under the 2021 Equity Incentive Plan (the “2021 Plan”) which was
−Removed: approved by our stockholders on April 29, 2021.
−Removed: Represents shares of common stock reserved for issuance under the 2025 Equity Incentive Plan (the “2025 Plan”) which was
−Removed: approved by our stockholders on May 28, 2025.
−Removed: Represents the number of shares of common stock reserved as authorized for the grant of options under the Flux Power Holdings, Inc.
−Removed: Employee Stock Purchase Plan (the “2023 ESPP”), which was approved by our stockholders on April 20, 2023.
+Added: equity compensation plan information called for by Item 201(d) of Regulation S-K is set forth in Item 12 “Security Ownership of
+Added: Certain Beneficial Owners and Management and Related Stockholder Matters” of Part III of this Report under the heading “Equity
+Added: Compensation Plan Information”.
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.