OTHER INFORMATION
−Removed: During the quarter ended March 31, 2025, no director or officer adopted or terminated any Rule 10b5-1 trading arrangement or non-Rule
−Removed: 10b5-1 trading arrangement, as each term is defined in Item 408(a) of Regulation S-K.
+Added: During the quarter ended June
+Added: 30, 2025, no director or officer adopted or terminated any Rule 10b5-1 trading arrangement or non-Rule 10b5-1 trading arrangement, as
+Added: each term is defined in Item 408(a) of Regulation S-K.
The following exhibits are filed as part of, or
incorporated by reference into, this Quarterly Report on Form 10-Q.
−Removed: Description of Exhibit
Certification of Principal Executive Officer Pursuant to Securities Exchange Act Rules 13a-14(a) and 15(d)-14(a), as adopted Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.
11 unchanged sentences
Cover Page Interactive Data File (formatted as Inline XBRL and contained in Exhibit 101).
−Removed: Annexes, schedules and exhibits have been omitted pursuant to Item 601(b)(2) of Regulation S-K.
−Removed: The registrant agrees to furnish supplementally a copy of any omitted attachment to the Securities and Exchange Commission on a confidential basis upon request.
−Removed: Portions of this exhibit (indicated by asterisks) have been omitted because the registrant has determined that the information is both not material and is the type that the registrant treats as private or confidential.
+Added: Filed herewith.
These certifications are furnished to the SEC pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 and are deemed not filed for purposes of Section 18 of the Securities Exchange Act of 1934, as amended, nor shall they be deemed incorporated by reference in any filing under the Securities Act of 1933, except as shall be expressly set forth by specific reference in such filing.
2 unchanged sentences
ESTRELLA IMMUNOPHARMA, INC.
−Removed: /s/ Cheng Liu
Chief Executive Officer
1 unchanged sentence
Act of 1933, as amended, this Quarterly Report has been signed below by the following persons in the capacities and on the dates indicated.
+Added: /s/ Cheng Liu
+Added: Principal Executive Officer and Chairman
+Added: August 11, 2025
(Principal Executive Officer)
−Removed: (Principal Executive
Principal Financial Officer
−Removed: (Principal Financial
−Removed: Officer and Principal Accounting Officer)
+Added: August 11, 2025
+Added: (Principal Financial Officer and Principal Accounting Officer)
+Added: /s/ Hong Zhang
Chairperson and Director
−Removed: Marsha Roberts
+Added: August 11, 2025
+Added: /s/ Marsha Roberts
+Added: August 11, 2025
Marsha Roberts
+Added: August 11, 2025
+Added: /s/ Janelle Wu
+Added: August 11, 2025
+Added: August 11, 2025
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.