3 unchanged sentences
of Record of Common Stock
−Removed: As of September 8, 2023, we had approximately 1,367 stockholders of record
−Removed: for our common stock.
−Removed: The foregoing number of stockholders of record does not include an unknown number of stockholders who hold their
−Removed: stock in “street name.”
+Added: of January 3, 2025, we had approximately 1,361 stockholders of record for our common stock.
+Added: The foregoing number of stockholders of
+Added: record does not include an unknown number of stockholders who hold their stock in “street name.”
have never declared or paid cash dividends on our common stock.
10 unchanged sentences
following table provides certain information with respect to our equity compensation plans in effect as of June 30, 2024:
−Removed: securities to be
−Removed: settlement of
−Removed: average exercise
−Removed: issuance price of
−Removed: available for
−Removed: future issuance
−Removed: plans (excluding
−Removed: compensation plans approved by shareholders (1)
−Removed: compensation plans approved by shareholders (2)
−Removed: compensation plans not approved by shareholders (3)
+Added: Number of securities to be issued upon exercise of outstanding options, and settlement of RSUs
+Added: Weighted-average exercise price of outstanding options, and issuance price of RSUs
+Added: Number of securities remaining available for future issuance under equity compensation plans (excluding securities reflected in column a)
compensation plans approved by shareholders (1)
−Removed: Represents shares of common stock reserved for issuance under the 2014
−Removed: Equity Incentive Plan (the “2014 Plan”) which was approved by our shareholders on February 17, 2015, and was amended on
−Removed: October 25, 2017.
−Removed: Represents shares of common stock reserved for issuance under the 2021 Equity Incentive Plan (the “2021 Plan”) which was approved by our shareholders on April 29, 2021.
−Removed: Consists of 7,200 options granted under the 2010 Stock Option Plan (the “2010 Plan”) and assumed by us in the reverse acquisition.
−Removed: An additional 30,700 non-qualified options were issued.
−Removed: At June 30, 2023, there were 21,944 options outstanding.
−Removed: Represents the number of shares of common stock reserved as authorized for the grant of options under the Flux Power Holdings, Inc.
−Removed: 2023 Employee Stock Purchase Plan (the “2023 ESPP”), which was approved by our shareholders on April 20, 2023.
+Added: Equity compensation plans
+Added: approved by shareholders (2)
+Added: Equity compensation plans
+Added: approved by shareholders (3)
+Added: shares of common stock reserved for issuance under the 2014 Equity Incentive Plan (the “2014 Plan”) which was approved
+Added: by our shareholders on February 17, 2015, and was amended on October 25, 2017.
+Added: shares of common stock reserved for issuance under the 2021 Equity Incentive Plan (the “2021 Plan”) which was approved
+Added: by our shareholders on April 29, 2021.
+Added: the number of shares of common stock reserved as authorized for the grant of options under the Flux Power Holdings, Inc.
+Added: 2023 Employee
+Added: Stock Purchase Plan (the “2023 ESPP”), which was approved by our shareholders on April 20, 2023.
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.