ITEM 5 – OTHER INFORMATION
+Added: (c) During the third quarter of 2024, no director or officer of the Company adopted or terminated a “Rule 10b5-1trading arrangement” or “non-Rule 10b5-1trading arrangement,” as each term is defined in Item 408(a) of Regulation S-K.
ITEM 6 – EXHIBITS
1 unchanged sentence
Amended and Restated By-Laws of the Company, as amended through March 11, 2022 (incorporated by reference to Exhibit 3(ii) to the Company’s Current Report on Form 8-K filed on March 11, 2022).
−Removed: Form of Award Agreement – Performance-Based Stock Awards (incorporated by reference to Exhibit 10.1 of the Company’s Current Report on Form 8-K filed on May 16, 2024).
−Removed: Form of Award Agreement – Non-Qualified Stock Options (incorporated by reference to Exhibit 10.2 of the Company’s Current Report on Form 8-K filed on May 16, 2024).
Certifications required by Rule 13a-14(a) of the Securities Exchange Act of 1934, as amended, as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.*
Certifications pursuant to Rule 13a-14(b) and 18 USC 1350 as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.**
−Removed: The following materials from the Company’s Quarterly Report on Form 10-Q for the quarter ended June 29, 2024, formatted in Inline XBRL (eXtensible Business Reporting Language):
−Removed: (i) Condensed Consolidated Statements of Operations (Unaudited) for the three months ended June 29, 2024 and July 1, 2023;
−Removed: (ii) Condensed Consolidated Statements of Comprehensive Income (Unaudited) for the three months ended June 29, 2024, and July 1, 2023;
−Removed: (iii) Condensed Consolidated Balance Sheets (Unaudited) as of June 29, 2024 and December 30, 2023;
−Removed: (iv) Condensed Consolidated Statements of Cash Flows (Unaudited) for the three months ended June 29, 2024 and July 1, 2023;
−Removed: and (iv) Notes to the Condensed Consolidated Financial Statements (Unaudited).**
+Added: The following materials from the Company’s Quarterly Report on Form 10-Q for the quarter ended September 28, 2024, formatted in Inline XBRL (eXtensible Business Reporting Language):
+Added: (i) Condensed Consolidated Statements of Operations (Unaudited) for the three and nine months ended September 28, 2024 and September 30, 2023;
+Added: (ii) Condensed Consolidated Statements of Comprehensive Income (Unaudited) for the three and nine months ended September 28, 2024, and September 30, 2023;
+Added: (iii) Condensed Consolidated Balance Sheets (Unaudited) as of September 28, 2024 and December 30, 2023;
+Added: (iv) Condensed Consolidated Statements of Cash Flows (Unaudited) for the nine months ended September 28, 2024 and September 30, 2023;
+Added: and (iv) Notes to Condensed Consolidated Financial Statements (Unaudited).**
Cover Page Interactive Data File (formatted as Inline XBRL and included in Exhibit 101).
3 unchanged sentences
THE EASTERN COMPANY
−Removed: August 6, 2024
−Removed: /s/Mark Hernandez
−Removed: Mark Hernandez
−Removed: President and Chief Executive Officer
−Removed: August 6, 2024
+Added: November 5, 2024
+Added: /s/James Mitarotonda
+Added: James Mitarotonda
+Added: Chairman of the Board
+Added: November 5, 2024
/s/Nicholas Vlahos
2 unchanged sentences
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.