What changed in this filing

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Item 5. Other Information

2024-02-14 compared with 2023-11-20 · 162 added, 109 removed, 24 unchanged (92% of the section changed)

OTHER INFORMATION

Effective upon closing of the Business Combination on September 29,

2023, the Company entered into a Company Stockholder Lock-Up Agreement (“Lock-Up Agreement”) with Eureka substantially similar

to the Form of Lock-Up Agreement attached as Exhibit F to the Merger Agreement, pursuant to which Eureka agreed not to transfer any of

the 25,277,831 shares of Common Stock that it received as merger consideration upon closing of the Business Combination for a period of

six months, subject to certain exceptions and adjustments.

The material terms of the Lock-Up Agreement are described in the definitive

proxy statement/prospectus filed by TradeUP Acquisition Corp.

with the SEC on July 11, 2023 in the section entitled “ Proposal 1:

The Business Combination Proposal — Related Agreements — Lock-Up Agreement ”, which description is incorporated

herein by reference, and is qualified in its entirety by reference to the full text of the Merger Agreement and the Form of Lock-Up Agreement

attached as Exhibit F thereto.

The Merger Agreement is filed as Exhibit 2.1 hereto and incorporated herein by reference.

The following exhibits are filed as part of, or incorporated by reference

into, this Quarterly Report on Form 10-Q.

Agreement and Plan of Merger, dated as of September 30, 2022, by and among the Registrant, TradeUP Merger Sub Inc., and Estrella Biopharma, Inc.

(incorporated by reference to Exhibit 2.1 to the Company Current Report on Form 8-K, filed with the SEC on October 5, 2023).

Amended and Restated Certificate of Incorporation (incorporated by reference to Exhibit 3.1 to the Company Current Report on Form 8-K, filed with the SEC on October 5, 2023).

Amended and Restated Bylaws (incorporated by reference to Exhibit 3.2 to the Company Current Report on Form 8-K, filed with the SEC on October 5, 2023).

Specimen of Common Stock Certificate (incorporated by reference to Exhibit 4.2 to the Company Registration Statement on Form S-4/A filed with the SEC on July 10, 2023 File No.

Specimen of Warrant Certificate (incorporated by reference to Exhibit 4.3 to the Company Registration Statement on Form S-4/A filed with the SEC on July 10, 2023 File No.

following exhibits are filed as part of, or incorporated by reference into, this Quarterly Report on Form 10-Q.

Description of Exhibit

Agreement and Plan of Merger, dated as of September 30, 2022, by and among TradeUP Acquisition Corp., Tradeup Merger Sub Inc.

and Estrella Immunopharma, Inc.

(incorporated by reference to Exhibit 2.1 to the Current Report on Form 8-K filed with the SEC on October 3, 2022, File No.

Amended and Restated Certificate of Incorporation of Estrella Immunopharma, Inc.

(incorporated by reference to Exhibit 3.1 to the Company’s Current Report on Form 8-K filed with the SEC on October 5, 2023)

Amended and Restated Bylaws of Estrella Immunopharma, Inc.

(incorporated by reference to Exhibit 3.2 to the Company’s Current Report on Form 8-K filed with the SEC on October 5, 2023)

Specimen Unit Certificate (incorporated by reference to Exhibit 4.1 to Amendment No.

9 to the Registration Statement on Form S-1/A filed with the SEC on July 9, 2021, File No.

Specimen Common Stock Certificate.

(incorporated by reference to Exhibit 4.2 to Amendment No.

9 to the Registration Statement on Form S-1/A filed with the SEC on July 9, 2021, File No.

Specimen Warrant Certificate (included as Exhibit A to Exhibit 4.4 below)

Warrant Agreement, dated July 14, 2021, between TradeUP Acquisition Corp.

and VStock Transfer, LLC, as warrant agent (incorporated by reference to Exhibit 4.4 to the Company Registration Statement on Form S-4/A filed with the SEC on July 10, 2023 File No.

Subscription Agreement dated September 14, 2023 by and among TradeUP Acquisition Corp.

and Plentiful Limited (incorporated by reference to Exhibit 10.1 to the Company Current Report on Form 8-K filed with the SEC on September 20, 2023).

Subscription Agreement dated September 14, 2023 by and among TradeUP Acquisition Corp.

and Lianhe World Limited (incorporated by reference to Exhibit 10.2 to the Company Current Report on Form 8-K filed with the SEC on September 20, 2023).

