Other Information
−Removed: INDEX TO EXHIBITS
+Added: Rule 10b5-1 Trading Plans
+Added: During the three months ended June 30, 2023, no director or officer of the Company adopted or terminated a “Rule 10b5-1 trading arrangement” or “non-Rule 10b5-1 trading arrangement,” as each term is defined in Item 408(a) of Regulation S-K.
The following exhibits are being filed as part of this report or incorporated by reference as indicated therein:
−Removed: 3.1 Amended and Restated Certificate of Incorporation of the Company (incorporated by reference to Exhibit 3.1 of the Company’s Current Report on Form 8-K (File No.
+Added: 3.1 Amended and Restated Certificate of Incorporation of the Company, as in effect on the date hereof (incorporated by reference to Exhibit 3.1 of the Company’s Current Report on Form 8-K (File No.
1-33089) filed on October 25, 2006).
1 unchanged sentence
1-33089) filed on April 26, 2019).
−Removed: 3.3 Fifth Amended and Restated By-laws of the Company (incorporated by reference to Exhibit 3.2 of the Company’s Current Report on Form 8-K (File No.
+Added: 3.3 Certificate of Amendment to Amended and Restated Certificate of Incorporation of the Company (incorporated by reference to Exhibit 3.3 of the Company’s Current Report on Form 8-K (File No.
1-33089) filed on June 21, 2023).
−Removed: 10.1+ Amendment No.
−Removed: 2 to Second Amended and Restated Employment and Non-Competition Agreement, effective February 16, 2023, between the Company and Rohit Kapoor.
−Removed: 10.2+ Form of Restricted Stock Unit Agreement (applicable to U.S.
+Added: 3.4 Sixth Amended and Restated By-laws of the Company (incorporated by reference to Exhibit 3.2 of the Company’s Current Report on Form 8-K (File No.
+Added: 1-33089) filed on June 21, 2023).
+Added: 10.1+ Form of Option Agreement (applicable to U.S.
Executive Officers) under the 2018 Omnibus Incentive Plan.
−Removed: 10.3+ Form of Restricted Stock Unit Agreement (applicable to International Executive Officers) under the 2018 Omnibus Incentive Plan.
−Removed: 10.4+ Form of ExlService Holdings, Inc.
−Removed: Employment Agreement (applicable to Executive Officers).
−Removed: 10.5+ Employment Agreement, effective as of April 18, 2022, between exl Service (India) Private Limited and Vikas Bhalla.
+Added: 10.2+ Form of Option Agreement (applicable to International Executive Officers) under the 2018 Omnibus Incentive Plan.
31.1 Certification of the Chief Executive Officer of ExlService Holdings, pursuant to Rule 13a-14(a) of the Exchange Act, as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.
4 unchanged sentences
Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.
−Removed: 101.INS Inline XBRL Instance Document*
−Removed: 101.SCH Inline XBRL Taxonomy Extension Schema*
−Removed: 101.CAL Inline XBRL Taxonomy Extension Calculation Linkbase*
−Removed: 101.DEF Inline XBRL Taxonomy Extension Definition Linkbase*
−Removed: 101.LAB Inline XBRL Taxonomy Extension Label Linkbase*
−Removed: 101.PRE Inline XBRL Extension Presentation Linkbase*
+Added: 101.INS XBRL Instance Document*
+Added: 101.SCH XBRL Taxonomy Extension Scheme*
+Added: 101.CAL XBRL Taxonomy Extension Calculation Linkbase*
+Added: 101.DEF XBRL Taxonomy Extension Definition Linkbase*
+Added: 101.LAB XBRL Taxonomy Extension Label Linkbase*
+Added: 101.PRE XBRL Extension Presentation Linkbase*
104 Cover Page Interactive Data File (formatted as inline XBRL and contained in Exhibit 101)
2 unchanged sentences
+Indicates management contract or compensatory plan required to be filed as an Exhibit.
−Removed: Pursuant to the requirements of the Securities Exchange Act of 1934 the Registrant has duly caused this report to be
−Removed: signed on its behalf by the undersigned thereunto duly authorized.
−Removed: April 27, 2023 EXLSERVICE HOLDINGS, INC.
+Added: Pursuant to the requirements of the Securities Exchange Act of 1934 the Registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
+Added: July 27, 2023 EXLSERVICE HOLDINGS, INC.
/ S / MAURIZIO NICOLELLI
3 unchanged sentences
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.