1 unchanged sentence
Rule 10b5-1 Trading Plans
−Removed: During the three months ended June 30, 2023, no director or officer of the Company adopted or terminated a “Rule 10b5-1 trading arrangement” or “non-Rule 10b5-1 trading arrangement,” as each term is defined in Item 408(a) of Regulation S-K.
+Added: During the three months ended September 30, 2023, no director or officer of the Company adopted or terminated a “Rule 10b5-1 trading arrangement” or “non-Rule 10b5-1 trading arrangement,” as each term is defined in Item 408(a) of Regulation S-K.
The following exhibits are being filed as part of this report or incorporated by reference as indicated therein:
−Removed: 3.1 Amended and Restated Certificate of Incorporation of the Company, as in effect on the date hereof (incorporated by reference to Exhibit 3.1 of the Company’s Current Report on Form 8-K (File No.
−Removed: 1-33089) filed on October 25, 2006).
−Removed: 3.2 Certificate of Amendment to Amended and Restated Certificate of Incorporation of the Company (incorporated by reference to Annex A to the Company’s Definitive Proxy Statement on Schedule 14A (File No.
−Removed: 1-33089) filed on April 26, 2019).
−Removed: 3.3 Certificate of Amendment to Amended and Restated Certificate of Incorporation of the Company (incorporated by reference to Exhibit 3.3 of the Company’s Current Report on Form 8-K (File No.
−Removed: 1-33089) filed on June 21, 2023).
+Added: 3.1 Restated Certificate of Incorporation of the Company, as in effect on the date hereof .
3.2 Sixth Amended and Restated By-laws of the Company (incorporated by reference to Exhibit 3.2 of the Company’s Current Report on Form 8-K (File No.
1-33089) filed on June 21, 2023).
−Removed: 10.1+ Form of Option Agreement (applicable to U.S.
−Removed: Executive Officers) under the 2018 Omnibus Incentive Plan.
−Removed: 10.2+ Form of Option Agreement (applicable to International Executive Officers) under the 2018 Omnibus Incentive Plan.
31.1 Certification of the Chief Executive Officer of ExlService Holdings, pursuant to Rule 13a-14(a) of the Exchange Act, as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.
13 unchanged sentences
Such exhibit will not be deemed to be incorporated by reference into any filing under the Securities Act or the Exchange Act, except to the extent that the Company specifically incorporates it by reference.
−Removed: +Indicates management contract or compensatory plan required to be filed as an Exhibit.
Pursuant to the requirements of the Securities Exchange Act of 1934 the Registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
−Removed: July 27, 2023 EXLSERVICE HOLDINGS, INC.
+Added: October 26, 2023 EXLSERVICE HOLDINGS, INC.
/ S / MAURIZIO NICOLELLI
3 unchanged sentences
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.