Common Stock Purchase Agreement by and between TradeUP Acquisition Corp.

and White Lion Capital LLC (incorporated by reference to Exhibit 10.1 to the Company Current Report on Form 8-K filed with the SEC on April 24, 2023).

Joinder to the Estrella Series A Purchase Agreement by and between Estrella Biopharma, Inc.

and Lianhe World Limited (incorporated by reference to Exhibit 10.4 to the Company Current Report on Form 8-K, filed with the SEC on October 5, 2023).

Joinder to the Estrella Series A Purchase Agreement by and between Estrella Biopharma, Inc.

and CoFame Investments, LLC(incorporated by reference to Exhibit 10.5 to the Company Current Report on Form 8-K, filed with the SEC on October 5, 2023).

Joinder to the Estrella Series A Purchase Agreement by and between Estrella Biopharma, Inc.

and US Tiger Securities, Inc.

(incorporated by reference to Exhibit 10.6 to the Company Current Report on Form 8-K, filed with the SEC on October 5, 2023).

Joinder to the Estrella Series A Purchase Agreement by and between Estrella Biopharma, Inc.

and Smart Crest International Limited(incorporated by reference to Exhibit 10.7 to the Company Current Report on Form 8-K, filed with the SEC on October 5, 2023).

Joinder to the Estrella Series A Purchase Agreement by and between Estrella Biopharma, Inc.

and Yangbing Xiao(incorporated by reference to Exhibit 10.8 to the Company Current Report on Form 8-K, filed with the SEC on October 5, 2023).

Joinder to the Estrella Series A Purchase Agreement by and between Estrella Biopharma, Inc.

and Yuandong Wang(incorporated by reference to Exhibit 10.9 to the Company Current Report on Form 8-K, filed with the SEC on October 5, 2023).

Stock Transfer Agreement by and among Cheng Liu, Jiandong (Peter) Xu and Qian (Vicky) Yang, Yuandong Wang and Estrella Biopharma, Inc.

(incorporated by reference to Exhibit 10.10 to the Company Current Report on Form 8-K, filed with the SEC on October 5, 2023).

Stock Transfer Agreement by and among Cheng Liu, Jiandong (Peter) Xu and Qian (Vicky) Yang, Yangbing Xiao and Estrella Biopharma, Inc.

(incorporated by reference to Exhibit 10.11 to the Company Current Report on Form 8-K, filed with the SEC on October 5, 2023).

Stock Transfer Agreement by and among Cheng Liu, Jiandong (Peter) Xu and Qian (Vicky) Yang, Smart Crest International Limited and Estrella Biopharma, Inc.

(incorporated by reference to Exhibit 10.12 to the Company Current Report on Form 8-K, filed with the SEC on October 5, 2023).

of Indemnification Agreement (incorporated by reference to Exhibit 10.13 to the Company Current Report on Form 8-K, filed with the

SEC on October 5, 2023).

and VStock Transfer, LLC, as warrant agent (incorporated by reference to Exhibit 4.1 to the Current Report on Form 8-K filed with the SEC on July 19, 2021, File No.

Promissory Note, dated July 25, 2022, issued by TradeUP Acquisition Corp.

to Running Lion Holdings Limited (incorporated by reference to Exhibit 10.1 to the Current Report on Form 8-K filed with the SEC on July 27, 2022, File No.

Promissory Note, dated July 25, 2022, issued by TradeUP Acquisition Corp.

to Tradeup INC.

(incorporated by reference to Exhibit 10.2 to the Current Report on Form 8-K filed with the SEC on July 27, 2022, File No.

Contribution Agreement, dated June 28, 2022, by and between Eureka Therapeutics, Inc.

and Estrella Immunopharma, Inc.

incorporated by reference to Exhibit 10.3 to the registration statement on Form S-4/A filed with the SEC on July 7, 2023 (File No.

License Agreement, dated June 28, 2022, by and among Eureka Therapeutics, Inc., Eureka Therapeutics (Cayman) Ltd.

and Estrella Immunopharma, Inc.

incorporated by reference to Exhibit 10.4 to the registration statement on Form S-4/A filed with the SEC on July 7, 2023 (File No.

Services Agreement, dated June 28, 2022, by and between Eureka Therapeutics, Inc.

and Estrella Immunopharma, Inc.

incorporated by reference to Exhibit 10.5 to the registration statement on Form S-4/A filed with the SEC on July 7, 2023 (File No.

Collaboration Agreement, dated October 29, 2021, by and between Estrella Immunopharma, Inc.

(as successor to Eureka Therapeutics, Inc.) and Imugene Limited incorporated by reference to Exhibit 10.6 to the registration statement on Form S-4/A filed with the SEC on July 7, 2023 (File No.

Amendment to Executive Offer Letter, by and between Estrella Immunopharma, Inc.

Cheng Liu incorporated by reference to Exhibit 10.16 to the Current Report on Form 8-K filed with the SEC on October 5, 2023

Amendment to Employment Agreement, by and between Estrella Immunopharma, Inc.

and Jiandong (Peter) Xu incorporated by reference to Exhibit 10.17 to the Current Report on Form 8-K filed with the SEC on October 5, 2023

Amendment to Employment Agreement, by and between Estrella Immunopharma, Inc.

and Qian (Vicky) Yang incorporated by reference to Exhibit 10.18 to the Current Report on Form 8-K filed with the SEC on October 5, 2023

Support Agreement, dated September 30, 2022, by and among TradeUP Acquisition Corp., Estrella Immunopharma, Inc., TradeUP Acquisition Sponsor LLC, Tradeup INC.

and the officers and directors of TradeUP Acquisition Corp.

(incorporated by reference to Exhibit 10.1 to the Current Report on Form 8-K filed with the SEC on October 3, 2022, File No.

Estrella Immunopharma, Inc.

2023 Omnibus Incentive Plan(incorporated by reference to Exhibit 10.14 to the Company Current Report on Form 8-K, filed with the SEC on October 5, 2023).

Unsecured Promissory Note by and between Hongbin Zhang and Estrella Biopharma Inc.

(incorporated by reference to Exhibit 10.15 to the Company Current Report on Form 8-K, filed with the SEC on October 5, 2023).

2023 Omnibus Incentive Plan incorporated by reference to Annex C to the registration statement on Form S-4/A filed with the SEC on July 7, 2023 (File No.

Estrella Biopharma, Inc.

Option Grant Notice, including 2022 Equity Incentive Plan incorporated by reference to Exhibit 10.12 to the registration statement on Form S-4/A filed with the SEC on July 7, 2023 (File No.

Business Combination Marketing Agreement, dated July 14, 2021, among TradeUP Acquisition Corp., US Tiger Securities, Inc.

EF Hutton, division of Benchmark Investments, LLC, and R.

Lafferty & Co., Inc.

(incorporated by reference to Exhibit 1.2 to the Current Report on Form 8-K filed with the SEC on July 19, 2021, File No.

Registration Rights Agreement, dated July 14, 2021, among TradeUP Acquisition Corp., TradeUP Acquisition Sponsor LLC and certain security holders named therein (incorporated by reference to Exhibit 10.3 to the Current Report on Form 8-K filed with the SEC on July 19, 2021, File No.

Amendment No.

1 to Services Agreement, effective October 1, 2022, by and between Eureka Therapeutics, Inc.

and Estrella Immunopharma, Inc.

incorporated by reference to Exhibit 10.15 to the registration statement on Form S-4/A filed with the SEC on July 7, 2023 (File No.

Amendment No.

1 to License Agreement, effective October 1, 2022, by and between Eureka Therapeutics, Inc.

and Estrella Immunopharma, Inc.

incorporated by reference to Exhibit 10.16 to the registration statement on Form S-4/A filed with the SEC on July 7, 2023 (File No.

Description of Exhibit

Promissory Note, dated January 19, 2023, issued by TradeUP Acquisition Corp.

to TradeUP Acquisition Sponsor LLC (incorporated by reference to Exhibit 10.2 to the Current Report on Form 8-K filed with the SEC on January 24, 2023, File No.

Extension Promissory Note, dated January 19, 2023, issued by TradeUP Acquisition Corp.

to Estrella Immunopharma, Inc.

(incorporated by reference to Exhibit 10.1 to the Current Report on Form 8-K filed with the SEC on January 24, 2023, File No.

Extension Promissory Note, dated February 19, 2023, issued by TradeUP Acquisition Corp.

to Estrella Immunopharma, Inc.

(incorporated by reference to Exhibit 10.1 to the Current Report on Form 8-K filed with the SEC on February 21, 2023, File No.

Extension Promissory Note, dated March 17, 2023, issued by TradeUP Acquisition Corp.

to Estrella Immunopharma, Inc.

(incorporated by reference to Exhibit 10.1 to the Current Report on Form 8-K filed with the SEC on March 17, 2023, File No.

Extension Promissory Note, dated April 12, 2023, issued by TradeUP Acquisition Corp.

to Estrella Immunopharma, Inc.

(incorporated by reference to Exhibit 10.1 to the Current Report on Form 8-K filed with the SEC on April 13, 2023, File No.

Common Stock Purchase Agreement, dated as of April 20, 2023, by and between TradeUP Acquisition Corp.

and White Lion Capital LLC (incorporated by reference to Exhibit 10.1 to the Current Report on Form 8-K filed with the SEC on April 24, 2023, File No.

Registration Rights Agreement, dated as of April 20, 2023, by and between TradeUP Acquisition Corp.

3 unchanged sentences

and White Lion Capital LLC (incorporated by reference to Exhibit 10.1 to the Current Report on Form 8-K filed with the SEC on April 26, 2023, File No.

License Agreement, dated June 28, 2022, by and among Eureka Therapeutics, Inc., Eureka Therapeutics (Cayman) Ltd.

and Estrella Biopharma, Inc.

(incorporated by reference to Exhibit 10.4 to the Company Registration Statement on Form S-4/A filed with the SEC on July 10, 2023, File No.

Extension Promissory Note, dated May 19, 2023, issued by TradeUP Acquisition Corp.

to Estrella Immunopharma, Inc.

(incorporated by reference to Exhibit 10.1 to the Current Report on Form 8-K filed with the SEC on May 19, 2023, File No.

Promissory Note, dated June 6, 2023, issued by TradeUP Acquisition Corp.

to Tradeup INC.

(incorporated by reference to Exhibit 10.1 to the Current Report on Form 8-K filed with the SEC on June 6, 2023, File No.

Amendment No.

1 to License Agreement, effective October 1, 2022, by and between Eureka Therapeutics, Inc.

and Estrella Biopharma, Inc.

(incorporated by reference to Exhibit 10.16 to the Company Registration Statement on Form S-4/A filed with the SEC on July 10, 2023, File No.

2 to Services Agreement, effective March 1, 2023, by and between Eureka Therapeutics, Inc.

and Estrella Immunopharma, Inc.

incorporated by reference to Exhibit 10.27 to the registration statement on Form S-4/A filed with the SEC on July 7, 2023 (File No.

Amendment No.

2 to License Agreement, effective March 1, 2023, by and between Eureka Therapeutics, Inc.

and Estrella Biopharma, Inc.

(incorporated by reference to Exhibit 10.28 to the Company Registration Statement on Form S-4/A filed with the SEC on July 10, 2023, File No.

Services Agreement, dated June 28, 2022, by and among Eureka Therapeutics, Inc., Eureka Therapeutics (Cayman) Ltd.

and Estrella Biopharma, Inc.

(incorporated by reference to Exhibit 10.5 to the Company Registration Statement on Form S-4/A filed with the SEC on July 10, 2023, File No.

Amendment No.

1 to Services Agreement, effective October 1, 2022, by and between Eureka Therapeutics, Inc.

and Estrella Biopharma, Inc.

(incorporated by reference to Exhibit 10.15 to the Company Registration Statement on Form S-4/A filed with the SEC on July 10, 2023 File No.

Amendment No.

2 to Services Agreement, effective March 1, 2023, by and between Eureka Therapeutics, Inc.

and Estrella Biopharma, Inc.

(incorporated by reference to Exhibit 10.27 to the Company Registration Statement on Form S-4/A filed with the SEC on July 10, 2023, File No.

Collaboration Agreement, dated October 29, 2021, by and between Estrella Biopharma, Inc.

(as successor to Eureka Therapeutics, Inc.) and Imugene Limited.

(incorporated by reference to Exhibit 10.6 to the Company Registration Statement on Form S-4/A filed with the SEC on July 10, 2023, File No.

Amendment to Offer Letter by and between Dr.

Cheng Liu and Estrella Biopharma, Inc.

(incorporated by reference to Exhibit 10.16 to the Company Current Report on Form 8-K, filed with the SEC on October 5, 2023).

Amendment to Employment Agreement by and between Peter Xu and Estrella Biopharma, Inc.

(incorporated by reference to Exhibit 10.17 to the Company Current Report on Form 8-K, filed with the SEC on October 5, 2023).

Amendment to Employment Agreement by and between Vicky Yang and Estrella Biopharma, Inc.

(incorporated by reference to Exhibit 10.18 to the Company Current Report on Form 8-K, filed with the SEC on October 5, 2023).

Employment A greement by and between Dr.

and Estrella Immunopharma, Inc.

incorporated by reference to Exhibit 10.28 to the registration statement on Form S-4/A filed with the SEC on July 7, 2023 (File No.

Extension Promissory Note, dated June 16, 2023, issued by TradeUP Acquisition Corp.

to Estrella Immunopharma, Inc.

(incorporated by reference to Exhibit 10.1 to the Current Report on Form 8-K filed with the SEC on June 20, 2023, File No.

Subscription Agreement dated September 14, 2023 by and among TradeUP Acquisition Corp.

and Plentiful Limited (incorporated by reference to Exhibit 10.1 to the Current Report on Form 8-K filed with the SEC on September 20, 2023)

Subscription Agreement dated September 14, 2023 by and among TradeUP Acquisition Corp.

and Lianhe World Limited (incorporated by reference to Exhibit 10.2 to the Current Report on Form 8-K filed with the SEC on September 20, 2023)

Joinder to the Estrella Series A Purchase Agreement by and between Estrella Biopharma, Inc.

and Lianhe World Limited (incorporated by reference to Exhibit 10.4 to the Current Report on Form 8-K filed with the SEC on October 5, 2023)

Joinder to the Estrella Series A Purchase Agreement by and between Estrella Biopharma, Inc.

and CoFame Investments, LLC (incorporated by reference to Exhibit 10.5 to the Current Report on Form 8-K filed with the SEC on October 5, 2023)

Joinder to the Estrella Series A Purchase Agreement by and between Estrella Biopharma, Inc.

and US Tiger Securities, Inc.

(incorporated by reference to Exhibit 10.6 to the Current Report on Form 8-K filed with the SEC on October 5, 2023)

to the Estrella Series A Purchase Agreement by and between Estrella Biopharma, Inc.

and Smart Crest International Limited (incorporated

by reference to Exhibit 10.7 to the Current Report on Form 8-K filed with the SEC on October 5, 2023)

to the Estrella Series A Purchase Agreement by and between Estrella Biopharma, Inc.

and Yangbing Xiao (incorporated by reference

to Exhibit 10.8 to the Current Report on Form 8-K filed with the SEC on October 5, 2023)

to the Estrella Series A Purchase Agreement by and between Estrella Biopharma, Inc.

and Yuandong Wang (incorporated by reference

to Exhibit 10.9 to the Current Report on Form 8-K filed with the SEC on October 5, 2023)

Transfer Agreement by and among Cheng Liu, Jiandong (Peter) Xu and Qian (Vicky) Yang, Yuandong Wang and Estrella Biopharma, Inc.

(incorporated by reference to Exhibit 10.10 to the Current Report on Form 8-K filed with the SEC on October 5, 2023)

Transfer Agreement by and among Cheng Liu, Jiandong (Peter) Xu and Qian (Vicky) Yang, Yangbing Xiao and Estrella Biopharma, Inc.

(incorporated by reference to Exhibit 10.11 to the Current Report on Form 8-K filed with the SEC on October 5, 2023)

Transfer Agreement by and among Cheng Liu, Jiandong (Peter) Xu and Qian (Vicky) Yang, Smart Crest International Limited and Estrella

Biopharma, Inc.

(incorporated by reference to Exhibit 10.12 to the Current Report on Form 8-K filed with the SEC on October 5, 2023)

Promissory Note by and between Hongbin Zhang and Estrella Biopharma Inc.

(incorporated by reference to Exhibit 10.15 to the Current

Report on Form 8-K filed with the SEC on October 5, 2023)

agreement by and between Dr.

Cheng Liu and Estrella Immunopharma, Inc.

(incorporated by reference to Exhibit 10.19 to the Company Current Report on Form 8-K, filed with the SEC on October 5, 2023).

Employment Agreement by and between Peter Xu and Estrella Immunopharma, Inc.

(incorporated by reference to Exhibit 10.20 to the Company Current Report on Form 8-K, filed with the SEC on October 5, 2023).

Registration Rights Agreement, dated July 14, 2021, among TradeUP Acquisition Corp., TradeUP Acquisition Sponsor LLC and certain security holders named therein (incorporated by reference to Exhibit 10.3 to the Company Current Report on Form 8-K filed with the SEC on July 19, 2021, File No.

Contribution Agreement, dated June 28, 2022, by and between Eureka Therapeutics, Inc.

and Estrella Biopharma, Inc.

(incorporated by reference to the Company Registration Statement on Form S-4/A filed with the SEC on July 10, 2023 File No.

(incorporated by reference to Exhibit 10.19 to the Current

Report on Form 8-K filed with the SEC on October 5, 2023)

Agreement by and between Peter Xu and Estrella Immunopharma, Inc.

(incorporated by reference to Exhibit 10.20 to the Current Report

on Form 8-K filed with the SEC on October 5, 2023)

Rights Agreement, dated as of April 20, 2023, by and between TradeUP Acquisition Corp.

and White Lion Capital LLC.

(incorporated

by reference to Exhibit 10.2 to the Current Report on Form 8-K filed with the SEC on April 24, 2023, File No.

to the Common Stock Purchase Agreement, dated as of April 26, 2023, by and between TradeUP Acquisition Corp.

and White Lion Capital

LLC (incorporated by reference to Exhibit 10.1 to the Current Report on Form 8-K filed with the SEC on April 26, 2023, File No.

Placement Shares Purchase Agreement, dated July 14, 2021, among the Registrant, TradeUP Acquisition Sponsor LLC and Tradeup INC.

(incorporated by reference to Exhibit 10.4 to the Current Report on Form 8-K filed with the SEC on July 19, 2021)

Securities Subscription Agreement, between the Registrant and the sponsor dated February 12, 2021 (incorporated by reference to Exhibit 10.7 to the Registration Statement on Form S-1 filed with the SEC on July 9, 2021 File No.

Subscription Agreement, between the Registrant and Tradeup INC.

dated February 12, 2021(incorporated by reference to Exhibit 10.6

to the Registration Statement on Form S-1 filed with the SEC on July 9, 2021 File No.

of Share Purchase Agreement between the Registrant and the founders (incorporated by reference to Exhibit 10.7 to the Registration

Statement on Form S-1 filed with the SEC on June 11, 2021 File No.

Agreement, dated July 14, 2021, among the Registrant, TradeUP Acquisition Sponsor LLC, Tradeup INC.

and certain security holders

named therein (incorporated by reference to Exhibit 10.1 to the Current Report on 8-K filed with the SEC on July 19, 2021 File No.

Certification of Principal Executive Officer Pursuant to Securities Exchange Act Rules 13a-14(a) and 15(d)-14(a), as adopted Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.

10 unchanged sentences

Inline XBRL Taxonomy Extension Presentation Linkbase Document

Cover Page Interactive Data File (formatted as Inline XBRL and contained in Exhibit 101).

* Indicates management contract or compensatory plan.

** These certifications are furnished to the SEC pursuant to Section 906 of the Sarbanes-Oxley Act of

2002 and are deemed not filed for purposes of Section 18 of the Securities Exchange Act of 1934, as amended, nor shall they be

deemed incorporated by reference in any filing under the Securities Act of 1933, except as shall be expressly set forth by specific

reference in such filing.

Pursuant to the requirements of the Securities Exchange Act of 1934,

the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

ESTRELLA IMMUNOPHARMA, INC.

/s/ Cheng Liu

Chief Executive Officer

Pursuant to the requirements

of the Securities Act of 1933, as amended, this Quarterly Report has been signed below by the following persons in the capacities and

on the dates indicated.

/s/ Cheng Liu

Principal Executive Officer and Chairman

November 20, 2023

(Principal Executive Officer)

Principal Financial Officer

November 20, 2023

(Principal Financial Officer and Principal Accounting Officer)

Cover Page Interactive Data File (formatted as Inline XBRL and contained in

Exhibit 101).

of this exhibit (indicated by asterisks) have been omitted because the registrant has determined that the information is both not material

and is the type that the registrant treats as private or confidential.

schedules and exhibits have been omitted pursuant to Item 601(b)(2) of Regulation S-K.

The registrant agrees to furnish supplementally

a copy of any omitted attachment to the Securities and Exchange Commission on a confidential basis upon request

certifications are furnished to the SEC pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 and are deemed not filed for purposes

of Section 18 of the Securities Exchange Act of 1934, as amended, nor shall they be deemed incorporated by reference in any filing under

the Securities Act of 1933, except as shall be expressly set forth by specific reference in such filing.

to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by

the undersigned, thereunto duly authorized.

IMMUNOPHARMA, INC.

Executive Officer

to the requirements of the Securities Act of 1933, as amended, this Quarterly Report has been signed below by the following persons in

the capacities and on the dates indicated.

Executive Officer and Chairman

Executive Officer)

Financial Officer

Financial Officer and Principal Accounting Officer)

Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.

What changed 10-Q

Item 5. Other Information